Saratoga Investment Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LIDO ADVISORS, LLC | 05/13/2026 | 199.14 K | $4.36 M | 0.00% | 1.24% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 165.14 K | $3.61 M | 1.09% | 1.03% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 05/13/2026 | 137.68 K | $3.01 M | -2.68% | 0.85% |
| LEGAL & GENERAL GROUP PLC | 05/08/2026 | 122.94 K | $2.69 M | 4.81% | 0.76% |
| LPL FINANCIAL LLC | 05/06/2026 | 114.00 K | $2.49 M | 0.24% | 0.71% |
| ADVISORS ASSET MANAGEMENT, INC. | 05/15/2026 | 106.63 K | $2.33 M | 5.17% | 0.66% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 85.27 K | $1.86 M | 2.94% | 0.53% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 05/01/2026 | 82.41 K | $1.76 M | 33.33% | 0.51% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 54.75 K | $1.20 M | -18.90% | 0.34% |
| BLACKROCK, INC. | 05/13/2026 | 54.60 K | $1.19 M | -42.65% | 0.34% |
| ETHOS FINANCIAL GROUP, LLC | 05/05/2026 | 52.85 K | $1.22 M | 0.00% | 0.33% |
| WEALTHCARE ADVISORY PARTNERS LLC | 04/14/2026 | 50.57 K | $1.11 M | 2.23% | 0.31% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 48.45 K | $1.06 M | 88.79% | 0.30% |
| PALOGIC VALUE MANAGEMENT, L.P. | 05/15/2026 | 46.68 K | $1.02 M | 0.00% | 0.29% |
| NEXT LEVEL PRIVATE LLC | 04/23/2026 | 43.53 K | $951.94 K | 0.00% | 0.27% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 36.20 K | $791.69 K | 35.58% | 0.22% |
| JB CAPITAL PARTNERS LP | 05/14/2026 | 33.85 K | $760.88 K | 0.00% | 0.21% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 29.90 K | $653.91 K | -13.83% | 0.19% |
| MORGAN STANLEY | 05/15/2026 | 28.29 K | $618.62 K | -6.76% | 0.18% |
| COLONY GROUP, LLC | 05/15/2026 | 27.71 K | $606.01 K | 8.24% | 0.17% |
| UBS GROUP AG | 05/05/2026 | 27.28 K | $596.61 K | 109.46% | 0.17% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 04/16/2026 | 27.03 K | $591.00 K | 0.00% | 0.17% |
| VIRTUS INVESTMENT ADVISERS, INC. | 05/14/2026 | 25.75 K | $563.20 K | -21.11% | 0.16% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 25.03 K | $547.34 K | 2,243.35% | 0.16% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 23.98 K | $524.00 K | 26.52% | 0.15% |
| CITADEL ADVISORS LLC | 05/15/2026 | 23.30 K | $509.64 K | 26.24% | 0.14% |
| CITADEL ADVISORS LLC | 05/15/2026 | 23.10 K | $505.20 K | 165.52% | 0.14% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 22.69 K | $496.32 K | 23.32% | 0.14% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 22.30 K | $487.72 K | 2.18% | 0.14% |
| PFG ADVISORS | 05/05/2026 | 21.70 K | $474.67 K | 0.03% | 0.13% |
| HRT FINANCIAL LP | 05/14/2026 | 21.52 K | $470.00 K | 100.00% | 0.13% |
| FOCUS FINANCIAL NETWORK, INC. | 04/14/2026 | 21.18 K | $463.13 K | 8.85% | 0.13% |
| VESTGEN ADVISORS, LLC | 05/14/2026 | 19.25 K | $426.00 K | 100.00% | 0.12% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 18.30 K | $400.31 K | 0.60% | 0.11% |
| AMERIPRISE FINANCIAL INC | 05/15/2026 | 18.13 K | $396.53 K | -72.36% | 0.11% |
| ROYAL BANK OF CANADA | 05/15/2026 | 17.95 K | $393.00 K | 3.20% | 0.11% |
| GREENWOOD GEARHART INC | 05/07/2026 | 17.80 K | $389.29 K | 100.00% | 0.11% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 17.18 K | $375.77 K | -7.81% | 0.11% |
| CITADEL ADVISORS LLC | 05/15/2026 | 16.20 K | $354.29 K | 22.73% | 0.10% |
| SUNBELT SECURITIES, INC. | 05/18/2026 | 13.73 K | $300.19 K | 0.00% | 0.09% |
| DAVIDSON TRUST CO | 04/20/2026 | 11.00 K | $240.57 K | 0.00% | 0.07% |
| WEDBUSH SECURITIES INC | 04/21/2026 | 10.70 K | $234.00 K | 0.00% | 0.07% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 10.26 K | $224.00 K | 100.00% | 0.06% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 10.22 K | $223.53 K | 0.08% | 0.06% |
| XTX TOPCO LTD | 05/15/2026 | 10.08 K | $220.43 K | 100.00% | 0.06% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 05/08/2026 | 7.48 K | $163.52 K | 43.46% | 0.05% |
| JPMORGAN CHASE & CO | 05/13/2026 | 7.02 K | $149.63 K | 0.00% | 0.04% |
| REGISTER FINANCIAL ADVISORS LLC | 04/15/2026 | 6.00 K | $131.29 K | 0.38% | 0.04% |
| AQUATIC CAPITAL MANAGEMENT LLC | 05/15/2026 | 5.73 K | $125.21 K | -52.69% | 0.04% |
| WESTERN WEALTH MANAGEMENT, LLC | 05/19/2026 | 3.20 K | $69.87 K | 100.00% | 0.02% |
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Saratoga Investment Corp institutional Ownership - FAQ's
During the previous two years, 100 institutional investors and hedge funds held shares of Saratoga Investment Corp. The most heavily invested institutionals were:
Lido Advisors, LLC: 199,138
Private Advisor Group, LLC: 165,139
Hennion & Walsh Asset Management, Inc.: 137,675
Legal & General Group Plc: 122,941
LPL Financial LLC: 113,995
Advisors Asset Management, Inc.: 106,625
11.98% of Saratoga Investment Corp stock is owned by institutional investors.
Institutional investors have bought a total of 2.42 M shares in the last 24 months. This purchase volume represents approximately $55.47 M in transactions.