Nuveen Floating Rate Income Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 6.07 M | $45.64 M | -6.03% | 3.77% |
| SIT INVESTMENT ASSOCIATES INC | 05/13/2026 | 4.64 M | $34.89 M | 1.35% | 2.88% |
| CONGRESS PARK CAPITAL LLC | 04/14/2026 | 3.12 M | $23.47 M | 42.87% | 1.94% |
| INVESCO LTD. | 05/12/2026 | 2.94 M | $22.14 M | 0.68% | 1.83% |
| LOOMIS SAYLES & CO L P | 05/14/2026 | 2.90 M | $21.79 M | 100.00% | 1.80% |
| PENSERRA CAPITAL MANAGEMENT LLC | 05/11/2026 | 2.78 M | $20.92 M | 10.20% | 1.73% |
| LPL FINANCIAL LLC | 05/06/2026 | 2.62 M | $19.73 M | -9.62% | 1.63% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 2.49 M | $18.75 M | 54.30% | 1.55% |
| 1607 CAPITAL PARTNERS, LLC | 05/15/2026 | 2.16 M | $16.28 M | 341.16% | 1.34% |
| GUGGENHEIM CAPITAL LLC | 05/15/2026 | 1.95 M | $14.64 M | -11.30% | 1.21% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 1.92 M | $14.40 M | -7.02% | 1.19% |
| CYNDEO WEALTH PARTNERS, LLC | 04/13/2026 | 1.80 M | $13.50 M | 17.32% | 1.12% |
| ICON ADVISERS INC/CO | 05/13/2026 | 1.72 M | $12.91 M | 1.14% | 1.07% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 1.58 M | $11.85 M | 13.99% | 0.98% |
| ADVISORS ASSET MANAGEMENT, INC. | 05/15/2026 | 1.55 M | $11.67 M | 10.35% | 0.96% |
| ROYAL BANK OF CANADA | 05/15/2026 | 1.28 M | $9.62 M | 16.27% | 0.79% |
| BALYASNY ASSET MANAGEMENT L.P. | 05/15/2026 | 939.19 K | $7.06 M | -6.43% | 0.58% |
| UBS GROUP AG | 05/05/2026 | 914.69 K | $6.88 M | 11.21% | 0.57% |
| COHEN & STEERS, INC. | 05/15/2026 | 853.26 K | $6.42 M | 0.00% | 0.53% |
| AMERIPRISE FINANCIAL INC | 05/15/2026 | 831.94 K | $6.25 M | 8.43% | 0.52% |
| KANEN WEALTH MANAGEMENT LLC | 05/18/2026 | 813.23 K | $6.12 M | 5.97% | 0.51% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 05/14/2026 | 730.40 K | $5.49 M | -3.96% | 0.45% |
| THOMAS J. HERZFELD ADVISORS, INC. | 05/12/2026 | 713.29 K | $5.36 M | -18.66% | 0.44% |
| ETHOS FINANCIAL GROUP, LLC | 05/05/2026 | 646.39 K | $5.06 M | 0.00% | 0.40% |
| LOGAN STONE CAPITAL, LLC | 05/15/2026 | 502.05 K | $3.78 M | -60.86% | 0.31% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 474.09 K | $3.57 M | -35.65% | 0.29% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 453.54 K | $3.41 M | 16.06% | 0.28% |
| ALMITAS CAPITAL LLC | 05/15/2026 | 411.63 K | $3.10 M | 248.99% | 0.26% |
| COASTAL BRIDGE ADVISORS, LLC | 05/14/2026 | 406.97 K | $3.06 M | -10.33% | 0.25% |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 04/22/2026 | 391.24 K | $2.94 M | 35.29% | 0.24% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 05/15/2026 | 384.14 K | $2.89 M | 5.49% | 0.24% |
| GRANITESHARES ADVISORS LLC | 04/23/2026 | 309.75 K | $2.33 M | -10.27% | 0.19% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 305.52 K | $2.30 M | -0.20% | 0.19% |
| JANE STREET GROUP, LLC | 05/12/2026 | 304.72 K | $2.29 M | -44.23% | 0.19% |
| SABA CAPITAL MANAGEMENT, L.P. | 05/15/2026 | 300.03 K | $2.26 M | 100.00% | 0.19% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 298.10 K | $2.24 M | -7.35% | 0.19% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 05/01/2026 | 289.16 K | $2.15 M | 2.14% | 0.18% |
| WOLVERINE ASSET MANAGEMENT LLC | 05/04/2026 | 271.05 K | $2.04 M | -5.60% | 0.17% |
| MATISSE CAPITAL | 05/08/2026 | 250.00 K | $1.88 M | 100.00% | 0.16% |
| RFG ADVISORY, LLC | 04/20/2026 | 239.83 K | $1.80 M | 63.22% | 0.15% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 239.61 K | $1.80 M | 93.29% | 0.15% |
| CAPITAL INVESTMENT ADVISORS, LLC | 04/17/2026 | 224.47 K | $1.69 M | -4.86% | 0.14% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 223.85 K | $1.68 M | 14.94% | 0.14% |
| AVIANCE CAPITAL PARTNERS, LLC | 05/06/2026 | 199.52 K | $1.50 M | 7.94% | 0.12% |
| HOURGLASS CAPITAL, LLC | 05/04/2026 | 197.52 K | $1.49 M | 100.00% | 0.12% |
| READYSTATE ASSET MANAGEMENT LP | 05/15/2026 | 196.08 K | $1.47 M | 52.09% | 0.12% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 186.80 K | $1.40 M | -13.87% | 0.12% |
| KOVACK ADVISORS, INC. | 05/13/2026 | 168.67 K | $1.26 M | 94.24% | 0.10% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 165.26 K | $1.24 M | -13.18% | 0.10% |
| QUARRY LP | 05/15/2026 | 150.10 K | $1.13 M | 30.10% | 0.09% |
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Nuveen Floating Rate Income Fund institutional Ownership - FAQ's
During the previous two years, 263 institutional investors and hedge funds held shares of Nuveen Floating Rate Income Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 6.07 M
SIT INVESTMENT ASSOCIATES INC: 4.64 M
Congress Park Capital LLC: 3.12 M
Invesco Ltd.: 2.94 M
LOOMIS SAYLES & CO L P: 2.9 M
Penserra Capital Management LLC: 2.78 M
37.20% of Nuveen Floating Rate Income Fund stock is owned by institutional investors.
Institutional investors have bought a total of 65.04 M shares in the last 24 months. This purchase volume represents approximately $483.27 M in transactions.