Saratoga Investment Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LIDO ADVISORS, LLC | 02/10/2026 | 199.14 K | $4.86 M | 0.64% | 1.24% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 163.36 K | $3.77 M | 3.21% | 1.01% |
| 02/11/2026 | 159.50 K | $3.68 M | 100.00% | 0.99% | |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 01/14/2026 | 141.47 K | $3.26 M | -21.43% | 0.88% |
| LEGAL & GENERAL GROUP PLC | 02/09/2026 | 117.29 K | $2.71 M | 25.41% | 0.73% |
| LPL FINANCIAL LLC | 02/11/2026 | 113.73 K | $2.62 M | 4.60% | 0.71% |
| ADVISORS ASSET MANAGEMENT, INC. | 02/12/2026 | 101.38 K | $2.34 M | -12.33% | 0.63% |
| BLACKROCK, INC. | 02/12/2026 | 95.20 K | $2.20 M | -3.71% | 0.59% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 82.83 K | $1.91 M | -1.51% | 0.51% |
| TWO SIGMA INVESTMENTS, LP | 02/17/2026 | 67.51 K | $1.56 M | -41.32% | 0.42% |
| AMERIPRISE FINANCIAL INC | 02/17/2026 | 65.59 K | $1.51 M | -8.33% | 0.41% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 02/03/2026 | 61.81 K | $1.43 M | 17.49% | 0.38% |
| ETHOS FINANCIAL GROUP, LLC | 01/20/2026 | 52.85 K | $1.22 M | -1.83% | 0.33% |
| WEALTHCARE ADVISORY PARTNERS LLC | 01/14/2026 | 49.47 K | $1.14 M | 10.72% | 0.31% |
| PALOGIC VALUE MANAGEMENT, L.P. | 02/17/2026 | 46.68 K | $1.08 M | 0.00% | 0.29% |
| NEXT LEVEL PRIVATE LLC | 01/07/2026 | 43.53 K | $1.00 M | 0.00% | 0.27% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 34.70 K | $800.53 K | 9.81% | 0.22% |
| JB CAPITAL PARTNERS LP | 02/13/2026 | 33.85 K | $780.85 K | 0.00% | 0.21% |
| VIRTUS INVESTMENT ADVISERS, INC. | 02/17/2026 | 32.64 K | $753.03 K | -10.04% | 0.20% |
| MORGAN STANLEY | 02/13/2026 | 30.34 K | $699.90 K | -60.62% | 0.19% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 02/11/2026 | 27.03 K | $624.00 K | -46.20% | 0.17% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 26.70 K | $615.97 K | 31.53% | 0.17% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 25.67 K | $592.10 K | 11.24% | 0.16% |
| COLONY GROUP, LLC | 02/13/2026 | 25.60 K | $590.60 K | 100.00% | 0.16% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 21.83 K | $503.50 K | 9.03% | 0.14% |
| PFG ADVISORS | 01/27/2026 | 21.70 K | $500.56 K | -1.00% | 0.13% |
| FOCUS FINANCIAL NETWORK, INC. | 01/12/2026 | 19.46 K | $448.83 K | 24.27% | 0.12% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 18.95 K | $437.00 K | -30.11% | 0.12% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 18.64 K | $429.96 K | -26.04% | 0.12% |
| CITADEL ADVISORS LLC | 02/17/2026 | 18.46 K | $425.87 K | 100.00% | 0.11% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 18.40 K | $424.56 K | 178.16% | 0.11% |
| D.A. DAVIDSON & CO. | 01/29/2026 | 18.19 K | $419.74 K | -42.15% | 0.11% |
| ROYAL BANK OF CANADA | 02/17/2026 | 17.39 K | $401.00 K | -8.29% | 0.11% |
| TREXQUANT INVESTMENT LP | 02/17/2026 | 16.83 K | $388.20 K | -67.49% | 0.10% |
| SUNBELT SECURITIES, INC. | 02/20/2026 | 13.73 K | $316.66 K | 2.57% | 0.09% |
| JANE STREET GROUP, LLC | 02/12/2026 | 13.50 K | $311.45 K | 100.00% | 0.08% |
| DYNAMIC TECHNOLOGY LAB PRIVATE LTD | 02/13/2026 | 13.21 K | $305.00 K | 100.00% | 0.08% |
| CITADEL ADVISORS LLC | 02/17/2026 | 13.20 K | $304.52 K | -39.17% | 0.08% |
| UBS GROUP AG | 01/29/2026 | 13.02 K | $300.46 K | 1,256.67% | 0.08% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 12.88 K | $297.03 K | 24.44% | 0.08% |
| AQUATIC CAPITAL MANAGEMENT LLC | 02/17/2026 | 12.10 K | $279.17 K | -4.93% | 0.08% |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | 02/17/2026 | 11.42 K | $263.44 K | -35.39% | 0.07% |
| DAVIDSON TRUST CO | 01/27/2026 | 11.00 K | $253.77 K | 0.00% | 0.07% |
| TWO SIGMA ADVISERS, LP | 02/17/2026 | 11.00 K | $253.77 K | -89.07% | 0.07% |
| WEDBUSH SECURITIES INC | 02/12/2026 | 10.70 K | $247.00 K | 0.00% | 0.07% |
| HIGHTOWER ADVISORS, LLC | 02/06/2026 | 10.21 K | $235.61 K | -5.96% | 0.06% |
| CITADEL ADVISORS LLC | 02/17/2026 | 8.70 K | $200.71 K | -58.17% | 0.05% |
| JPMORGAN CHASE & CO | 02/11/2026 | 7.02 K | $161.98 K | -1.46% | 0.04% |
| REGISTER FINANCIAL ADVISORS LLC | 01/21/2026 | 5.98 K | $137.97 K | 0.49% | 0.04% |
| HARBOUR INVESTMENTS, INC. | 02/09/2026 | 5.97 K | $137.80 K | 100.91% | 0.04% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
Saratoga Investment Corp institutional Ownership - FAQ's
During the previous two years, 106 institutional investors and hedge funds held shares of Saratoga Investment Corp. The most heavily invested institutionals were:
Private Advisor Group, LLC: 165,139
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC: 82,407
Ethos Financial Group, LLC: 52,846
Wealthcare Advisory Partners LLC: 50,573
Next Level Private LLC: 43,527
UBS Group AG: 27,280
12.96% of Saratoga Investment Corp stock is owned by institutional investors.
Institutional investors have bought a total of 2.56 M shares in the last 24 months. This purchase volume represents approximately $58.72 M in transactions.