XAI Octagon Floating Rate & Alternative Income Trust Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 05/13/2026 | 662.99 K | $11.39 M | 100.00% | 4.35% |
| MORGAN STANLEY | 05/15/2026 | 602.19 K | $10.35 M | 100.00% | 3.95% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 05/07/2026 | 439.85 K | $7.56 M | 100.00% | 2.89% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 05/15/2026 | 384.76 K | $6.61 M | -54.63% | 2.53% |
| MATISSE CAPITAL | 05/08/2026 | 344.10 K | $5.91 M | 100.00% | 2.26% |
| BULLDOG INVESTORS, LLP | 05/08/2026 | 186.93 K | $3.21 M | 100.00% | 1.23% |
| GUGGENHEIM CAPITAL LLC | 05/15/2026 | 152.54 K | $2.62 M | 100.00% | 1.00% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 05/12/2026 | 144.23 K | $2.48 M | 100.00% | 0.95% |
| CRESSET ASSET MANAGEMENT, LLC | 05/15/2026 | 143.96 K | $2.47 M | 100.00% | 0.95% |
| TORONTO DOMINION BANK | 05/15/2026 | 100.00 K | $1.72 M | 100.00% | 0.66% |
| RPO LLC | 05/12/2026 | 89.90 K | $1.54 M | 100.00% | 0.59% |
| INVESCO LTD. | 05/12/2026 | 59.88 K | $1.03 M | 100.00% | 0.39% |
| THOMAS J. HERZFELD ADVISORS, INC. | 05/12/2026 | 59.55 K | $1.02 M | 100.00% | 0.39% |
| VIRTUS INVESTMENT ADVISERS, INC. | 05/14/2026 | 55.76 K | $957.92 K | 100.00% | 0.37% |
| JANE STREET GROUP, LLC | 05/12/2026 | 55.24 K | $949.09 K | 100.00% | 0.36% |
| 05/11/2026 | 51.83 K | $890.46 K | 100.00% | 0.34% | |
| UBS GROUP AG | 05/05/2026 | 39.53 K | $679.09 K | 100.00% | 0.26% |
| LPL FINANCIAL LLC | 05/06/2026 | 38.80 K | $666.53 K | 100.00% | 0.25% |
| SAX WEALTH ADVISORS, LLC | 04/08/2026 | 35.41 K | $169.94 K | 0.00% | 0.23% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 29.65 K | $509.37 K | 100.00% | 0.19% |
| BELPOINTE ASSET MANAGEMENT LLC | 04/28/2026 | 28.96 K | $497.50 K | 100.00% | 0.19% |
| SAMALIN INVESTMENT COUNSEL, LLC | 04/23/2026 | 27.97 K | $480.44 K | 100.00% | 0.18% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 23.25 K | $399.45 K | 100.00% | 0.15% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 21.64 K | $371.69 K | 100.00% | 0.14% |
| XTX TOPCO LTD | 05/15/2026 | 17.75 K | $304.95 K | 100.00% | 0.12% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 16.61 K | $285.43 K | 100.00% | 0.11% |
| SCULPTOR CAPITAL LP | 05/15/2026 | 15.69 K | $269.49 K | 100.00% | 0.10% |
| APOLLON WEALTH MANAGEMENT, LLC | 04/22/2026 | 12.60 K | $216.52 K | 100.00% | 0.08% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 05/04/2026 | 12.51 K | $226.22 K | 100.00% | 0.08% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 9.25 K | $158.91 K | 100.00% | 0.06% |
| ROYAL BANK OF CANADA | 05/15/2026 | 6.75 K | $116.00 K | 100.00% | 0.04% |
| EVERSOURCE WEALTH ADVISORS, LLC | 05/18/2026 | 5.00 K | $85.90 K | 100.00% | 0.03% |
| ADVISORY SERVICES NETWORK, LLC | 05/15/2026 | 4.50 K | $77.24 K | 100.00% | 0.03% |
| CORECAP ADVISORS, LLC | 04/07/2026 | 2.92 K | $50.10 K | 100.00% | 0.02% |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 04/17/2026 | 2.00 K | $34.36 K | 100.00% | 0.01% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 05/11/2026 | 1.72 K | $29.46 K | 100.00% | 0.01% |
| TRIUMPH CAPITAL MANAGEMENT | 05/13/2026 | 1.37 K | $23.93 K | 100.00% | 0.01% |
| FIFTH THIRD BANCORP | 05/01/2026 | 1.06 K | $18.18 K | 100.00% | 0.01% |
| OSBON CAPITAL MANAGEMENT LLC | 05/15/2026 | 989 | $16.99 K | 100.00% | 0.01% |
| BNP PARIBAS ARBITRAGE, SNC | 05/12/2026 | 915 | $15.72 K | 100.00% | 0.01% |
| PINNACLE WEALTH PLANNING SERVICES, INC. | 05/11/2026 | 881 | $15.14 K | 100.00% | 0.01% |
| WPG ADVISERS, LLC | 04/30/2026 | 379 | $6.51 K | 100.00% | 0.00% |
| HIGHLINE WEALTH PARTNERS LLC | 04/06/2026 | 300 | $5.15 K | 100.00% | 0.00% |
| SWAN CAPITAL LLC | 05/14/2026 | 246 | $4.23 K | 100.00% | 0.00% |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 04/14/2026 | 220 | $3.78 K | 100.00% | 0.00% |
| BYRNE ASSET MANAGEMENT LLC | 04/02/2026 | 200 | $3.44 K | -80.00% | 0.00% |
| FNY INVESTMENT ADVISERS, LLC | 04/15/2026 | 200 | $3.00 K | 100.00% | 0.00% |
| ST GERMAIN D J CO INC | 04/13/2026 | 180 | $3.09 K | 100.00% | 0.00% |
| BLACKROCK, INC. | 05/13/2026 | 145 | $2.49 K | 100.00% | 0.00% |
| WHITTIER TRUST CO OF NEVADA INC | 04/28/2026 | 100 | $1.68 K | 100.00% | 0.00% |
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XAI Octagon Floating Rate & Alternative Income Trust institutional Ownership - FAQ's
During the previous two years, 115 institutional investors and hedge funds held shares of XAI Octagon Floating Rate & Alternative Income Trust. The most heavily invested institutionals were:
SIT INVESTMENT ASSOCIATES INC: 662,994
MORGAN STANLEY: 602,194
Eagle Point Credit Management LLC: 439,852
RIVERNORTH CAPITAL MANAGEMENT, LLC: 384,757
Matisse Capital: 344,096
Bulldog Investors, LLP: 186,930
25.56% of XAI Octagon Floating Rate & Alternative Income Trust stock is owned by institutional investors.
Institutional investors have bought a total of 4.32 M shares in the last 24 months. This purchase volume represents approximately $13.44 M in transactions.