Japan Smaller Capitalization Fund Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 01/15/2026 | 5.50 M | $60.89 M | 0.15% | 19.40% |
| 1607 CAPITAL PARTNERS, LLC | 02/17/2026 | 3.99 M | $44.22 M | -3.87% | 14.08% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 02/13/2026 | 3.48 M | $38.55 M | -1.17% | 12.28% |
| LAZARD ASSET MANAGEMENT LLC | 02/17/2026 | 3.47 M | $38.46 M | 50.06% | 12.25% |
| SABA CAPITAL MANAGEMENT, L.P. | 02/17/2026 | 1.63 M | $18.09 M | -28.29% | 5.76% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 569.21 K | $6.31 M | -28.14% | 2.01% |
| KARPUS MANAGEMENT, INC. | 02/17/2026 | 566.42 K | $6.28 M | -14.45% | 2.00% |
| ALMITAS CAPITAL LLC | 02/17/2026 | 435.99 K | $4.83 M | -9.48% | 1.54% |
| MORGAN STANLEY | 02/13/2026 | 294.58 K | $3.26 M | -5.38% | 1.04% |
| BULLDOG INVESTORS, LLP | 02/13/2026 | 217.44 K | $2.41 M | -0.23% | 0.77% |
| PEKIN HARDY STRAUSS, INC. | 01/30/2026 | 205.92 K | $2.28 M | 4.28% | 0.73% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 02/06/2026 | 174.71 K | $1.94 M | 12.68% | 0.62% |
| RAFFLES ASSOCIATES LP | 02/17/2026 | 139.46 K | $1.55 M | -5.31% | 0.49% |
| COLONY GROUP, LLC | 02/13/2026 | 122.29 K | $1.35 M | 100.00% | 0.43% |
| BARRY INVESTMENT ADVISORS, LLC | 02/09/2026 | 115.12 K | $1.28 M | -21.53% | 0.41% |
| HARA CAPITAL LLC | 01/15/2026 | 113.01 K | $1.25 M | -11.99% | 0.40% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 106.96 K | $1.19 M | 5.77% | 0.38% |
| SHAKER FINANCIAL SERVICES, LLC | 01/26/2026 | 93.68 K | $1.04 M | -3.99% | 0.33% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 02/09/2026 | 85.07 K | $942.58 K | 16.05% | 0.30% |
| CIBC WORLD MARKET INC. | 02/10/2026 | 80.40 K | $890.81 K | 36.96% | 0.28% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 63.93 K | $708.32 K | -2.64% | 0.23% |
| 02/17/2026 | 57.89 K | $641.42 K | 100.00% | 0.20% | |
| LPL FINANCIAL LLC | 02/11/2026 | 57.88 K | $641.29 K | 100.00% | 0.20% |
| HUDSON PORTFOLIO MANAGEMENT LLC | 02/13/2026 | 50.78 K | $562.65 K | 0.00% | 0.18% |
| NOBLE WEALTH MANAGEMENT PBC | 01/05/2026 | 47.38 K | $524.95 K | -11.02% | 0.17% |
| SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) | 01/26/2026 | 47.06 K | $521.37 K | 100.00% | 0.17% |
| ALTIUM CAPITAL MANAGEMENT LP | 02/06/2026 | 39.78 K | $440.71 K | 100.00% | 0.14% |
| BARD ASSOCIATES INC | 02/13/2026 | 39.29 K | $435.36 K | -17.73% | 0.14% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 01/09/2026 | 34.88 K | $386.49 K | -0.11% | 0.12% |
| DKM WEALTH MANAGEMENT, INC. | 01/12/2026 | 34.00 K | $376.74 K | 0.00% | 0.12% |
| BEAM WEALTH ADVISORS, INC. | 02/04/2026 | 30.50 K | $337.94 K | -6.15% | 0.11% |
| SAX WEALTH ADVISORS, LLC | 01/12/2026 | 27.23 K | $301.65 K | 100.00% | 0.10% |
| MILLS WEALTH ADVISORS LLC | 01/27/2026 | 24.82 K | $274.99 K | -0.19% | 0.09% |
| TRIASIMA PORTFOLIO MANAGEMENT INC. | 02/02/2026 | 21.80 K | $241.54 K | 37.97% | 0.08% |
| INGALLS & SNYDER LLC | 02/13/2026 | 20.00 K | $222.00 K | 0.00% | 0.07% |
| ROBERTS GLORE & CO INC /IL/ | 02/05/2026 | 17.63 K | $195.37 K | 0.00% | 0.06% |
| SUCCESSFUL PORTFOLIOS LLC | 01/23/2026 | 15.00 K | $167.40 K | 0.00% | 0.05% |
| COLONIAL TRUST ADVISORS | 02/12/2026 | 9.40 K | $104.14 K | 100.00% | 0.03% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 8.92 K | $98.88 K | 1.07% | 0.03% |
| UBS GROUP AG | 01/29/2026 | 8.19 K | $90.76 K | -5.76% | 0.03% |
| PNC FINANCIAL SERVICES GROUP, INC. | 02/06/2026 | 6.06 K | $67.09 K | 0.00% | 0.02% |
| CWM, LLC | 01/26/2026 | 4.51 K | $50.00 K | 0.00% | 0.02% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 02/03/2026 | 3.90 K | $43.21 K | 100.00% | 0.01% |
| BAROMETER CAPITAL MANAGEMENT INC. | 02/12/2026 | 2.45 K | $595.13 K | -94.24% | 0.01% |
| THOMAS J. HERZFELD ADVISORS, INC. | 02/13/2026 | 1.85 K | $20.51 K | 0.00% | 0.01% |
| US BANCORP \DE\ | 01/30/2026 | 1.53 K | $16.90 K | 0.00% | 0.01% |
| JPMORGAN CHASE & CO | 02/11/2026 | 710 | $7.87 K | 100.00% | 0.00% |
| ANCORA ADVISORS, LLC | 02/17/2026 | 500 | $5.54 K | 0.00% | 0.00% |
| HIGHLINE WEALTH PARTNERS LLC | 01/15/2026 | 300 | $3.32 K | 100.00% | 0.00% |
| FLAGSHIP HARBOR ADVISORS, LLC | 01/21/2026 | 200 | $2.22 K | 100.00% | 0.00% |
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Japan Smaller Capitalization Fund Inc. institutional Ownership - FAQ's
During the previous two years, 81 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund Inc.. The most heavily invested institutionals were:
Allspring Global Investments Holdings, LLC: 5.08 M
Mraz, Amerine & Associates, Inc.: 195,453
Altium Capital Management LP: 150,412
Barry Investment Advisors, LLC: 115,517
Noble Wealth Management PBC: 49,678
Dynamic Advisor Solutions LLC: 34,366
77.88% of Japan Smaller Capitalization Fund Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 27.79 M shares in the last 24 months. This purchase volume represents approximately $309.35 M in transactions.