XAI Octagon Floating Rate & Alternative Income Trust Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 08/12/2026 | 632.99 K | $11.11 M | -4.52% | 4.16% |
| MORGAN STANLEY | 08/13/2026 | 619.50 K | $10.87 M | 2.87% | 4.07% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 08/11/2026 | 439.85 K | $7.72 M | 0.00% | 2.89% |
| MATISSE CAPITAL | 08/12/2026 | 346.10 K | $6.07 M | 0.58% | 2.27% |
| BULLDOG INVESTORS, LLP | 08/14/2026 | 316.50 K | $5.55 M | 69.31% | 2.08% |
| CITADEL ADVISORS LLC | 09/02/2026 | 286.82 K | $5.03 M | 100.00% | 1.88% |
| GUGGENHEIM CAPITAL LLC | 08/12/2026 | 222.18 K | $3.90 M | 45.66% | 1.46% |
| THOMAS J. HERZFELD ADVISORS, INC. | 08/10/2026 | 198.69 K | $3.49 M | 233.68% | 1.30% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 163.29 K | $2.87 M | 100.00% | 1.07% |
| CRESSET ASSET MANAGEMENT, LLC | 08/14/2026 | 143.96 K | $2.53 M | 0.00% | 0.95% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 08/12/2026 | 142.71 K | $2.50 M | -1.05% | 0.94% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 08/14/2026 | 91.73 K | $1.61 M | 100.00% | 0.60% |
| INVESCO LTD. | 08/14/2026 | 88.99 K | $1.56 M | 48.60% | 0.58% |
| J.W. COLE ADVISORS, INC. | 07/21/2026 | 88.42 K | $1.55 M | 100.00% | 0.58% |
| ARLINGTON CAPITAL MANAGEMENT, INC. | 07/24/2026 | 58.64 K | $1.03 M | 100.00% | 0.39% |
| CLOSED-END FUND ADVISORS, INC. | 07/27/2026 | 56.78 K | $996.44 K | 9.54% | 0.37% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 54.10 K | $949.49 K | 150.07% | 0.36% |
| VIRTUS INVESTMENT ADVISERS, INC. | 08/11/2026 | 45.72 K | $802.42 K | -18.00% | 0.30% |
| LPL FINANCIAL LLC | 08/07/2026 | 36.46 K | $639.85 K | -6.03% | 0.24% |
| UBS GROUP AG | 08/13/2026 | 34.25 K | $601.05 K | -13.36% | 0.22% |
| ROBINSON CAPITAL MANAGEMENT, LLC | 08/12/2026 | 28.50 K | $500.18 K | 100.00% | 0.19% |
| JANE STREET GROUP, LLC | 08/14/2026 | 25.86 K | $453.79 K | -53.19% | 0.17% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 25.42 K | $446.05 K | 9.31% | 0.17% |
| BELPOINTE ASSET MANAGEMENT LLC | 07/31/2026 | 24.02 K | $421.55 K | -17.05% | 0.16% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 23.15 K | $406.27 K | -21.92% | 0.15% |
| HRT FINANCIAL LP | 08/14/2026 | 23.03 K | $404.00 K | 100.00% | 0.15% |
| CHOREO, LLC | 08/04/2026 | 22.25 K | $392.87 K | 100.00% | 0.15% |
| XTX TOPCO LTD | 08/14/2026 | 22.03 K | $386.57 K | 24.10% | 0.14% |
| TORONTO DOMINION BANK | 08/14/2026 | 21.50 K | $377.34 K | -78.50% | 0.14% |
| SAMALIN INVESTMENT COUNSEL, LLC | 07/27/2026 | 19.53 K | $342.66 K | -30.18% | 0.13% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 16.53 K | $290.17 K | 78.72% | 0.11% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 15.50 K | $272.08 K | -6.69% | 0.10% |
| APOLLON WEALTH MANAGEMENT, LLC | 07/23/2026 | 12.63 K | $221.68 K | 0.22% | 0.08% |
| ROYAL BANK OF CANADA | 08/14/2026 | 6.16 K | $108.00 K | -8.80% | 0.04% |
| EVERSOURCE WEALTH ADVISORS, LLC | 07/24/2026 | 5.00 K | $87.75 K | 0.00% | 0.03% |
| CORECAP ADVISORS, LLC | 07/06/2026 | 2.92 K | $51.18 K | 0.00% | 0.02% |
| GLOBAL RETIREMENT PARTNERS, LLC | 08/06/2026 | 2.88 K | $50.56 K | 100.00% | 0.02% |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 07/21/2026 | 2.00 K | $35.10 K | 0.00% | 0.01% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 08/06/2026 | 1.70 K | $29.82 K | -0.93% | 0.01% |
| TRIUMPH CAPITAL MANAGEMENT | 07/21/2026 | 1.65 K | $28.91 K | 20.31% | 0.01% |
| PINNACLE WEALTH PLANNING SERVICES, INC. | 08/07/2026 | 1.00 K | $17.55 K | 13.51% | 0.01% |
| BNP PARIBAS ARBITRAGE, SNC | 08/13/2026 | 768 | $13.48 K | -16.07% | 0.01% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 721 | $12.67 K | 4,141.18% | 0.00% |
| FIFTH THIRD BANCORP | 08/05/2026 | 641 | $11.25 K | -39.41% | 0.00% |
| COMPASS FINANCIAL MANAGEMENT LLC | 08/12/2026 | 517 | $9.07 K | 100.00% | 0.00% |
| WPG ADVISERS, LLC | 08/06/2026 | 435 | $7.63 K | 14.78% | 0.00% |
| INTEGRATED WEALTH CONCEPTS LLC | 08/12/2026 | 382 | $6.71 K | 100.00% | 0.00% |
| QUENT CAPITAL, LLC | 08/07/2026 | 340 | $5.97 K | 100.00% | 0.00% |
| HIGHLINE WEALTH PARTNERS LLC | 07/15/2026 | 300 | $5.27 K | 0.00% | 0.00% |
| SWAN CAPITAL LLC | 08/13/2026 | 246 | $4.32 K | 0.00% | 0.00% |
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XAI Octagon Floating Rate & Alternative Income Trust institutional Ownership - FAQ's
During the previous two years, 81 institutional investors and hedge funds held shares of XAI Octagon Floating Rate & Alternative Income Trust. The most heavily invested institutionals were:
SIT INVESTMENT ASSOCIATES INC: 632,994
MORGAN STANLEY: 619,502
Eagle Point Credit Management LLC: 439,852
Matisse Capital: 346,096
Bulldog Investors, LLP: 316,500
CITADEL ADVISORS LLC: 286,821
28.73% of XAI Octagon Floating Rate & Alternative Income Trust stock is owned by institutional investors.
Institutional investors have bought a total of 4.85 M shares in the last 24 months. This purchase volume represents approximately $15.08 M in transactions.