Saratoga Investment Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LIDO ADVISORS, LLC | 11/14/2025 | 197.87 K | $4.83 M | 6.24% | 1.25% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 10/22/2025 | 180.06 K | $4.39 M | -13.68% | 1.14% |
| PRIVATE ADVISOR GROUP, LLC | 11/13/2025 | 158.29 K | $3.86 M | 4.63% | 1.00% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/06/2025 | 115.64 K | $2.82 M | 9.84% | 0.73% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2025 | 115.04 K | $2.81 M | -34.58% | 0.73% |
| LPL FINANCIAL LLC | 11/12/2025 | 108.73 K | $2.65 M | 12.46% | 0.69% |
| TWO SIGMA ADVISERS, LP | 11/14/2025 | 100.65 K | $2.45 M | -56.58% | 0.64% |
| BLACKROCK, INC. | 11/12/2025 | 98.87 K | $2.41 M | 42.05% | 0.63% |
| LEGAL & GENERAL GROUP PLC | 11/13/2025 | 93.53 K | $2.28 M | -1.50% | 0.59% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 84.10 K | $2.05 M | -16.67% | 0.53% |
| MORGAN STANLEY | 11/14/2025 | 77.03 K | $1.88 M | -1.13% | 0.49% |
| AMERIPRISE FINANCIAL INC | 11/14/2025 | 71.55 K | $1.75 M | 6.95% | 0.45% |
| ETHOS FINANCIAL GROUP, LLC | 10/23/2025 | 53.83 K | $1.31 M | 10.78% | 0.34% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 10/31/2025 | 52.61 K | $1.32 M | 0.00% | 0.33% |
| TREXQUANT INVESTMENT LP | 11/14/2025 | 51.76 K | $1.26 M | 19.67% | 0.33% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 11/05/2025 | 50.23 K | $1.23 M | 0.00% | 0.32% |
| PALOGIC VALUE MANAGEMENT, L.P. | 11/14/2025 | 46.68 K | $1.14 M | 0.00% | 0.30% |
| WEALTHCARE ADVISORY PARTNERS LLC | 11/07/2025 | 44.68 K | $1.09 M | 11.91% | 0.28% |
| NEXT LEVEL PRIVATE LLC | 10/23/2025 | 43.53 K | $1.06 M | 11.17% | 0.28% |
| REDHAWK WEALTH ADVISORS, INC. | 10/09/2025 | 40.36 K | $984.29 K | 18.37% | 0.26% |
| VIRTUS INVESTMENT ADVISERS, INC. | 11/14/2025 | 36.29 K | $884.99 K | -0.04% | 0.23% |
| JB CAPITAL PARTNERS LP | 11/14/2025 | 33.85 K | $807.93 K | 0.00% | 0.21% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 31.60 K | $770.72 K | 96.27% | 0.20% |
| D.A. DAVIDSON & CO. | 10/22/2025 | 31.45 K | $767.14 K | 1.10% | 0.20% |
| RMB CAPITAL MANAGEMENT, LLC | 11/13/2025 | 30.00 K | $731.70 K | 0.00% | 0.19% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 27.11 K | $661.00 K | 66.10% | 0.17% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 25.20 K | $615.00 K | 3.75% | 0.16% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 23.07 K | $562.73 K | -25.26% | 0.15% |
| PFG ADVISORS | 11/13/2025 | 21.92 K | $534.55 K | 0.03% | 0.14% |
| CITADEL ADVISORS LLC | 11/14/2025 | 21.70 K | $529.26 K | -16.22% | 0.14% |
| CITADEL ADVISORS LLC | 11/14/2025 | 20.80 K | $507.31 K | 20.93% | 0.13% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 20.30 K | $495.12 K | 2.01% | 0.13% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 20.02 K | $488.26 K | 98.36% | 0.13% |
| ROYAL BANK OF CANADA | 11/14/2025 | 18.97 K | $463.00 K | -14.94% | 0.12% |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | 11/10/2025 | 17.81 K | $434.48 K | -0.18% | 0.11% |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | 11/14/2025 | 17.68 K | $431.09 K | 100.00% | 0.11% |
| MARSHALL WACE, LLP | 11/13/2025 | 16.63 K | $405.63 K | 100.00% | 0.11% |
| FOCUS FINANCIAL NETWORK, INC. | 10/10/2025 | 15.66 K | $381.83 K | 100.00% | 0.10% |
| BARD ASSOCIATES INC | 11/14/2025 | 14.26 K | $347.70 K | -10.03% | 0.09% |
| SUNBELT SECURITIES, INC. | 11/19/2025 | 13.38 K | $326.39 K | 163.32% | 0.08% |
| VESTGEN ADVISORS, LLC | 11/14/2025 | 12.76 K | $311.19 K | 100.00% | 0.08% |
| AQUATIC CAPITAL MANAGEMENT LLC | 11/14/2025 | 12.73 K | $310.46 K | 4,814.67% | 0.08% |
| DAVIDSON TRUST CO | 10/20/2025 | 11.00 K | $268.29 K | 0.00% | 0.07% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 10.86 K | $264.86 K | 0.19% | 0.07% |
| WEDBUSH SECURITIES INC | 11/06/2025 | 10.70 K | $261.00 K | 0.00% | 0.07% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 10.35 K | $252.34 K | 100.00% | 0.07% |
| JPMORGAN CHASE & CO | 11/26/2025 | 7.13 K | $173.79 K | -2.57% | 0.05% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 6.62 K | $167.90 K | 5.75% | 0.04% |
| REGISTER FINANCIAL ADVISORS LLC | 10/30/2025 | 5.95 K | $145.15 K | 0.32% | 0.04% |
| HARBOUR INVESTMENTS, INC. | 11/12/2025 | 2.97 K | $72.51 K | 197.30% | 0.02% |
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Saratoga Investment Corp. institutional Ownership - FAQ's
During the previous two years, 99 institutional investors and hedge funds held shares of Saratoga Investment Corp.. The most heavily invested institutionals were:
Lido Advisors, LLC: 197,873
Hennion & Walsh Asset Management, Inc.: 180,063
Private Advisor Group, LLC: 158,286
Advisors Asset Management, Inc.: 115,641
TWO SIGMA INVESTMENTS, LP: 115,035
LPL Financial LLC: 108,729
14.31% of Saratoga Investment Corp. stock is owned by institutional investors.
Institutional investors have bought a total of 2.74 M shares in the last 24 months. This purchase volume represents approximately $66.86 M in transactions.