Guggenheim Active Allocation Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 02/13/2026 | 2.78 M | $42.65 M | 0.15% | 8.21% |
| PATHSTONE HOLDINGS, LLC | 02/13/2026 | 975.93 K | $14.96 M | 8.74% | 2.88% |
| GUGGENHEIM CAPITAL LLC | 02/17/2026 | 950.00 K | $14.56 M | 0.00% | 2.80% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 885.04 K | $13.57 M | 30.50% | 2.61% |
| ADVISORS ASSET MANAGEMENT, INC. | 02/12/2026 | 835.94 K | $12.82 M | -6.60% | 2.47% |
| COHEN & STEERS, INC. | 02/13/2026 | 748.15 K | $11.47 M | 0.00% | 2.21% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 708.04 K | $10.85 M | 2.29% | 2.09% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 648.13 K | $9.94 M | -4.16% | 1.91% |
| ROYAL BANK OF CANADA | 02/17/2026 | 484.72 K | $7.43 M | -8.83% | 1.43% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 276.50 K | $4.24 M | 0.26% | 0.82% |
| CORRADO ADVISORS, LLC | 02/10/2026 | 180.34 K | $2.76 M | 4.65% | 0.53% |
| COLONY GROUP, LLC | 02/13/2026 | 142.69 K | $2.19 M | 100.00% | 0.42% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 02/12/2026 | 137.38 K | $2.11 M | 13.60% | 0.41% |
| 02/11/2026 | 110.40 K | $1.69 M | 100.00% | 0.33% | |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 104.03 K | $1.59 M | 5.66% | 0.31% |
| INVESCO LTD. | 02/19/2026 | 78.36 K | $1.20 M | 5.75% | 0.23% |
| OPPENHEIMER & CO INC | 02/02/2026 | 71.03 K | $1.09 M | -20.63% | 0.21% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 48.28 K | $740.16 K | -2.41% | 0.14% |
| GOLDEN STATE EQUITY PARTNERS | 01/29/2026 | 47.69 K | $731.14 K | 5.22% | 0.14% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 45.54 K | $698.11 K | -9.43% | 0.13% |
| J.W. COLE ADVISORS, INC. | 02/11/2026 | 39.02 K | $333.35 K | -0.97% | 0.12% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 01/29/2026 | 36.48 K | $559.20 K | 0.47% | 0.11% |
| AVIANCE CAPITAL PARTNERS, LLC | 02/06/2026 | 31.62 K | $484.73 K | 3.84% | 0.09% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 31.48 K | $482.65 K | 10.54% | 0.09% |
| PENSIONMARK FINANCIAL GROUP, LLC | 03/13/2026 | 30.97 K | $474.73 K | 2.69% | 0.09% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 03/17/2026 | 30.00 K | $459.97 K | 35.50% | 0.09% |
| JOURNEY STRATEGIC WEALTH LLC | 02/13/2026 | 27.94 K | $428.31 K | 1.45% | 0.08% |
| MAREX GROUP PLC | 02/12/2026 | 27.85 K | $426.90 K | 100.00% | 0.08% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 27.33 K | $419.02 K | 18.45% | 0.08% |
| LPL FINANCIAL LLC | 02/11/2026 | 26.56 K | $407.21 K | -2.09% | 0.08% |
| DAVENPORT & CO LLC | 01/12/2026 | 24.36 K | $373.48 K | 0.15% | 0.07% |
| JANE STREET GROUP, LLC | 02/12/2026 | 19.88 K | $304.76 K | 100.00% | 0.06% |
| UBS GROUP AG | 01/29/2026 | 19.18 K | $293.95 K | 3.27% | 0.06% |
| BRINKER CAPITAL INVESTMENTS, LLC | 02/12/2026 | 15.21 K | $233.20 K | 39.24% | 0.04% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 15.13 K | $231.99 K | 29.29% | 0.04% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 15.03 K | $230.00 K | 100.00% | 0.04% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 02/09/2026 | 14.83 K | $227.34 K | -14.43% | 0.04% |
| MGB WEALTH MANAGEMENT, LLC | 02/17/2026 | 14.15 K | $216.85 K | -11.08% | 0.04% |
| 1607 CAPITAL PARTNERS, LLC | 02/17/2026 | 12.60 K | $193.16 K | 100.00% | 0.04% |
| HIGH NET WORTH ADVISORY GROUP LLC | 01/23/2026 | 12.37 K | $189.68 K | 100.00% | 0.04% |
| U.S. CAPITAL WEALTH ADVISORS, LLC | 01/23/2026 | 11.80 K | $180.93 K | -18.05% | 0.03% |
| XTX TOPCO LTD | 02/17/2026 | 10.86 K | $166.50 K | 100.00% | 0.03% |
| WEDBUSH SECURITIES INC | 02/12/2026 | 10.76 K | $165.00 K | -20.81% | 0.03% |
| SOUTHSTATE CORP | 02/11/2026 | 8.43 K | $129.16 K | 0.00% | 0.02% |
| ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC | 02/09/2026 | 7.50 K | $114.98 K | 0.00% | 0.02% |
| LARSON FINANCIAL GROUP LLC | 02/06/2026 | 3.00 K | $45.99 K | 0.00% | 0.01% |
| GENEOS WEALTH MANAGEMENT INC. | 01/28/2026 | 3.00 K | $45.99 K | 0.00% | 0.01% |
| NOBLE WEALTH MANAGEMENT PBC | 01/05/2026 | 2.70 K | $41.39 K | 0.00% | 0.01% |
| TSFG, LLC | 02/04/2026 | 1.73 K | $27.00 K | 0.00% | 0.01% |
| HARBOUR INVESTMENTS, INC. | 02/09/2026 | 1.50 K | $23.00 K | 0.00% | 0.00% |
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Guggenheim Active Allocation Fund institutional Ownership - FAQ's
During the previous two years, 70 institutional investors and hedge funds held shares of Guggenheim Active Allocation Fund. The most heavily invested institutionals were:
OPPENHEIMER & CO INC: 66,963
Golden State Equity Partners: 48,577
ENVESTNET ASSET MANAGEMENT INC: 40,772
Concurrent Investment Advisors, LLC: 38,421
Pensionmark Financial Group, LLC: 32,529
JOURNEY STRATEGIC WEALTH LLC: 31,939
31.85% of Guggenheim Active Allocation Fund stock is owned by institutional investors.
Institutional investors have bought a total of 10.90 M shares in the last 24 months. This purchase volume represents approximately $171.06 M in transactions.