Tri-Continental Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SABA CAPITAL MANAGEMENT, L.P. | 05/15/2026 | 735.10 K | $23.22 M | 4.77% | 1.37% |
| MORGAN STANLEY | 05/15/2026 | 553.80 K | $17.49 M | -1.53% | 1.03% |
| LAZARD ASSET MANAGEMENT LLC | 05/15/2026 | 514.54 K | $16.25 M | -0.60% | 0.96% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 05/11/2026 | 430.04 K | $13.59 M | 2.16% | 0.80% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 05/05/2026 | 366.01 K | $11.56 M | 9.50% | 0.68% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 260.98 K | $8.24 M | -4.66% | 0.49% |
| UBS GROUP AG | 05/05/2026 | 213.27 K | $6.74 M | -18.66% | 0.40% |
| COLONY GROUP, LLC | 05/15/2026 | 198.74 K | $6.28 M | 3.14% | 0.37% |
| UMB BANK, N.A. | 05/11/2026 | 177.79 K | $5.62 M | -1.54% | 0.33% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 166.09 K | $5.25 M | -5.37% | 0.31% |
| UNCOMMON CENTS INVESTING LLC | 04/15/2026 | 159.67 K | $5.04 M | -0.12% | 0.30% |
| CORNERSTONE ADVISORY, LLC | 05/04/2026 | 151.57 K | $4.79 M | 2.78% | 0.28% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 05/13/2026 | 144.77 K | $4.57 M | 16.96% | 0.27% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 123.08 K | $3.89 M | 395.80% | 0.23% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 103.65 K | $3.27 M | 3.79% | 0.19% |
| MARINER, LLC | 05/13/2026 | 96.59 K | $3.05 M | 2.85% | 0.18% |
| SHAKER FINANCIAL SERVICES, LLC | 05/12/2026 | 93.66 K | $2.96 M | 32.96% | 0.18% |
| 1620 INVESTMENT ADVISORS, INC. | 05/13/2026 | 92.65 K | $2.93 M | 0.34% | 0.17% |
| EP WEALTH ADVISORS, LLC | 05/14/2026 | 86.27 K | $2.73 M | -2.10% | 0.16% |
| FIRST TRUST ADVISORS LP | 05/13/2026 | 84.59 K | $2.67 M | 15.35% | 0.16% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 04/08/2026 | 82.63 K | $2.64 M | -34.96% | 0.15% |
| ALTIUM CAPITAL MANAGEMENT LP | 05/01/2026 | 78.92 K | $2.49 M | 95.10% | 0.15% |
| LPL FINANCIAL LLC | 05/06/2026 | 78.69 K | $2.49 M | -3.21% | 0.15% |
| CAPSTONE FINANCIAL ADVISORS, INC. | 05/15/2026 | 75.51 K | $2.39 M | 0.00% | 0.14% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 73.11 K | $2.31 M | -1.40% | 0.14% |
| PLATFORM TECHNOLOGY PARTNERS | 04/27/2026 | 67.00 K | $2.12 M | 0.00% | 0.13% |
| 04/16/2026 | 61.63 K | $1.95 M | 0.06% | 0.12% | |
| RB CAPITAL MANAGEMENT, LLC | 05/15/2026 | 60.97 K | $1.93 M | -3.97% | 0.11% |
| ROYAL BANK OF CANADA | 05/15/2026 | 58.24 K | $1.84 M | 1.88% | 0.11% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 55.26 K | $1.75 M | 2.42% | 0.10% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 04/21/2026 | 49.35 K | $1.56 M | 10.12% | 0.09% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 48.35 K | $1.53 M | -0.38% | 0.09% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 46.88 K | $1.48 M | 0.11% | 0.09% |
| ALLWORTH FINANCIAL LP | 05/15/2026 | 41.19 K | $1.30 M | 0.24% | 0.08% |
| BECKERMAN INSTITUTIONAL, LLC | 05/04/2026 | 39.99 K | $1.26 M | -1.26% | 0.07% |
| PATHSTONE HOLDINGS, LLC | 05/11/2026 | 38.66 K | $1.22 M | 202.50% | 0.07% |
| QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | 05/06/2026 | 38.41 K | $1.21 M | 0.00% | 0.07% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 05/08/2026 | 38.10 K | $1.20 M | 20.41% | 0.07% |
| WHITENER CAPITAL MANAGEMENT, INC. | 04/16/2026 | 33.82 K | $1.07 M | 0.20% | 0.06% |
| ALBION FINANCIAL GROUP /UT | 04/27/2026 | 30.50 K | $963.37 K | 0.00% | 0.06% |
| ALTUS WEALTH GROUP LLC | 04/27/2026 | 29.61 K | $935.50 K | -1.88% | 0.06% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 29.07 K | $918.15 K | 0.47% | 0.05% |
| WOLVERINE ASSET MANAGEMENT LLC | 05/04/2026 | 28.68 K | $905.97 K | 381.35% | 0.05% |
| CREATIVE PLANNING | 05/12/2026 | 25.95 K | $819.70 K | 0.59% | 0.05% |
| THRIVENT FINANCIAL FOR LUTHERANS | 05/01/2026 | 25.91 K | $819.00 K | 0.00% | 0.05% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 05/15/2026 | 24.64 K | $774.66 K | 4.76% | 0.05% |
| ADVISORS ASSET MANAGEMENT, INC. | 05/15/2026 | 24.60 K | $777.05 K | -1.60% | 0.05% |
| BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. | 05/15/2026 | 24.42 K | $771.30 K | 0.00% | 0.05% |
| PNC FINANCIAL SERVICES GROUP, INC. | 05/08/2026 | 22.82 K | $720.79 K | 37.44% | 0.04% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 22.61 K | $714.20 K | -1.99% | 0.04% |
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Tri-Continental Corp. institutional Ownership - FAQ's
During the previous two years, 207 institutional investors and hedge funds held shares of Tri-Continental Corp.. The most heavily invested institutionals were:
Saba Capital Management, L.P.: 735,098
MORGAN STANLEY: 553,797
LAZARD ASSET MANAGEMENT LLC: 514,535
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC: 430,043
Allspring Global Investments Holdings, LLC: 366,014
RAYMOND JAMES FINANCIAL INC: 260,984
12.78% of Tri-Continental Corp. stock is owned by institutional investors.
Institutional investors have bought a total of 10.94 M shares in the last 24 months. This purchase volume represents approximately $352.73 M in transactions.