Guggenheim Active Allocation Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 08/13/2026 | 2.87 M | $45.80 M | 0.96% | 8.46% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 960.15 K | $15.34 M | 4.94% | 2.83% |
| GUGGENHEIM CAPITAL LLC | 08/12/2026 | 950.00 K | $15.18 M | 0.00% | 2.80% |
| COHEN & STEERS, INC. | 08/14/2026 | 863.15 K | $13.79 M | 1.77% | 2.55% |
| ATLAS WEALTH LLC | 07/28/2026 | 848.50 K | $13.56 M | 100.00% | 2.50% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 801.54 K | $12.81 M | -0.35% | 2.37% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 781.05 K | $12.48 M | 10.17% | 2.30% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 676.91 K | $10.82 M | -7.31% | 2.00% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 665.64 K | $10.64 M | 124.43% | 1.96% |
| ROYAL BANK OF CANADA | 08/14/2026 | 498.06 K | $7.96 M | -0.39% | 1.47% |
| PATHSTONE HOLDINGS, LLC | 08/13/2026 | 371.09 K | $5.93 M | -58.25% | 1.10% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/13/2026 | 174.92 K | $2.80 M | 16.52% | 0.52% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 110.00 K | $1.76 M | 100.00% | 0.32% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 100.52 K | $1.61 M | 100.00% | 0.30% |
| INVESCO LTD. | 08/14/2026 | 84.15 K | $1.34 M | -0.96% | 0.25% |
| CLOSED-END FUND ADVISORS, INC. | 07/27/2026 | 80.59 K | $1.29 M | -24.47% | 0.24% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 49.05 K | $783.89 K | 1.93% | 0.14% |
| OPPENHEIMER & CO INC | 08/03/2026 | 43.82 K | $700.31 K | -34.55% | 0.13% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 07/27/2026 | 40.74 K | $650.99 K | 6.03% | 0.12% |
| J.W. COLE ADVISORS, INC. | 07/21/2026 | 39.19 K | $626.25 K | 126.93% | 0.12% |
| OSAIC HOLDINGS, INC. | 08/14/2026 | 38.29 K | $611.82 K | -3.62% | 0.11% |
| LPL FINANCIAL LLC | 08/07/2026 | 34.23 K | $546.94 K | -12.03% | 0.10% |
| AVIANCE CAPITAL PARTNERS, LLC | 07/31/2026 | 32.92 K | $525.98 K | 3.94% | 0.10% |
| WORLD INVESTMENT ADVISORS | 08/14/2026 | 32.53 K | $495.09 K | 0.00% | 0.10% |
| CITADEL ADVISORS LLC | 09/02/2026 | 32.18 K | $514.25 K | 6.63% | 0.10% |
| HIGHTOWER ADVISORS, LLC | 08/05/2026 | 31.94 K | $510.39 K | 100.00% | 0.09% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 30.78 K | $491.87 K | 0.49% | 0.09% |
| BEACON POINTE ADVISORS, LLC | 08/18/2026 | 29.34 K | $468.89 K | 100.00% | 0.09% |
| JANE STREET GROUP, LLC | 08/14/2026 | 21.88 K | $349.68 K | 100.00% | 0.06% |
| DAVENPORT & CO LLC | 07/13/2026 | 19.23 K | $307.36 K | -1.35% | 0.06% |
| UBS GROUP AG | 08/13/2026 | 18.10 K | $289.24 K | -2.39% | 0.05% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 18.01 K | $287.85 K | -58.77% | 0.05% |
| ORION PORFOLIO SOLUTIONS, LLC | 08/14/2026 | 16.06 K | $256.62 K | 100.00% | 0.05% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 15.11 K | $241.00 K | 0.61% | 0.04% |
| HIGH NET WORTH ADVISORY GROUP LLC | 07/29/2026 | 12.74 K | $203.51 K | 1.43% | 0.04% |
| WEDBUSH SECURITIES INC | 07/28/2026 | 12.37 K | $198.00 K | 14.33% | 0.04% |
| ENVESTNET ASSET MANAGEMENT INC | 09/23/2026 | 10.78 K | $172.24 K | -73.57% | 0.03% |
| LARSON FINANCIAL GROUP LLC | 08/14/2026 | 3.00 K | $47.94 K | 0.00% | 0.01% |
| GENEOS WEALTH MANAGEMENT INC. | 08/06/2026 | 3.00 K | $47.94 K | 0.00% | 0.01% |
| NOBLE WEALTH MANAGEMENT PBC | 07/01/2026 | 2.70 K | $43.15 K | 0.00% | 0.01% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 08/12/2026 | 2.10 K | $33.57 K | 100.00% | 0.01% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 1.50 K | $23.97 K | 0.00% | 0.00% |
| INSTITUTE FOR WEALTH MANAGEMENT, LLC. | 07/28/2026 | 995 | $15.90 K | 100.00% | 0.00% |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 10/30/2026 | 663 | $10.60 K | 0.00% | 0.00% |
| BFC PLANNING, INC. | 10/29/2026 | 663 | $10.60 K | -60.13% | 0.00% |
| JPMORGAN CHASE & CO | 08/12/2026 | 550 | $8.77 K | 0.00% | 0.00% |
| FARTHER FINANCE ADVISORS, LLC | 07/17/2026 | 357 | $5.71 K | 0.00% | 0.00% |
| HIGHLINE WEALTH PARTNERS LLC | 07/15/2026 | 187 | $2.99 K | 0.00% | 0.00% |
| FOCUS PARTNERS WEALTH | 08/12/2026 | 0 | $0 | -100.00% | 0.00% |
| INDEPENDENT ADVISOR ALLIANCE | 08/12/2026 | 0 | $0 | -100.00% | 0.00% |
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Guggenheim Active Allocation Fund institutional Ownership - FAQ's
During the previous two years, 65 institutional investors and hedge funds held shares of Guggenheim Active Allocation Fund. The most heavily invested institutionals were:
Kestra Advisory Services, LLC: 112,018
Closed-End Fund Advisors, Inc.: 70,309
Ascentis Independent Advisors: 57,560
Concurrent Investment Advisors, LLC: 40,968
OPPENHEIMER & CO INC: 39,315
Aviance Capital Partners, LLC: 32,514
33.72% of Guggenheim Active Allocation Fund stock is owned by institutional investors.
Institutional investors have bought a total of 12.07 M shares in the last 24 months. This purchase volume represents approximately $189.48 M in transactions.