RiverNorth Opportunities Fund Inc Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 05/13/2026 | 2.50 M | $27.73 M | -9.85% | 9.13% |
| MORGAN STANLEY | 05/15/2026 | 1.89 M | $21.01 M | 9.26% | 6.92% |
| PENSERRA CAPITAL MANAGEMENT LLC | 05/11/2026 | 746.37 K | $8.28 M | 12.30% | 2.73% |
| LPL FINANCIAL LLC | 05/06/2026 | 534.67 K | $5.93 M | 6.72% | 1.95% |
| ARETE WEALTH ADVISORS, LLC | 05/20/2026 | 437.27 K | $4.87 M | 15.93% | 1.60% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 322.25 K | $3.58 M | 3.46% | 1.18% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 291.25 K | $3.23 M | 5.23% | 1.06% |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 04/22/2026 | 274.41 K | $3.05 M | -28.61% | 1.00% |
| YAKIRA CAPITAL MANAGEMENT, INC. | 05/14/2026 | 267.21 K | $2.97 M | -40.18% | 0.98% |
| ROYAL BANK OF CANADA | 05/15/2026 | 205.14 K | $2.28 M | 3.65% | 0.75% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 172.62 K | $1.92 M | -6.64% | 0.63% |
| EVERSTAR ASSET MANAGEMENT, LLC | 04/16/2026 | 168.53 K | $1.87 M | 24.40% | 0.62% |
| PRINCIPAL SECURITIES, INC. | 05/13/2026 | 164.10 K | $1.82 M | -6.70% | 0.60% |
| TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS | 04/27/2026 | 131.12 K | $1.46 M | -4.87% | 0.48% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 122.68 K | $1.36 M | 1.57% | 0.45% |
| QUARRY LP | 05/15/2026 | 119.89 K | $1.33 M | -21.93% | 0.44% |
| MARKS GROUP WEALTH MANAGEMENT, INC | 05/05/2026 | 107.87 K | $1.20 M | -6.53% | 0.39% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 102.70 K | $1.14 M | -14.28% | 0.38% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 04/15/2026 | 86.69 K | $962.22 K | -1.33% | 0.32% |
| NOMURA HOLDINGS INC | 05/15/2026 | 83.86 K | $930.89 K | 0.00% | 0.31% |
| OPAL WEALTH ADVISORS, LLC | 04/14/2026 | 68.58 K | $761.21 K | -1.81% | 0.25% |
| ALLWORTH FINANCIAL LP | 05/15/2026 | 64.63 K | $717.37 K | 24.78% | 0.24% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 61.65 K | $684.28 K | -29.39% | 0.23% |
| SHAKER FINANCIAL SERVICES, LLC | 05/12/2026 | 61.34 K | $680.82 K | 59.41% | 0.22% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 59.89 K | $664.76 K | 0.30% | 0.22% |
| ADVISOR OS, LLC | 05/08/2026 | 58.97 K | $654.58 K | -0.88% | 0.22% |
| OPPENHEIMER & CO INC | 04/24/2026 | 52.95 K | $587.73 K | 2.68% | 0.19% |
| NWF ADVISORY SERVICES INC. | 05/04/2026 | 50.93 K | $565.29 K | -0.59% | 0.19% |
| CSS LLC/IL | 05/15/2026 | 43.92 K | $487.46 K | -25.91% | 0.16% |
| KOVACK ADVISORS, INC. | 05/13/2026 | 37.39 K | $421.70 K | 0.00% | 0.14% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 31.99 K | $355.00 K | 2.29% | 0.12% |
| TOTAL WEALTH PLANNING & MANAGEMENT, INC. | 05/05/2026 | 30.51 K | $338.65 K | 6.28% | 0.11% |
| WEDBUSH SECURITIES INC | 04/21/2026 | 26.49 K | $294.00 K | 0.00% | 0.10% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 26.27 K | $291.57 K | 0.53% | 0.10% |
| GATEWAY WEALTH PARTNERS, LLC | 05/15/2026 | 26.17 K | $290.44 K | 158.48% | 0.10% |
| UBS GROUP AG | 05/05/2026 | 21.71 K | $240.95 K | 0.00% | 0.08% |
| SEACREST WEALTH MANAGEMENT, LLC | 04/15/2026 | 20.75 K | $230.36 K | -5.17% | 0.08% |
| CORECAP ADVISORS, LLC | 04/07/2026 | 20.13 K | $223.48 K | 28.63% | 0.07% |
| WESTSIDE INVESTMENT MANAGEMENT, INC. | 05/04/2026 | 20.00 K | $222.00 K | 0.00% | 0.07% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 19.28 K | $214.01 K | 0.00% | 0.07% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 18.79 K | $208.51 K | 0.33% | 0.07% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 18.70 K | $207.57 K | -2.09% | 0.07% |
| BLACKROCK, INC. | 05/13/2026 | 15.37 K | $170.64 K | 0.00% | 0.06% |
| WEALTHTRUST ASSET MANAGEMENT, LLC | 05/06/2026 | 15.12 K | $167.87 K | 13.69% | 0.06% |
| CWM, LLC | 05/14/2026 | 14.28 K | $158.48 K | 2,191.65% | 0.05% |
| SEQUOIA FINANCIAL ADVISORS, LLC | 04/30/2026 | 14.00 K | $155.40 K | 0.00% | 0.05% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 12.28 K | $136.33 K | -1.14% | 0.04% |
| TCP ASSET MANAGEMENT, LLC | 04/10/2026 | 11.88 K | $131.81 K | 100.00% | 0.04% |
| CHANNEL WEALTH LLC | 05/12/2026 | 11.62 K | $128.99 K | 0.00% | 0.04% |
| 05/12/2026 | 11.00 K | $122.10 K | 100.00% | 0.04% |
RiverNorth Opportunities Fund Inc institutional Ownership - FAQ's
During the previous two years, 74 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund Inc. The most heavily invested institutionals were:
SIT INVESTMENT ASSOCIATES INC: 2.5 M
MORGAN STANLEY: 1.89 M
Penserra Capital Management LLC: 746,374
LPL Financial LLC: 534,673
Arete Wealth Advisors, LLC: 437,265
BANK OF AMERICA CORP /DE/: 322,246
35.38% of RiverNorth Opportunities Fund Inc stock is owned by institutional investors.
Institutional investors have bought a total of 10.09 M shares in the last 24 months. This purchase volume represents approximately $116.12 M in transactions.