Japan Smaller Capitalization Fund Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 05/05/2026 | 5.08 M | $55.32 M | -7.65% | 17.91% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 05/15/2026 | 3.72 M | $40.55 M | 6.93% | 13.13% |
| 1607 CAPITAL PARTNERS, LLC | 05/15/2026 | 3.58 M | $39.07 M | -10.18% | 12.65% |
| LAZARD ASSET MANAGEMENT LLC | 05/15/2026 | 3.50 M | $38.16 M | 0.86% | 12.35% |
| SABA CAPITAL MANAGEMENT, L.P. | 05/15/2026 | 1.60 M | $17.46 M | -1.88% | 5.65% |
| MORGAN STANLEY | 05/15/2026 | 535.82 K | $5.84 M | 81.90% | 1.89% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 443.29 K | $4.83 M | -22.12% | 1.56% |
| KARPUS MANAGEMENT, INC. | 05/14/2026 | 436.45 K | $4.76 M | -22.94% | 1.54% |
| ALMITAS CAPITAL LLC | 05/15/2026 | 402.96 K | $4.39 M | -7.58% | 1.42% |
| VERITION FUND MANAGEMENT LLC | 05/15/2026 | 255.45 K | $2.78 M | 100.00% | 0.90% |
| PEKIN HARDY STRAUSS, INC. | 05/07/2026 | 234.57 K | $2.56 M | 13.91% | 0.83% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 05/05/2026 | 195.45 K | $2.13 M | 11.87% | 0.69% |
| ALTIUM CAPITAL MANAGEMENT LP | 05/01/2026 | 150.41 K | $1.64 M | 278.16% | 0.53% |
| LPL FINANCIAL LLC | 05/06/2026 | 119.17 K | $1.30 M | 105.89% | 0.42% |
| BARRY INVESTMENT ADVISORS, LLC | 04/23/2026 | 115.52 K | $1.26 M | 0.34% | 0.41% |
| COLONY GROUP, LLC | 05/15/2026 | 111.26 K | $1.21 M | -9.02% | 0.39% |
| RAFFLES ASSOCIATES LP | 05/15/2026 | 110.97 K | $1.21 M | -20.43% | 0.39% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 106.21 K | $1.16 M | -0.70% | 0.37% |
| BULLDOG INVESTORS, LLP | 05/08/2026 | 104.18 K | $1.14 M | -52.09% | 0.37% |
| HARA CAPITAL LLC | 05/14/2026 | 99.96 K | $1.09 M | -11.55% | 0.35% |
| CIBC WORLD MARKET INC. | 05/14/2026 | 94.35 K | $1.03 M | 17.35% | 0.33% |
| SHAKER FINANCIAL SERVICES, LLC | 05/12/2026 | 90.08 K | $981.86 K | -3.85% | 0.32% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 05/11/2026 | 90.06 K | $981.62 K | 5.86% | 0.32% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 63.42 K | $691.31 K | -0.79% | 0.22% |
| 04/16/2026 | 57.74 K | $629.41 K | -0.25% | 0.20% | |
| HUDSON PORTFOLIO MANAGEMENT LLC | 05/14/2026 | 50.78 K | $553.51 K | 0.00% | 0.18% |
| NOBLE WEALTH MANAGEMENT PBC | 04/02/2026 | 49.68 K | $541.49 K | 4.85% | 0.18% |
| CI PRIVATE WEALTH, LLC | 05/15/2026 | 41.75 K | $455.11 K | 100.00% | 0.15% |
| BARD ASSOCIATES INC | 05/08/2026 | 39.22 K | $427.52 K | -0.18% | 0.14% |
| QUANTINNO CAPITAL MANAGEMENT LP | 05/15/2026 | 35.29 K | $384.62 K | 100.00% | 0.12% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 04/08/2026 | 34.37 K | $374.59 K | -1.48% | 0.12% |
| DKM WEALTH MANAGEMENT, INC. | 04/10/2026 | 34.00 K | $370.62 K | 0.00% | 0.12% |
| SAX WEALTH ADVISORS, LLC | 04/08/2026 | 27.23 K | $301.65 K | 0.00% | 0.10% |
| CSS LLC/IL | 05/15/2026 | 25.29 K | $275.68 K | 100.00% | 0.09% |
| MILLS WEALTH ADVISORS LLC | 04/24/2026 | 24.82 K | $270.53 K | 0.01% | 0.09% |
| BEAM WEALTH ADVISORS, INC. | 04/30/2026 | 24.50 K | $267.05 K | -19.67% | 0.09% |
| TRIASIMA PORTFOLIO MANAGEMENT INC. | 04/24/2026 | 21.80 K | $237.62 K | 0.00% | 0.08% |
| INGALLS & SNYDER LLC | 05/13/2026 | 20.00 K | $218.00 K | 0.00% | 0.07% |
| INDEPENDENT ADVISOR ALLIANCE | 05/12/2026 | 19.80 K | $215.82 K | 100.00% | 0.07% |
| ROBERTS GLORE & CO INC /IL/ | 05/04/2026 | 17.63 K | $192.20 K | 0.00% | 0.06% |
| SUCCESSFUL PORTFOLIOS LLC | 04/13/2026 | 15.00 K | $159.75 K | 0.00% | 0.05% |
| QUANTEDGE CAPITAL PTE LTD | 05/12/2026 | 12.02 K | $131.04 K | 100.00% | 0.04% |
| JANE STREET GROUP, LLC | 05/12/2026 | 11.47 K | $125.02 K | 100.00% | 0.04% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 10.47 K | $114.17 K | 17.43% | 0.04% |
| WOLVERINE ASSET MANAGEMENT LLC | 05/04/2026 | 10.32 K | $112.50 K | 100.00% | 0.04% |
| COLONIAL TRUST ADVISORS | 05/12/2026 | 6.40 K | $69.75 K | -31.92% | 0.02% |
| PNC FINANCIAL SERVICES GROUP, INC. | 05/08/2026 | 6.06 K | $66.00 K | 0.00% | 0.02% |
| WESTERN WEALTH MANAGEMENT, LLC | 05/19/2026 | 4.63 K | $50.43 K | 100.00% | 0.02% |
| CWM, LLC | 05/14/2026 | 4.51 K | $49.12 K | 0.00% | 0.02% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 4.41 K | $48.11 K | 220,550.00% | 0.02% |
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Japan Smaller Capitalization Fund Inc. institutional Ownership - FAQ's
During the previous two years, 82 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund Inc.. The most heavily invested institutionals were:
Allspring Global Investments Holdings, LLC: 5.08 M
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: 3.72 M
1607 Capital Partners, LLC: 3.58 M
LAZARD ASSET MANAGEMENT LLC: 3.5 M
Saba Capital Management, L.P.: 1.6 M
MORGAN STANLEY: 535,823
77.15% of Japan Smaller Capitalization Fund Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 22.24 M shares in the last 24 months. This purchase volume represents approximately $247.49 M in transactions.