Flaherty & Crumrine Preferred and Income Opportunity Fund Inc Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 05/13/2026 | 1.52 M | $13.74 M | 14.43% | 11.63% |
| 05/12/2026 | 588.51 K | $5.32 M | 100.00% | 4.50% | |
| ADVISORS ASSET MANAGEMENT, INC. | 05/15/2026 | 350.62 K | $3.17 M | 13.22% | 2.68% |
| 1607 CAPITAL PARTNERS, LLC | 05/15/2026 | 321.58 K | $2.91 M | 22.16% | 2.46% |
| PATHSTONE HOLDINGS, LLC | 05/11/2026 | 270.78 K | $2.45 M | -20.27% | 2.07% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 186.34 K | $1.68 M | -1.99% | 1.42% |
| FIERA CAPITAL CORP | 05/12/2026 | 125.26 K | $1.13 M | -3.54% | 0.96% |
| NOBLE WEALTH MANAGEMENT PBC | 04/02/2026 | 97.45 K | $880.94 K | 2.21% | 0.75% |
| MORGAN STANLEY | 05/15/2026 | 94.83 K | $857.26 K | 4.84% | 0.73% |
| 05/11/2026 | 94.73 K | $856.39 K | -1.55% | 0.72% | |
| D.A. DAVIDSON & CO. | 05/05/2026 | 85.32 K | $771.26 K | -0.21% | 0.65% |
| MUSTICO FINANCIAL GROUP, INC. | 05/15/2026 | 81.41 K | $754.28 K | 0.09% | 0.62% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 67.31 K | $608.00 K | 6.64% | 0.51% |
| LPL FINANCIAL LLC | 05/06/2026 | 43.50 K | $393.27 K | 6.79% | 0.33% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 43.08 K | $389.45 K | -8.34% | 0.33% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 42.50 K | $384.24 K | -0.78% | 0.33% |
| SOWELL FINANCIAL SERVICES LLC | 04/20/2026 | 39.07 K | $353.22 K | 0.00% | 0.30% |
| SMITH ASSET MANAGEMENT CO., LLC | 05/15/2026 | 31.82 K | $287.64 K | 100.00% | 0.24% |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | 05/06/2026 | 29.50 K | $266.68 K | 0.00% | 0.23% |
| GUGGENHEIM CAPITAL LLC | 05/15/2026 | 25.61 K | $231.52 K | 4.36% | 0.20% |
| INDEPENDENT ADVISOR ALLIANCE | 05/12/2026 | 22.14 K | $200.15 K | 100.00% | 0.17% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 05/15/2026 | 21.04 K | $190.23 K | -81.17% | 0.16% |
| TRUEMARK INVESTMENTS, LLC | 04/20/2026 | 21.04 K | $190.23 K | -70.23% | 0.16% |
| CATALINA CAPITAL GROUP, LLC | 04/23/2026 | 18.82 K | $170.16 K | 0.00% | 0.14% |
| INVESCO LTD. | 05/12/2026 | 18.47 K | $166.98 K | -55.67% | 0.14% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 14.56 K | $131.66 K | -7.02% | 0.11% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 13.85 K | $125.20 K | -8.13% | 0.11% |
| ALPHACORE CAPITAL LLC | 05/15/2026 | 12.90 K | $116.62 K | -3.73% | 0.10% |
| JAG CAPITAL MANAGEMENT, LLC | 05/06/2026 | 12.70 K | $114.81 K | 0.00% | 0.10% |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 04/30/2026 | 11.82 K | $106.89 K | 0.00% | 0.09% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 11.72 K | $105.93 K | 0.12% | 0.09% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 11.22 K | $101.43 K | 0.59% | 0.09% |
| CLEAR CREEK FINANCIAL MANAGEMENT, LLC | 04/23/2026 | 11.05 K | $99.85 K | 100.00% | 0.08% |
| LOGAN STONE CAPITAL, LLC | 05/15/2026 | 10.50 K | $94.96 K | 100.00% | 0.08% |
| 05/07/2026 | 9.94 K | $89.83 K | -22.67% | 0.08% | |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 9.19 K | $83.06 K | 2.23% | 0.07% |
| UBS GROUP AG | 05/05/2026 | 6.20 K | $56.05 K | -8.27% | 0.05% |
| MATHER GROUP, LLC. | 04/13/2026 | 5.89 K | $53.22 K | 100.00% | 0.05% |
| SRS CAPITAL ADVISORS, INC. | 05/13/2026 | 4.28 K | $38.65 K | -91.25% | 0.03% |
| THOMAS J. HERZFELD ADVISORS, INC. | 05/12/2026 | 3.72 K | $33.67 K | 11.33% | 0.03% |
| WEBSTER BANK, N. A. | 04/17/2026 | 3.00 K | $27.12 K | 0.00% | 0.02% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 05/14/2026 | 3.00 K | $27.12 K | -9.69% | 0.02% |
| ALLWORTH FINANCIAL LP | 05/15/2026 | 2.51 K | $22.69 K | 100.00% | 0.02% |
| WEST BRANCH CAPITAL LLC | 04/14/2026 | 2.37 K | $21.41 K | 1.41% | 0.02% |
| FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 05/14/2026 | 1.30 K | $11.75 K | 0.00% | 0.01% |
| ROYAL BANK OF CANADA | 05/15/2026 | 1.08 K | $10.00 K | -50.41% | 0.01% |
| ROSSBY FINANCIAL, LCC | 05/11/2026 | 700 | $6.39 K | 100.00% | 0.01% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 05/11/2026 | 597 | $5.40 K | -40.30% | 0.00% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 400 | $3.62 K | 100.00% | 0.00% |
| HIGHLINE WEALTH PARTNERS LLC | 04/06/2026 | 310 | $2.80 K | 100.00% | 0.00% |
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Flaherty & Crumrine Preferred and Income Opportunity Fund Inc institutional Ownership - FAQ's
During the previous two years, 74 institutional investors and hedge funds held shares of Flaherty & Crumrine Preferred and Income Opportunity Fund Inc. The most heavily invested institutionals were:
SIT INVESTMENT ASSOCIATES INC: 1.52 M
Advisors Asset Management, Inc.: 350,620
1607 Capital Partners, LLC: 321,580
Pathstone Holdings, LLC: 270,782
Private Advisor Group, LLC: 186,341
Fiera Capital Corp: 125,260
33.69% of Flaherty & Crumrine Preferred and Income Opportunity Fund Inc stock is owned by institutional investors.
Institutional investors have bought a total of 4.82 M shares in the last 24 months. This purchase volume represents approximately $44.15 M in transactions.