Tri-Continental Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SABA CAPITAL MANAGEMENT, L.P. | 11/14/2025 | 647.68 K | $22.02 M | 390.79% | 1.22% |
| LAZARD ASSET MANAGEMENT LLC | 11/14/2025 | 517.63 K | $17.60 M | 15.08% | 0.98% |
| MORGAN STANLEY | 11/14/2025 | 500.97 K | $17.03 M | -1.66% | 0.95% |
| BARD FINANCIAL SERVICES, INC. | 10/17/2025 | 444.96 K | $15.13 M | -5.49% | 0.84% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10/22/2025 | 418.03 K | $14.21 M | 0.55% | 0.79% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 10/20/2025 | 336.20 K | $11.43 M | 7.91% | 0.63% |
| UBS GROUP AG | 11/13/2025 | 293.80 K | $9.99 M | -13.81% | 0.55% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 266.06 K | $9.05 M | 0.98% | 0.50% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 224.18 K | $7.62 M | -3.53% | 0.42% |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | 11/10/2025 | 198.45 K | $6.75 M | -2.42% | 0.37% |
| UNCOMMON CENTS INVESTING LLC | 10/16/2025 | 159.20 K | $5.41 M | -1.63% | 0.30% |
| CORNERSTONE ADVISORY, LLC | 11/07/2025 | 140.99 K | $4.79 M | 1.30% | 0.27% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10/29/2025 | 131.14 K | $4.47 M | 3.85% | 0.25% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 100.43 K | $3.41 M | 2.35% | 0.19% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 10/22/2025 | 97.18 K | $3.30 M | 6.23% | 0.18% |
| 1620 INVESTMENT ADVISORS, INC. | 10/07/2025 | 91.76 K | $3.12 M | 0.46% | 0.17% |
| MARINER, LLC | 11/14/2025 | 88.07 K | $2.99 M | 3.05% | 0.17% |
| CAPSTONE FINANCIAL ADVISORS, INC. | 11/14/2025 | 75.51 K | $2.57 M | 0.00% | 0.14% |
| D.A. DAVIDSON & CO. | 10/22/2025 | 73.91 K | $2.51 M | 1.64% | 0.14% |
| FIRST TRUST ADVISORS LP | 11/12/2025 | 67.63 K | $2.30 M | 8.00% | 0.13% |
| LPL FINANCIAL LLC | 11/12/2025 | 64.64 K | $2.20 M | 4.04% | 0.12% |
| PLATFORM TECHNOLOGY PARTNERS | 10/29/2025 | 63.02 K | $2.14 M | 0.00% | 0.12% |
| RB CAPITAL MANAGEMENT, LLC | 10/21/2025 | 61.58 K | $2.09 M | 0.96% | 0.12% |
| STOLPER CO | 10/10/2025 | 58.35 K | $1.98 M | -0.07% | 0.11% |
| ROYAL BANK OF CANADA | 11/14/2025 | 56.81 K | $1.93 M | -0.08% | 0.11% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 53.46 K | $1.82 M | -2.85% | 0.10% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 46.95 K | $1.60 M | -0.33% | 0.09% |
| BANK OF AMERICA CORP /DE/ | 11/14/2025 | 46.91 K | $1.60 M | 6.69% | 0.09% |
| BECKERMAN INSTITUTIONAL, LLC | 11/06/2025 | 41.02 K | $1.39 M | -1.16% | 0.08% |
| ALLWORTH FINANCIAL LP | 12/02/2025 | 40.54 K | $1.38 M | 0.15% | 0.08% |
| QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | 10/30/2025 | 38.41 K | $1.31 M | 100.00% | 0.07% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 10/27/2025 | 38.40 K | $1.31 M | 8.35% | 0.07% |
| WHITENER CAPITAL MANAGEMENT, INC. | 10/15/2025 | 33.62 K | $1.14 M | -0.34% | 0.06% |
| ALBION FINANCIAL GROUP /UT | 10/20/2025 | 31.16 K | $1.06 M | -1.41% | 0.06% |
| ALTUS WEALTH GROUP LLC | 10/21/2025 | 30.85 K | $1.05 M | 0.00% | 0.06% |
| PROSPERA CAPITAL MANAGEMENT, LLC | 10/22/2025 | 29.35 K | $997.73 K | 0.00% | 0.06% |
| GUGGENHEIM CAPITAL LLC | 11/13/2025 | 28.30 K | $962.10 K | -1.81% | 0.05% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 27.65 K | $940.00 K | -43.00% | 0.05% |
| FIRST MERCHANTS CORP | 10/22/2025 | 27.61 K | $938.64 K | 0.00% | 0.05% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 11/14/2025 | 26.35 K | $895.82 K | 26.87% | 0.05% |
| THRIVENT FINANCIAL FOR LUTHERANS | 11/04/2025 | 25.91 K | $881.00 K | 0.00% | 0.05% |
| CREATIVE PLANNING | 11/14/2025 | 25.64 K | $871.75 K | 0.00% | 0.05% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/06/2025 | 25.09 K | $852.96 K | -0.72% | 0.05% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 24.70 K | $839.79 K | -1.81% | 0.05% |
| BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. | 11/12/2025 | 24.42 K | $830.14 K | 0.00% | 0.05% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 23.35 K | $785.17 K | -18.59% | 0.04% |
| 11/12/2025 | 22.56 K | $766.94 K | 100.00% | 0.04% | |
| MGO ONE SEVEN LLC | 10/24/2025 | 21.15 K | $718.95 K | 0.21% | 0.04% |
| KIRR MARBACH & CO LLC /IN/ | 10/14/2025 | 19.88 K | $675.99 K | 0.00% | 0.04% |
| HERITAGE WEALTH ADVISORS | 11/13/2025 | 19.03 K | $646.95 K | 0.00% | 0.04% |
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Tri-Continental Corporation institutional Ownership - FAQ's
During the previous two years, 214 institutional investors and hedge funds held shares of Tri-Continental Corporation. The most heavily invested institutionals were:
Saba Capital Management, L.P.: 647,684
LAZARD ASSET MANAGEMENT LLC: 517,626
MORGAN STANLEY: 500,973
Bard Financial Services, Inc.: 444,956
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC: 418,033
Allspring Global Investments Holdings, LLC: 336,196
12.54% of Tri-Continental Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 10.50 M shares in the last 24 months. This purchase volume represents approximately $360.09 M in transactions.