Saratoga Investment Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LIDO ADVISORS, LLC | 08/07/2026 | 181.52 K | $4.05 M | -8.85% | 1.12% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 146.68 K | $3.27 M | -11.18% | 0.90% |
| LEGAL & GENERAL GROUP PLC | 08/14/2026 | 141.23 K | $3.16 M | 14.88% | 0.87% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 07/08/2026 | 127.04 K | $2.83 M | -7.72% | 0.78% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 121.64 K | $2.71 M | 14.08% | 0.75% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/22/2026 | 116.01 K | $2.61 M | 40.78% | 0.71% |
| LPL FINANCIAL LLC | 08/07/2026 | 111.91 K | $2.50 M | -1.83% | 0.69% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 85.08 K | $1.90 M | -0.22% | 0.52% |
| ETHOS FINANCIAL GROUP, LLC | 08/07/2026 | 56.53 K | $1.26 M | 6.98% | 0.35% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 56.16 K | $1.25 M | 447.55% | 0.35% |
| BLACKROCK, INC. | 08/07/2026 | 53.26 K | $1.19 M | -2.45% | 0.33% |
| CITADEL ADVISORS LLC | 09/02/2026 | 50.51 K | $1.13 M | 116.74% | 0.31% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 49.14 K | $1.10 M | 1.42% | 0.30% |
| WEALTHCARE ADVISORY PARTNERS LLC | 07/09/2026 | 49.14 K | $1.10 M | -2.83% | 0.30% |
| PALOGIC VALUE MANAGEMENT, L.P. | 09/09/2026 | 46.68 K | $1.04 M | 0.00% | 0.29% |
| NEXT LEVEL PRIVATE LLC | 07/09/2026 | 43.53 K | $971.09 K | 0.00% | 0.27% |
| MORGAN STANLEY | 08/13/2026 | 41.71 K | $930.62 K | 47.47% | 0.26% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 40.00 K | $892.40 K | 10.50% | 0.25% |
| JB CAPITAL PARTNERS LP | 08/11/2026 | 33.85 K | $737.19 K | 0.00% | 0.21% |
| FOCUS PARTNERS WEALTH | 08/12/2026 | 31.44 K | $701.45 K | 13.47% | 0.19% |
| JANE STREET GROUP, LLC | 08/14/2026 | 29.10 K | $649.22 K | 100.00% | 0.18% |
| FOCUS FINANCIAL NETWORK, INC. | 07/09/2026 | 25.22 K | $562.62 K | 19.09% | 0.16% |
| XTX TOPCO LTD | 08/14/2026 | 24.94 K | $556.39 K | 147.44% | 0.15% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 23.20 K | $518.00 K | -3.24% | 0.14% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 23.00 K | $513.15 K | 3.14% | 0.14% |
| OSAIC HOLDINGS, INC. | 08/14/2026 | 22.75 K | $507.48 K | 0.23% | 0.14% |
| GREENWOOD GEARHART LLC | 07/24/2026 | 21.50 K | $479.67 K | 20.79% | 0.13% |
| VIRTUS INVESTMENT ADVISERS, LLC | 08/11/2026 | 20.76 K | $463.09 K | -19.40% | 0.13% |
| CITADEL ADVISORS LLC | 09/02/2026 | 19.40 K | $432.81 K | -16.02% | 0.12% |
| ROYAL BANK OF CANADA | 08/14/2026 | 19.24 K | $429.00 K | 7.18% | 0.12% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 17.42 K | $388.62 K | -68.18% | 0.11% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 15.30 K | $341.34 K | -48.83% | 0.09% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 14.90 K | $332.32 K | -18.62% | 0.09% |
| AMERIPRISE FINANCIAL INC | 08/14/2026 | 14.78 K | $329.78 K | -18.47% | 0.09% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 11.12 K | $248.14 K | -35.27% | 0.07% |
| DAVIDSON TRUST CO | 07/29/2026 | 11.00 K | $245.41 K | 0.00% | 0.07% |
| WEDBUSH SECURITIES INC | 07/28/2026 | 10.20 K | $228.00 K | -4.67% | 0.06% |
| JANE STREET GROUP, LLC | 08/14/2026 | 10.10 K | $225.33 K | 100.00% | 0.06% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/13/2026 | 9.85 K | $219.78 K | 31.75% | 0.06% |
| VESTGEN ADVISORS, LLC | 08/11/2026 | 9.72 K | $216.83 K | -49.51% | 0.06% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 9.58 K | $213.73 K | -61.72% | 0.06% |
| JPMORGAN CHASE & CO | 08/12/2026 | 6.93 K | $154.32 K | -1.31% | 0.04% |
| UBS GROUP AG | 08/13/2026 | 6.67 K | $148.70 K | -75.57% | 0.04% |
| REGISTER FINANCIAL ADVISORS LLC | 07/15/2026 | 6.03 K | $134.47 K | 0.40% | 0.04% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 08/10/2026 | 4.98 K | $111.00 K | -81.56% | 0.03% |
| TRIUMPH CAPITAL MANAGEMENT | 07/21/2026 | 2.95 K | $65.81 K | 66.20% | 0.02% |
| AQUATIC CAPITAL MANAGEMENT LLC | 08/14/2026 | 1.01 K | $22.62 K | -82.29% | 0.01% |
| IFP ADVISORS, INC | 07/20/2026 | 1.00 K | $22.31 K | 0.00% | 0.01% |
| IFG ADVISORY, LLC | 08/14/2026 | 1.00 K | $22.31 K | 100.00% | 0.01% |
| INTEGRATED WEALTH CONCEPTS LLC | 08/12/2026 | 965 | $21.52 K | 100.00% | 0.01% |
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Saratoga Investment Corp institutional Ownership - FAQ's
During the previous two years, 82 institutional investors and hedge funds held shares of Saratoga Investment Corp. The most heavily invested institutionals were:
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC: 139,364
Lido Advisors, LLC: 93,185
Cambridge Investment Research Advisors, Inc.: 23,369
SIMPLEX TRADING, LLC: 22,476
GREENWOOD GEARHART LLC: 21,500
D.A. DAVIDSON & CO.: 11,863
11.49% of Saratoga Investment Corp stock is owned by institutional investors.
Institutional investors have bought a total of 2.04 M shares in the last 24 months. This purchase volume represents approximately $46.67 M in transactions.