Royce Small Cap Trust Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 6.05 M | $111.83 M | 3.74% | 4.90% |
| MORGAN STANLEY | 08/13/2026 | 5.90 M | $109.04 M | -3.36% | 4.78% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 3.09 M | $57.05 M | 9.08% | 2.50% |
| LPL FINANCIAL LLC | 08/07/2026 | 2.40 M | $44.27 M | 5.15% | 1.94% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 1.65 M | $30.41 M | -2.67% | 1.33% |
| ROYAL BANK OF CANADA | 08/14/2026 | 1.64 M | $30.28 M | 0.88% | 1.33% |
| PENSERRA CAPITAL MANAGEMENT LLC | 08/13/2026 | 1.38 M | $25.57 M | 3.97% | 1.12% |
| SABA CAPITAL MANAGEMENT, L.P. | 08/14/2026 | 1.25 M | $23.05 M | 100.00% | 1.01% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 848.25 K | $15.67 M | 2.81% | 0.69% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 742.46 K | $13.71 M | 1.92% | 0.60% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 08/06/2026 | 674.73 K | $12.46 M | 3.21% | 0.55% |
| LAZARD ASSET MANAGEMENT LLC | 08/14/2026 | 612.32 K | $11.31 M | 0.00% | 0.50% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 08/14/2026 | 607.24 K | $11.22 M | 0.88% | 0.49% |
| SHAKER FINANCIAL SERVICES, LLC | 07/15/2026 | 605.75 K | $11.19 M | 337.33% | 0.49% |
| WATERFRONT WEALTH INC. | 07/30/2026 | 495.16 K | $8.97 M | -12.29% | 0.40% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 484.01 K | $8.94 M | 40.36% | 0.39% |
| MODERN WEALTH MANAGEMENT, LLC | 08/14/2026 | 480.23 K | $8.87 M | -2.39% | 0.39% |
| UBS GROUP AG | 08/13/2026 | 465.25 K | $8.59 M | -20.08% | 0.38% |
| GUGGENHEIM CAPITAL LLC | 08/12/2026 | 423.47 K | $7.82 M | -6.55% | 0.34% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 336.54 K | $6.22 M | 5.08% | 0.27% |
| PALLER FINANCIAL SERVICES INC | 07/07/2026 | 303.41 K | $5.60 M | -1.77% | 0.25% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/13/2026 | 290.75 K | $5.37 M | 5.32% | 0.24% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 08/13/2026 | 287.28 K | $5.31 M | 51.89% | 0.23% |
| ROTHSCHILD INVESTMENT LLC | 08/06/2026 | 250.77 K | $4.63 M | 4.40% | 0.20% |
| CAPTRUST FINANCIAL ADVISORS | 08/13/2026 | 249.03 K | $4.60 M | -3.17% | 0.20% |
| CYPRESS CAPITAL MANAGEMENT LLC (WY) | 08/06/2026 | 243.76 K | $4.50 M | 12.39% | 0.20% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 231.26 K | $4.27 M | 26.47% | 0.19% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 230.46 K | $4.26 M | -1.89% | 0.19% |
| OPPENHEIMER & CO INC | 08/03/2026 | 222.66 K | $4.11 M | 2.58% | 0.18% |
| HIGHTOWER ADVISORS, LLC | 08/05/2026 | 200.82 K | $3.71 M | 12.95% | 0.16% |
| LOGAN STONE CAPITAL, LLC | 08/14/2026 | 195.67 K | $3.61 M | 100.00% | 0.16% |
| ALTIUM CAPITAL MANAGEMENT LP | 08/12/2026 | 192.51 K | $3.56 M | 0.00% | 0.16% |
| Z3 CAPITAL PARTNERS, LLC | 07/28/2026 | 186.66 K | $3.45 M | 0.52% | 0.15% |
| WOLVERINE ASSET MANAGEMENT LLC | 08/10/2026 | 178.79 K | $3.30 M | 100.00% | 0.14% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 07/08/2026 | 177.68 K | $3.28 M | 45.06% | 0.14% |
| RB CAPITAL MANAGEMENT, LLC | 08/18/2026 | 171.22 K | $3.16 M | 0.19% | 0.14% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 08/14/2026 | 164.93 K | $3.03 M | 2.34% | 0.13% |
| INTREPID FAMILY OFFICE LLC | 08/14/2026 | 155.64 K | $2.87 M | 1.88% | 0.13% |
| GENERAL AMERICAN INVESTORS CO INC | 07/31/2026 | 150.88 K | $2.79 M | 0.00% | 0.12% |
| SAMALIN INVESTMENT COUNSEL, LLC | 07/27/2026 | 147.35 K | $2.72 M | 30.68% | 0.12% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 132.93 K | $2.46 M | 10.60% | 0.11% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 121.63 K | $2.25 M | -7.22% | 0.10% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 07/31/2026 | 119.20 K | $2.20 M | 59.14% | 0.10% |
| EVOLVE PRIVATE WEALTH, LLC | 08/12/2026 | 108.01 K | $1.99 M | -2.80% | 0.09% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 102.17 K | $1.89 M | 1.94% | 0.08% |
| ATLANTIC UNION BANKSHARES CORP | 08/11/2026 | 94.36 K | $1.74 M | -0.56% | 0.08% |
| ADVISORY ADVOCATES, LLC | 08/10/2026 | 90.63 K | $1.67 M | 4.76% | 0.07% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 08/12/2026 | 88.15 K | $1.63 M | 100.00% | 0.07% |
| FIRST TRUST ADVISORS LP | 08/11/2026 | 86.33 K | $1.59 M | 0.39% | 0.07% |
| MGO ONE SEVEN LLC | 07/31/2026 | 84.16 K | $1.55 M | 100.90% | 0.07% |
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Royce Small Cap Trust Inc. institutional Ownership - FAQ's
During the previous two years, 309 institutional investors and hedge funds held shares of Royce Small Cap Trust Inc.. The most heavily invested institutionals were:
BANK OF AMERICA CORP /DE/: 6.05 M
MORGAN STANLEY: 5.9 M
RAYMOND JAMES FINANCIAL INC: 3.09 M
LPL Financial LLC: 2.4 M
WELLS FARGO & COMPANY/MN: 1.65 M
ROYAL BANK OF CANADA: 1.64 M
31.44% of Royce Small Cap Trust Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 50.33 M shares in the last 24 months. This purchase volume represents approximately $860.69 M in transactions.