Japan Smaller Capitalization Fund Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 08/13/2026 | 4.48 M | $52.81 M | -11.67% | 15.82% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 07/31/2026 | 3.89 M | $45.88 M | 4.69% | 13.75% |
| LAZARD ASSET MANAGEMENT LLC | 08/14/2026 | 3.56 M | $41.95 M | 1.72% | 12.57% |
| 1607 CAPITAL PARTNERS, LLC | 09/02/2026 | 2.72 M | $32.09 M | -24.01% | 9.61% |
| SABA CAPITAL MANAGEMENT, L.P. | 08/14/2026 | 1.95 M | $22.96 M | 21.66% | 6.88% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 443.29 K | $5.22 M | 0.00% | 1.56% |
| KARPUS MANAGEMENT, INC. | 08/14/2026 | 417.75 K | $4.92 M | -4.28% | 1.47% |
| ALMITAS CAPITAL LLC | 08/17/2026 | 386.38 K | $4.55 M | -4.11% | 1.36% |
| MORGAN STANLEY | 08/13/2026 | 289.65 K | $3.41 M | -45.94% | 1.02% |
| PEKIN HARDY STRAUSS, INC. | 07/30/2026 | 281.71 K | $3.32 M | 20.09% | 0.99% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 07/16/2026 | 202.36 K | $2.38 M | 3.53% | 0.71% |
| BULLDOG INVESTORS, LLP | 08/14/2026 | 187.56 K | $2.21 M | 80.03% | 0.66% |
| FLAGSHIP HARBOR ADVISORS, LLC | 07/22/2026 | 162.57 K | $1.92 M | 100.00% | 0.57% |
| LPL FINANCIAL LLC | 08/07/2026 | 150.69 K | $1.78 M | 26.45% | 0.53% |
| ALTIUM CAPITAL MANAGEMENT LLC | 08/12/2026 | 150.41 K | $1.77 M | 0.00% | 0.53% |
| RAFFLES ASSOCIATES LP | 08/17/2026 | 110.97 K | $1.31 M | 0.00% | 0.39% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 106.86 K | $1.26 M | 0.61% | 0.38% |
| CIBC WORLD MARKET INC. | 08/13/2026 | 105.44 K | $1.24 M | 11.76% | 0.37% |
| HARA CAPITAL LLC | 08/11/2026 | 98.76 K | $1.16 M | -1.20% | 0.35% |
| SHAKER FINANCIAL SERVICES, LLC | 07/15/2026 | 93.08 K | $1.10 M | 3.33% | 0.33% |
| VERITION FUND MANAGEMENT LLC | 08/14/2026 | 79.54 K | $936.96 K | -68.86% | 0.28% |
| CSS LLC/IL | 08/14/2026 | 68.68 K | $809.04 K | 171.54% | 0.24% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 63.42 K | $747.12 K | 0.00% | 0.22% |
| BARD ASSOCIATES INC | 08/12/2026 | 58.29 K | $686.65 K | 48.61% | 0.21% |
| BARRY INVESTMENT ADVISORS, LLC | 07/09/2026 | 57.51 K | $677.47 K | -50.22% | 0.20% |
| HRT FINANCIAL LP | 08/14/2026 | 42.24 K | $497.00 K | 100.00% | 0.15% |
| CORIENT PRIVATE WEALTH LP | 08/27/2026 | 42.10 K | $495.94 K | 0.83% | 0.15% |
| CITADEL ADVISORS LLC | 09/02/2026 | 38.82 K | $457.24 K | 100.00% | 0.14% |
| QUANTINNO CAPITAL MANAGEMENT LP | 08/13/2026 | 36.10 K | $425.26 K | 2.31% | 0.13% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 07/07/2026 | 34.37 K | $404.83 K | 0.00% | 0.12% |
| DKM WEALTH MANAGEMENT, INC. | 07/30/2026 | 34.00 K | $400.54 K | 0.00% | 0.12% |
| BEAM WEALTH ADVISORS, INC. | 07/29/2026 | 24.50 K | $288.61 K | 0.00% | 0.09% |
| READYSTATE ASSET MANAGEMENT LP | 08/14/2026 | 22.25 K | $262.09 K | 100.00% | 0.08% |
| TRIASIMA PORTFOLIO MANAGEMENT INC. | 07/21/2026 | 21.80 K | $256.80 K | 0.00% | 0.08% |
| SAX WEALTH ADVISORS, LLC | 07/09/2026 | 21.40 K | $233.21 K | -21.41% | 0.08% |
| INGALLS & SNYDER LLC | 08/14/2026 | 20.00 K | $236.00 K | 0.00% | 0.07% |
| ROBERTS GLORE & CO INC /IL/ | 08/11/2026 | 17.63 K | $207.72 K | 0.00% | 0.06% |
| XTX TOPCO LTD | 08/14/2026 | 16.08 K | $189.38 K | 100.00% | 0.06% |
| SUCCESSFUL PORTFOLIOS LLC | 07/14/2026 | 15.00 K | $175.95 K | 0.00% | 0.05% |
| MILLS WEALTH ADVISORS LLC | 07/07/2026 | 12.82 K | $151.05 K | -48.34% | 0.05% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 12.30 K | $144.89 K | 100.00% | 0.04% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 10.29 K | $121.24 K | 133.22% | 0.04% |
| NORTH GROUND CAPITAL | 08/13/2026 | 10.00 K | $117.80 K | 100.00% | 0.04% |
| OSAIC HOLDINGS, INC. | 08/14/2026 | 9.18 K | $108.25 K | -12.30% | 0.03% |
| PNC FINANCIAL SERVICES GROUP, INC. | 08/07/2026 | 6.06 K | $71.33 K | 0.00% | 0.02% |
| COLONIAL TRUST ADVISORS | 08/11/2026 | 5.65 K | $66.55 K | -11.72% | 0.02% |
| NOBLE WEALTH MANAGEMENT PBC | 07/01/2026 | 4.50 K | $53.01 K | -90.94% | 0.02% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/22/2026 | 3.90 K | $45.83 K | 0.00% | 0.01% |
| INTEGRATED WEALTH CONCEPTS LLC | 08/12/2026 | 3.00 K | $35.34 K | 100.00% | 0.01% |
| UNITED FINANCIAL PLANNING GROUP LLC | 08/06/2026 | 2.80 K | $32.98 K | 100.00% | 0.01% |
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Japan Smaller Capitalization Fund Inc. institutional Ownership - FAQ's
During the previous two years, 94 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund Inc.. The most heavily invested institutionals were:
Allspring Global Investments Holdings, LLC: 3.8 M
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: 3.22 M
Pekin Hardy Strauss, Inc.: 246,809
Mraz, Amerine & Associates, Inc.: 211,069
FLAGSHIP HARBOR ADVISORS, LLC: 179,353
Altium Capital Management LLC: 135,597
72.70% of Japan Smaller Capitalization Fund Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 19.92 M shares in the last 24 months. This purchase volume represents approximately $221.74 M in transactions.