Nuveen Floating Rate Income Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 08/13/2026 | 9.03 M | $69.27 M | 48.80% | 5.61% |
| SIT INVESTMENT ASSOCIATES INC | 08/12/2026 | 4.08 M | $31.31 M | -12.01% | 2.54% |
| CONGRESS PARK CAPITAL LLC | 07/14/2026 | 3.48 M | $26.67 M | 11.42% | 2.16% |
| LOOMIS SAYLES & CO L P | 08/14/2026 | 2.97 M | $22.81 M | 2.63% | 1.85% |
| INVESCO LTD. | 08/14/2026 | 2.94 M | $22.52 M | -0.30% | 1.82% |
| PENSERRA CAPITAL MANAGEMENT LLC | 08/13/2026 | 2.89 M | $22.19 M | 3.97% | 1.80% |
| LPL FINANCIAL LLC | 08/07/2026 | 2.62 M | $20.11 M | -0.10% | 1.63% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 2.60 M | $19.98 M | 4.46% | 1.62% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 2.03 M | $15.56 M | 5.95% | 1.26% |
| CYNDEO WEALTH PARTNERS, LLC | 07/21/2026 | 2.00 M | $15.34 M | 11.37% | 1.24% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 1.83 M | $14.02 M | 17.71% | 1.14% |
| GUGGENHEIM CAPITAL LLC | 08/12/2026 | 1.82 M | $13.98 M | -6.38% | 1.13% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 1.78 M | $13.67 M | 13.07% | 1.11% |
| ROYAL BANK OF CANADA | 08/14/2026 | 1.30 M | $9.99 M | 1.79% | 0.81% |
| 1607 CAPITAL PARTNERS, LLC | 09/02/2026 | 1.22 M | $9.35 M | -43.70% | 0.76% |
| THOMAS J. HERZFELD ADVISORS, INC. | 08/10/2026 | 1.11 M | $8.53 M | 55.89% | 0.69% |
| ICON ADVISERS INC/CO | 08/13/2026 | 971.10 K | $7.45 M | -43.43% | 0.60% |
| KANEN WEALTH MANAGEMENT LLC | 08/13/2026 | 959.15 K | $7.37 M | 17.94% | 0.60% |
| UBS GROUP AG | 08/13/2026 | 912.98 K | $7.00 M | -0.19% | 0.57% |
| COHEN & STEERS, INC. | 08/14/2026 | 853.26 K | $6.55 M | 0.00% | 0.53% |
| AMERIPRISE FINANCIAL INC | 08/14/2026 | 805.51 K | $6.18 M | -3.18% | 0.50% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 722.02 K | $5.54 M | -1.15% | 0.45% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 691.86 K | $5.31 M | 45.94% | 0.43% |
| ETHOS FINANCIAL GROUP, LLC | 08/07/2026 | 581.04 K | $4.46 M | -10.11% | 0.36% |
| ALMITAS CAPITAL LLC | 08/17/2026 | 435.21 K | $3.34 M | 5.73% | 0.27% |
| COASTAL BRIDGE ADVISORS, LLC | 08/17/2026 | 414.17 K | $3.18 M | 1.77% | 0.26% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 405.97 K | $3.11 M | -10.49% | 0.25% |
| J.W. COLE ADVISORS, INC. | 07/21/2026 | 381.67 K | $2.93 M | 100.00% | 0.24% |
| GRANITESHARES ADVISORS LLC | 08/04/2026 | 356.40 K | $2.73 M | 15.06% | 0.22% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 292.97 K | $2.25 M | -4.11% | 0.18% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/22/2026 | 286.28 K | $2.20 M | -0.99% | 0.18% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 277.57 K | $2.13 M | 24.00% | 0.17% |
| ATLAS WEALTH LLC | 07/28/2026 | 271.57 K | $2.08 M | 100.00% | 0.17% |
| MATISSE CAPITAL | 08/12/2026 | 250.00 K | $1.92 M | 0.00% | 0.16% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 245.45 K | $1.88 M | 2.44% | 0.15% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 234.22 K | $1.80 M | -21.43% | 0.15% |
| RFG ADVISORY, LLC | 07/15/2026 | 227.25 K | $1.74 M | -5.25% | 0.14% |
| NORTH GROUND CAPITAL | 08/13/2026 | 222.50 K | $1.71 M | 100.00% | 0.14% |
| CAPITAL INVESTMENT ADVISORS, LLC | 08/06/2026 | 216.83 K | $1.66 M | -3.40% | 0.13% |
| KOVACK ADVISORS, INC. | 07/29/2026 | 208.33 K | $1.60 M | 23.51% | 0.13% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 204.29 K | $1.57 M | 9.36% | 0.13% |
| HOURGLASS CAPITAL, LLC | 07/30/2026 | 193.82 K | $1.49 M | -1.87% | 0.12% |
| AVIANCE CAPITAL PARTNERS, LLC | 07/31/2026 | 187.28 K | $1.44 M | -6.13% | 0.12% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 174.91 K | $1.34 M | 5.84% | 0.11% |
| ADVISORY SERVICES NETWORK, LLC | 08/12/2026 | 149.41 K | $1.15 M | 19.28% | 0.09% |
| CHOREO, LLC | 08/04/2026 | 138.88 K | $1.07 M | 37.12% | 0.09% |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 08/11/2026 | 118.45 K | $908.51 K | -0.72% | 0.07% |
| SIGMA PLANNING CORP | 08/07/2026 | 113.28 K | $868.85 K | 15.62% | 0.07% |
| MELFA WEALTH MANAGEMENT, LLC | 07/24/2026 | 107.22 K | $822.37 K | 0.00% | 0.07% |
| THRIVENT FINANCIAL FOR LUTHERANS | 08/14/2026 | 106.83 K | $819.00 K | -9.21% | 0.07% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
Nuveen Floating Rate Income Fund institutional Ownership - FAQ's
During the previous two years, 265 institutional investors and hedge funds held shares of Nuveen Floating Rate Income Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 9.03 M
SIT INVESTMENT ASSOCIATES INC: 4.08 M
Congress Park Capital LLC: 3.48 M
LOOMIS SAYLES & CO L P: 2.97 M
Invesco Ltd.: 2.94 M
Penserra Capital Management LLC: 2.89 M
37.10% of Nuveen Floating Rate Income Fund stock is owned by institutional investors.
Institutional investors have bought a total of 65.02 M shares in the last 24 months. This purchase volume represents approximately $483.09 M in transactions.