Japan Smaller Capitalization Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 01/29/2025 | 5.24 M | $40.18 M | -8.32% | 18.49% |
| 1607 CAPITAL PARTNERS, LLC | 02/13/2025 | 4.89 M | $37.48 M | -5.31% | 17.25% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 02/14/2025 | 4.54 M | $34.83 M | -0.85% | 16.03% |
| LAZARD ASSET MANAGEMENT LLC | 02/14/2025 | 2.22 M | $17.05 M | -1.11% | 7.85% |
| KARPUS MANAGEMENT, INC. | 02/14/2025 | 1.04 M | $7.99 M | -1.65% | 3.68% |
| SABA CAPITAL MANAGEMENT, L.P. | 02/14/2025 | 1.03 M | $7.93 M | 222.02% | 3.65% |
| ALMITAS CAPITAL LLC | 02/14/2025 | 497,471 | $3.82 M | 0.00% | 1.76% |
| HARA CAPITAL LLC | 01/31/2025 | 387,063 | $2.97 M | 2.35% | 1.37% |
| MATISSE CAPITAL | 01/24/2025 | 362,000 | $2.78 M | 37.22% | 1.28% |
| RAFFLES ASSOCIATES LP | 02/14/2025 | 248,168 | $1.90 M | 10.78% | 0.88% |
| BARRY INVESTMENT ADVISORS, LLC | 01/23/2025 | 188,705 | $1.45 M | -3.06% | 0.67% |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | 02/14/2025 | 165,792 | $1.27 M | -0.83% | 0.59% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 02/12/2025 | 107,849 | $827,202 | -22.93% | 0.38% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 01/31/2025 | 101,821 | $780,970 | 225.31% | 0.36% |
| RPO LLC | 02/12/2025 | 100,852 | $773,535 | 32.10% | 0.36% |
| RAYMOND JAMES FINANCIAL INC | 02/13/2025 | 94,439 | $724,345 | 100.00% | 0.33% |
| QUANTEDGE CAPITAL PTE LTD | 02/14/2025 | 88,350 | $677,645 | 137.50% | 0.31% |
| BAIRD FINANCIAL GROUP, INC. | 02/14/2025 | 80,421 | $616,829 | -7.24% | 0.28% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 01/21/2025 | 74,879 | $574,322 | 0.93% | 0.26% |
| SEACREST WEALTH MANAGEMENT, LLC | 01/14/2025 | 72,944 | $559,480 | -0.06% | 0.26% |
| SHAKER FINANCIAL SERVICES, LLC | 02/13/2025 | 66,876 | $512,939 | -11.58% | 0.24% |
| NOMURA ASSET MANAGEMENT CO LTD | 02/12/2025 | 58,257 | $446,830 | 4.02% | 0.21% |
| IONIC CAPITAL MANAGEMENT LLC | 02/14/2025 | 56,681 | $434,743 | 100.00% | 0.20% |
| HUDSON PORTFOLIO MANAGEMENT LLC | 02/13/2025 | 54,131 | $415,185 | 0.00% | 0.19% |
| BOOTHBAY FUND MANAGEMENT, LLC | 02/14/2025 | 51,595 | $395,734 | 88.34% | 0.18% |
| BARD ASSOCIATES INC | 02/06/2025 | 49,809 | $382,036 | -26.98% | 0.18% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 02/07/2025 | 39,450 | $302,582 | 340.24% | 0.14% |
| INDEPENDENT ADVISOR ALLIANCE | 02/07/2025 | 39,150 | $300,281 | 100.00% | 0.14% |
| 02/12/2025 | 34,001 | $260,791 | 100.00% | 0.12% | |
| BEAM WEALTH ADVISORS, INC. | 02/07/2025 | 34,000 | $260,780 | -11.46% | 0.12% |
| MILLS WEALTH ADVISORS LLC | 02/05/2025 | 22,821 | $175,039 | 0.04% | 0.08% |
| CSS LLC/IL | 02/18/2025 | 22,402 | $171,823 | -0.07% | 0.08% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/14/2025 | 22,129 | $169,729 | -56.81% | 0.08% |
| INGALLS & SNYDER LLC | 01/29/2025 | 20,000 | $153,000 | 0.00% | 0.07% |
| ROBERTS GLORE & CO INC /IL/ | 02/07/2025 | 18,133 | $139,080 | -4.40% | 0.06% |
| HIGHTOWER ADVISORS, LLC | 02/07/2025 | 17,465 | $133,957 | -22.28% | 0.06% |
| PNC FINANCIAL SERVICES GROUP, INC. | 02/07/2025 | 16,145 | $123,832 | 0.00% | 0.06% |
| PEKIN HARDY STRAUSS, INC. | 02/04/2025 | 16,119 | $123,633 | 0.00% | 0.06% |
| SUCCESSFUL PORTFOLIOS LLC | 01/16/2025 | 15,000 | $115,050 | 0.00% | 0.05% |
| WATERFRONT WEALTH INC. | 02/03/2025 | 13,000 | $99,710 | 0.00% | 0.05% |
| SEED WEALTH MANAGEMENT, INC. | 01/14/2025 | 12,400 | $95,108 | 0.00% | 0.04% |
| TRIASIMA PORTFOLIO MANAGEMENT INC. | 01/28/2025 | 11,900 | $91,273 | -51.63% | 0.04% |
| UBS GROUP AG | 02/14/2025 | 8,905 | $68,301 | 13.40% | 0.03% |
| ADVISOR GROUP HOLDINGS, INC. | 02/07/2025 | 4,656 | $35,715 | 2.49% | 0.02% |
| 02/04/2025 | 4,200 | $32,004 | 100.00% | 0.01% | |
| US BANCORP \DE\ | 02/05/2025 | 2,000 | $15,340 | 0.00% | 0.01% |
| THOMAS J. HERZFELD ADVISORS, INC. | 02/12/2025 | 1,557 | $11,942 | 0.00% | 0.01% |
| CWM, LLC | 02/04/2025 | 1,200 | $9,000 | 0.00% | 0.00% |
| BARCLAYS PLC | 02/13/2025 | 1,000 | $8,000 | 0.00% | 0.00% |
| ANCORA ADVISORS, LLC | 02/14/2025 | 600 | $4,602 | 0.00% | 0.00% |
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Japan Smaller Capitalization Fund, Inc. institutional Ownership - FAQ's
During the previous two years, 81 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund, Inc.. The most heavily invested institutionals were:
Allspring Global Investments Holdings, LLC: 5.24 M
1607 Capital Partners, LLC: 4.89 M
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: 4.54 M
LAZARD ASSET MANAGEMENT LLC: 2.22 M
Karpus Management, Inc.: 1.04 M
Saba Capital Management, L.P.: 1.03 M
79.48% of Japan Smaller Capitalization Fund, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 22.91 M shares in the last 24 months. This purchase volume represents approximately $178.48 M in transactions.