Pioneer Floating Rate Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 10/20/2025 | 1.42 M | $14.16 M | 1,896.31% | 11.49% |
| ALMITAS CAPITAL LLC | 11/17/2025 | 699.99 K | $6.97 M | 106.87% | 5.66% |
| QUARRY LP | 11/14/2025 | 531.62 K | $5.29 M | 2,566.89% | 4.30% |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | 11/10/2025 | 360.13 K | $3.59 M | 149.94% | 2.91% |
| SABA CAPITAL MANAGEMENT, L.P. | 11/14/2025 | 319.61 K | $3.18 M | 0.00% | 2.58% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/06/2025 | 315.61 K | $3.14 M | -7.97% | 2.55% |
| INVESCO LTD. | 11/13/2025 | 249.95 K | $2.49 M | -25.72% | 2.02% |
| LAKE STREET FINANCIAL LLC | 11/10/2025 | 232.00 K | $2.31 M | -66.21% | 1.87% |
| ETHOS FINANCIAL GROUP, LLC | 10/23/2025 | 203.15 K | $2.02 M | -4.79% | 1.64% |
| CLEAR CREEK FINANCIAL MANAGEMENT, LLC | 11/10/2025 | 196.39 K | $1.96 M | 13.42% | 1.59% |
| BANK OF AMERICA CORP /DE/ | 11/14/2025 | 173.51 K | $1.73 M | -10.73% | 1.40% |
| CSS LLC/IL | 11/13/2025 | 171.85 K | $1.71 M | 135.37% | 1.39% |
| MORGAN STANLEY | 11/14/2025 | 137.19 K | $1.37 M | 3.42% | 1.11% |
| GUGGENHEIM CAPITAL LLC | 11/13/2025 | 136.68 K | $1.36 M | -39.09% | 1.10% |
| ICON ADVISERS INC/CO | 11/17/2025 | 126.57 K | $1.26 M | 100.00% | 1.02% |
| ROYAL BANK OF CANADA | 11/14/2025 | 99.34 K | $989.00 K | 10.85% | 0.80% |
| COHEN & STEERS, INC. | 11/14/2025 | 90.00 K | $896.00 K | 125.00% | 0.73% |
| ADAPT WEALTH ADVISORS, LLC | 11/10/2025 | 88.14 K | $877.85 K | 100.00% | 0.71% |
| BALYASNY ASSET MANAGEMENT L.P. | 11/14/2025 | 74.74 K | $744.44 K | 64.61% | 0.60% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 67.65 K | $670.17 K | -3.91% | 0.55% |
| FIERA CAPITAL CORP | 11/07/2025 | 64.61 K | $643.47 K | 32.40% | 0.52% |
| LOGAN STONE CAPITAL, LLC | 11/14/2025 | 53.00 K | $527.91 K | 40.57% | 0.43% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 50.68 K | $504.75 K | 19.95% | 0.41% |
| CAPTRUST FINANCIAL ADVISORS | 11/19/2025 | 50.23 K | $500.30 K | -1.82% | 0.41% |
| YAKIRA CAPITAL MANAGEMENT, INC. | 11/13/2025 | 34.08 K | $339.43 K | 100.00% | 0.28% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 29.27 K | $291.51 K | 40.27% | 0.24% |
| UBS GROUP AG | 11/13/2025 | 26.87 K | $267.67 K | 8.54% | 0.22% |
| ROTHSCHILD INVESTMENT LLC | 11/07/2025 | 24.10 K | $240.04 K | -2.82% | 0.19% |
| SEVEN MILE ADVISORY | 11/13/2025 | 22.14 K | $220.50 K | 100.00% | 0.18% |
| MELFA WEALTH MANAGEMENT, LLC | 10/28/2025 | 19.50 K | $194.19 K | 0.00% | 0.16% |
| FLAGSHIP HARBOR ADVISORS, LLC | 11/05/2025 | 15.71 K | $156.45 K | 0.00% | 0.13% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 13.60 K | $136.00 K | -13.69% | 0.11% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 13.52 K | $134.66 K | -18.71% | 0.11% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 13.38 K | $133.29 K | 0.53% | 0.11% |
| CAPITAL INVESTMENT ADVISORS, LLC | 10/23/2025 | 12.75 K | $126.98 K | -2.92% | 0.10% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 11.18 K | $111.31 K | 0.17% | 0.09% |
| CITADEL ADVISORS LLC | 11/14/2025 | 10.37 K | $103.32 K | 100.00% | 0.08% |
| KOVACK ADVISORS, INC. | 11/10/2025 | 10.00 K | $99.60 K | 0.00% | 0.08% |
| MAI CAPITAL MANAGEMENT | 11/10/2025 | 5.00 K | $49.80 K | 0.00% | 0.04% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/07/2025 | 4.00 K | $39.84 K | -35.54% | 0.03% |
| GPS WEALTH STRATEGIES GROUP, LLC | 11/03/2025 | 3.56 K | $35.41 K | 0.00% | 0.03% |
| BOGART WEALTH, LLC | 10/27/2025 | 2.70 K | $26.89 K | 0.00% | 0.02% |
| TCTC HOLDINGS, LLC | 11/07/2025 | 2.25 K | $22.41 K | 0.00% | 0.02% |
| CORECAP ADVISORS, LLC | 10/22/2025 | 1.70 K | $16.93 K | 100.00% | 0.01% |
| BNP PARIBAS ARBITRAGE, SNC | 11/13/2025 | 701 | $6.98 K | 100.00% | 0.01% |
| HIGHLINE WEALTH PARTNERS LLC | 10/14/2025 | 700 | $6.97 K | 100.00% | 0.01% |
| HUNTINGTON NATIONAL BANK | 11/12/2025 | 2 | $20 | 0.00% | 0.00% |
| VIRTUS INVESTMENT ADVISERS, INC. | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
| JPMORGAN CHASE & CO | 11/26/2025 | 0 | $0 | -100.00% | 0.00% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
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Pioneer Floating Rate Fund, Inc. institutional Ownership - FAQ's
During the previous two years, 86 institutional investors and hedge funds held shares of Pioneer Floating Rate Fund, Inc.. The most heavily invested institutionals were:
ABSOLUTE INVESTMENT ADVISERS, LLC: 1.42 M
Almitas Capital LLC: 699,986
Quarry LP: 531,617
Kovitz Investment Group Partners, LLC: 360,129
Saba Capital Management, L.P.: 319,614
Advisors Asset Management, Inc.: 315,610
50.03% of Pioneer Floating Rate Fund, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 9.50 M shares in the last 24 months. This purchase volume represents approximately $94.80 M in transactions.