RiverNorth Opportunities Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11/14/2025 | 1.78 M | $21.37 M | 0.83% | 8.30% |
| PENSERRA CAPITAL MANAGEMENT LLC | 11/04/2025 | 603.15 K | $7.24 M | 2.51% | 2.81% |
| LPL FINANCIAL LLC | 11/12/2025 | 516.13 K | $6.19 M | 15.51% | 2.40% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 256.55 K | $3.08 M | -0.51% | 1.19% |
| ENVESTNET ASSET MANAGEMENT INC | 11/05/2025 | 192.71 K | $2.31 M | 1.61% | 0.90% |
| ROYAL BANK OF CANADA | 11/14/2025 | 190.64 K | $2.29 M | -5.25% | 0.89% |
| SIT INVESTMENT ASSOCIATES INC | 11/13/2025 | 187.90 K | $2.26 M | 100.00% | 0.88% |
| PRINCIPAL SECURITIES, INC. | 11/12/2025 | 183.71 K | $2.20 M | 0.61% | 0.86% |
| TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS | 11/13/2025 | 145.44 K | $1.75 M | 5.70% | 0.68% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 127.04 K | $1.52 M | 35.71% | 0.59% |
| BOOTHBAY FUND MANAGEMENT, LLC | 11/14/2025 | 120.50 K | $1.45 M | 100.00% | 0.56% |
| ALPINE GLOBAL MANAGEMENT, LLC | 11/21/2025 | 118.00 K | $1.42 M | 100.00% | 0.55% |
| EVERSTAR ASSET MANAGEMENT, LLC | 11/10/2025 | 115.57 K | $1.39 M | 11.39% | 0.54% |
| MARKS GROUP WEALTH MANAGEMENT, INC | 11/10/2025 | 115.40 K | $1.38 M | 0.00% | 0.54% |
| BAIRD FINANCIAL GROUP, INC. | 11/13/2025 | 114.65 K | $1.38 M | 1.64% | 0.53% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 113.64 K | $1.41 M | 10.95% | 0.53% |
| NOMURA HOLDINGS INC | 11/14/2025 | 100.00 K | $1.20 M | 100.00% | 0.47% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 10/28/2025 | 88.17 K | $1.06 M | 0.09% | 0.41% |
| QUARRY LP | 11/14/2025 | 78.00 K | $936.00 K | 100.00% | 0.36% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 67.22 K | $806.60 K | 6.33% | 0.31% |
| BALYASNY ASSET MANAGEMENT L.P. | 11/14/2025 | 58.60 K | $703.24 K | 100.00% | 0.27% |
| NWF ADVISORY SERVICES INC. | 10/31/2025 | 57.03 K | $684.32 K | 1.42% | 0.27% |
| ADVISOR OS, LLC | 11/12/2025 | 53.47 K | $641.68 K | -0.36% | 0.25% |
| OPPENHEIMER & CO INC | 11/06/2025 | 50.27 K | $603.18 K | 15.85% | 0.23% |
| ALLWORTH FINANCIAL LP | 12/02/2025 | 49.46 K | $593.46 K | 5.01% | 0.23% |
| BANK OF AMERICA CORP /DE/ | 11/14/2025 | 46.99 K | $563.85 K | -0.96% | 0.22% |
| OPAL WEALTH ADVISORS, LLC | 10/24/2025 | 41.79 K | $501.43 K | 93.09% | 0.19% |
| JANNEY MONTGOMERY SCOTT LLC | 10/27/2025 | 31.48 K | $378.00 K | -15.17% | 0.15% |
| PRIVATE ADVISOR GROUP, LLC | 11/13/2025 | 26.07 K | $312.87 K | 50.27% | 0.12% |
| WEDBUSH SECURITIES INC | 11/06/2025 | 24.91 K | $299.00 K | -3.86% | 0.12% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 24.15 K | $290.00 K | 0.22% | 0.11% |
| SEACREST WEALTH MANAGEMENT, LLC | 11/13/2025 | 22.01 K | $263.70 K | 13.98% | 0.10% |
| JANE STREET GROUP, LLC | 11/14/2025 | 20.07 K | $240.82 K | 100.00% | 0.09% |
| WESTSIDE INVESTMENT MANAGEMENT, INC. | 11/04/2025 | 20.00 K | $240.00 K | 0.00% | 0.09% |
| UBS GROUP AG | 11/13/2025 | 19.89 K | $238.63 K | -1.95% | 0.09% |
| NEWEDGE ADVISORS, LLC | 11/17/2025 | 19.70 K | $236.40 K | 5.91% | 0.09% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 19.28 K | $231.36 K | 0.00% | 0.09% |
| CORECAP ADVISORS, LLC | 10/22/2025 | 15.39 K | $184.62 K | -36.16% | 0.07% |
| SEQUOIA FINANCIAL ADVISORS, LLC | 10/29/2025 | 14.00 K | $168.00 K | 0.00% | 0.07% |
| WEALTHTRUST ASSET MANAGEMENT, LLC | 11/12/2025 | 12.94 K | $155.25 K | 19.90% | 0.06% |
| CHANNEL WEALTH LLC | 10/07/2025 | 12.37 K | $148.45 K | 0.00% | 0.06% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 11.74 K | $140.84 K | 100.00% | 0.05% |
| CIBC PRIVATE WEALTH GROUP, LLC | 11/24/2025 | 11.30 K | $135.60 K | 0.00% | 0.05% |
| 11/12/2025 | 11.30 K | $135.60 K | 100.00% | 0.05% | |
| STRATEGIC FINANCIAL CONCEPTS, LLC | 11/13/2025 | 10.80 K | $129.60 K | 0.00% | 0.05% |
| BLACKROCK, INC. | 11/12/2025 | 2.76 K | $33.17 K | -50.00% | 0.01% |
| NATIONAL BANK OF CANADA /FI/ | 11/14/2025 | 2.64 K | $31.56 K | 0.00% | 0.01% |
| SOA WEALTH ADVISORS, LLC. | 10/21/2025 | 2.02 K | $24.26 K | 100.00% | 0.01% |
| CWM, LLC | 10/15/2025 | 623 | $7.00 K | -36.49% | 0.00% |
| LUMINIST CAPITAL LLC | 11/14/2025 | 537 | $6.41 K | 0.00% | 0.00% |
RiverNorth Opportunities Fund, Inc. institutional Ownership - FAQ's
During the previous two years, 70 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund, Inc.. The most heavily invested institutionals were:
MORGAN STANLEY: 1.78 M
Penserra Capital Management LLC: 603,150
LPL Financial LLC: 516,130
WELLS FARGO & COMPANY/MN: 256,548
ENVESTNET ASSET MANAGEMENT INC: 192,713
ROYAL BANK OF CANADA: 190,636
27.29% of RiverNorth Opportunities Fund, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 6.33 M shares in the last 24 months. This purchase volume represents approximately $75.69 M in transactions.