Royce Small Cap Trust Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 6.11 M | $101.40 M | -2.30% | 5.08% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 5.84 M | $96.88 M | 1.90% | 4.85% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 2.83 M | $47.01 M | -1.34% | 2.35% |
| LPL FINANCIAL LLC | 05/06/2026 | 2.28 M | $37.84 M | 1.00% | 1.90% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 1.69 M | $28.08 M | 14.52% | 1.41% |
| ROYAL BANK OF CANADA | 05/15/2026 | 1.62 M | $26.97 M | 0.81% | 1.35% |
| PENSERRA CAPITAL MANAGEMENT LLC | 05/11/2026 | 1.33 M | $22.10 M | 100.00% | 1.11% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 825.09 K | $13.70 M | 5.32% | 0.69% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 728.48 K | $12.09 M | -6.93% | 0.61% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 05/11/2026 | 653.77 K | $10.85 M | 0.23% | 0.54% |
| LAZARD ASSET MANAGEMENT LLC | 05/15/2026 | 612.32 K | $10.16 M | -0.57% | 0.51% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 05/15/2026 | 601.98 K | $9.99 M | 0.52% | 0.50% |
| UBS GROUP AG | 05/05/2026 | 582.11 K | $9.66 M | -6.83% | 0.48% |
| WATERFRONT WEALTH INC. | 04/30/2026 | 564.56 K | $9.37 M | -12.15% | 0.47% |
| MODERN WEALTH MANAGEMENT, LLC | 05/14/2026 | 491.97 K | $8.35 M | -2.30% | 0.41% |
| GUGGENHEIM CAPITAL LLC | 05/15/2026 | 453.15 K | $7.52 M | 6.92% | 0.38% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 344.83 K | $5.72 M | 1.85% | 0.29% |
| ADVISORS ASSET MANAGEMENT, INC. | 05/15/2026 | 320.26 K | $5.32 M | -13.47% | 0.27% |
| 04/28/2026 | 308.88 K | $5.13 M | -2.61% | 0.26% | |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 294.68 K | $4.89 M | 126.50% | 0.25% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 05/08/2026 | 276.06 K | $4.58 M | 65.41% | 0.23% |
| CAPTRUST FINANCIAL ADVISORS | 05/15/2026 | 257.19 K | $4.27 M | -3.64% | 0.21% |
| ROTHSCHILD INVESTMENT LLC | 05/07/2026 | 240.21 K | $3.99 M | 4.58% | 0.20% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 234.91 K | $3.90 M | -0.69% | 0.20% |
| OPPENHEIMER & CO INC | 04/24/2026 | 217.05 K | $3.60 M | 1.94% | 0.18% |
| CYPRESS CAPITAL MANAGEMENT LLC (WY) | 05/08/2026 | 216.88 K | $3.60 M | 14.23% | 0.18% |
| ALTIUM CAPITAL MANAGEMENT LP | 05/01/2026 | 192.51 K | $3.20 M | 0.00% | 0.16% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 05/05/2026 | 189.15 K | $3.14 M | 0.53% | 0.16% |
| 05/07/2026 | 185.71 K | $3.08 M | -0.50% | 0.15% | |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 182.85 K | $3.04 M | 0.39% | 0.15% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 177.80 K | $2.95 M | 1.89% | 0.15% |
| RB CAPITAL MANAGEMENT, LLC | 05/15/2026 | 170.90 K | $2.84 M | 0.23% | 0.14% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 05/15/2026 | 161.16 K | $2.67 M | 10.31% | 0.13% |
| INTREPID FAMILY OFFICE LLC | 05/15/2026 | 152.78 K | $2.54 M | 47.81% | 0.13% |
| GENERAL AMERICAN INVESTORS CO INC | 05/01/2026 | 150.88 K | $2.50 M | 0.00% | 0.13% |
| SHAKER FINANCIAL SERVICES, LLC | 05/12/2026 | 138.51 K | $2.30 M | -23.62% | 0.12% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 131.10 K | $2.18 M | 8.99% | 0.11% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 05/13/2026 | 122.49 K | $2.03 M | 37.50% | 0.10% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 120.20 K | $2.00 M | 0.27% | 0.10% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 118.24 K | $1.96 M | 362.37% | 0.10% |
| SAMALIN INVESTMENT COUNSEL, LLC | 04/23/2026 | 112.76 K | $1.87 M | 57.49% | 0.09% |
| 04/16/2026 | 111.12 K | $1.84 M | -0.20% | 0.09% | |
| SANCTUARY ADVISORS, LLC | 05/05/2026 | 100.22 K | $1.66 M | -1.81% | 0.08% |
| ATLANTIC UNION BANKSHARES CORP | 05/12/2026 | 94.89 K | $1.58 M | 0.00% | 0.08% |
| 05/05/2026 | 86.51 K | $1.44 M | 8.35% | 0.07% | |
| FIRST TRUST ADVISORS LP | 05/13/2026 | 85.99 K | $1.43 M | 20.09% | 0.07% |
| KENNEDY INVESTMENT GROUP | 04/22/2026 | 82.08 K | $1.36 M | 0.52% | 0.07% |
| ACCEL WEALTH MANAGEMENT | 04/08/2026 | 77.07 K | $1.28 M | -11.11% | 0.06% |
| 05/04/2026 | 77.03 K | $1.28 M | -1.91% | 0.06% | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 05/15/2026 | 74.90 K | $1.24 M | -10.73% | 0.06% |
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Royce Small Cap Trust Inc. institutional Ownership - FAQ's
During the previous two years, 293 institutional investors and hedge funds held shares of Royce Small Cap Trust Inc.. The most heavily invested institutionals were:
MORGAN STANLEY: 6.11 M
BANK OF AMERICA CORP /DE/: 5.84 M
RAYMOND JAMES FINANCIAL INC: 2.83 M
LPL Financial LLC: 2.28 M
WELLS FARGO & COMPANY/MN: 1.69 M
ROYAL BANK OF CANADA: 1.62 M
29.90% of Royce Small Cap Trust Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 46.73 M shares in the last 24 months. This purchase volume represents approximately $799.04 M in transactions.