Guggenheim Strategic Opportunities Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 8.14 M | $89.67 M | 15.91% | 4.03% |
| LPL FINANCIAL LLC | 05/06/2026 | 2.52 M | $27.74 M | -1.36% | 1.25% |
| VERUS CAPITAL PARTNERS, LLC | 05/22/2026 | 2.48 M | $27.30 M | 6.47% | 1.23% |
| 05/11/2026 | 2.37 M | $26.12 M | 3.39% | 1.17% | |
| UBS GROUP AG | 05/05/2026 | 1.92 M | $21.13 M | 13.29% | 0.95% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 05/15/2026 | 1.89 M | $20.81 M | 132.64% | 0.94% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 1.47 M | $16.18 M | -1.90% | 0.73% |
| INVESCO LTD. | 05/12/2026 | 1.46 M | $16.06 M | 10.19% | 0.72% |
| LOGAN STONE CAPITAL, LLC | 05/15/2026 | 1.30 M | $14.32 M | 31.16% | 0.64% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 1.25 M | $13.79 M | -0.77% | 0.62% |
| COHEN & STEERS, INC. | 05/15/2026 | 1.22 M | $13.46 M | 58.31% | 0.61% |
| ROYAL BANK OF CANADA | 05/15/2026 | 1.15 M | $12.63 M | 16.66% | 0.57% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 1.07 M | $11.76 M | 11.90% | 0.53% |
| THOMAS J. HERZFELD ADVISORS, INC. | 05/12/2026 | 1.02 M | $11.19 M | 9.51% | 0.50% |
| CREATIVEONE WEALTH, LLC | 05/15/2026 | 946.82 K | $10.43 M | 5.30% | 0.47% |
| MML INVESTORS SERVICES, LLC | 05/04/2026 | 842.01 K | $9.28 M | 5.88% | 0.42% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 779.29 K | $8.59 M | 6.60% | 0.39% |
| SECURE ASSET MANAGEMENT, LLC | 04/09/2026 | 623.44 K | $6.87 M | 14.28% | 0.31% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 603.34 K | $6.65 M | 31.78% | 0.30% |
| TRUIST FINANCIAL CORP | 04/27/2026 | 564.46 K | $6.22 M | -26.40% | 0.28% |
| PETRA FINANCIAL ADVISORS INC | 05/13/2026 | 469.38 K | $5.17 M | 2.41% | 0.23% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 420.26 K | $4.63 M | 3.44% | 0.21% |
| 04/10/2026 | 327.62 K | $3.61 M | 64.70% | 0.16% | |
| U.S. CAPITAL WEALTH ADVISORS, LLC | 04/07/2026 | 316.81 K | $3.49 M | 3.28% | 0.16% |
| XTX TOPCO LTD | 05/15/2026 | 278.10 K | $3.06 M | 63.50% | 0.14% |
| INTEGRATED WEALTH CONCEPTS LLC | 05/15/2026 | 273.82 K | $3.02 M | 13.85% | 0.14% |
| BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. | 05/11/2026 | 268.90 K | $2.96 M | -19.34% | 0.13% |
| RICHMOND BROTHERS, INC. | 05/11/2026 | 258.41 K | $2.85 M | 7.42% | 0.13% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 252.91 K | $2.79 M | 3.36% | 0.13% |
| AE WEALTH MANAGEMENT LLC | 05/13/2026 | 251.11 K | $2.77 M | 82.96% | 0.12% |
| RETIREMENT PLANNING GROUP | 05/04/2026 | 246.74 K | $2.72 M | -14.19% | 0.12% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 239.68 K | $2.64 M | -0.66% | 0.12% |
| ILLUMINE INVESTMENT MANAGEMENT, LLC | 05/04/2026 | 227.56 K | $2.51 M | 0.15% | 0.11% |
| VESTMARK ADVISORY SOLUTIONS, INC. | 05/15/2026 | 225.27 K | $2.48 M | -8.97% | 0.11% |
| BLACKROCK, INC. | 05/13/2026 | 221.19 K | $2.44 M | -86.36% | 0.11% |
| MOUNT YALE INVESTMENT ADVISORS, LLC | 04/27/2026 | 219.54 K | $2.42 M | -11.29% | 0.11% |
| AMERIPRISE FINANCIAL INC | 05/15/2026 | 205.51 K | $2.26 M | -7.66% | 0.10% |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 04/30/2026 | 201.36 K | $2.22 M | -9.55% | 0.10% |
| MARKS GROUP WEALTH MANAGEMENT, INC | 05/05/2026 | 190.20 K | $2.10 M | -3.09% | 0.09% |
| PRINCIPAL SECURITIES, INC. | 05/13/2026 | 188.99 K | $2.08 M | 11.43% | 0.09% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 187.37 K | $2.07 M | 21.45% | 0.09% |
| WEDBUSH SECURITIES INC | 04/21/2026 | 185.39 K | $2.04 M | -3.24% | 0.09% |
| CARY STREET PARTNERS FINANCIAL LLC | 04/29/2026 | 179.38 K | $1.98 M | 10.98% | 0.09% |
| PNC FINANCIAL SERVICES GROUP, INC. | 05/08/2026 | 173.58 K | $1.91 M | -12.34% | 0.09% |
| TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS | 04/27/2026 | 171.68 K | $1.89 M | 13.41% | 0.09% |
| SIGNIFICANT WEALTH PARTNERS LLC | 04/08/2026 | 158.18 K | $1.74 M | 100.00% | 0.08% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 157.39 K | $1.73 M | -7.13% | 0.08% |
| SMITH ASSET MANAGEMENT CO., LLC | 05/15/2026 | 138.98 K | $1.53 M | 12.94% | 0.07% |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 05/04/2026 | 137.95 K | $1.52 M | -2.92% | 0.07% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 134.34 K | $1.48 M | -11.01% | 0.07% |
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Guggenheim Strategic Opportunities Fund institutional Ownership - FAQ's
During the previous two years, 271 institutional investors and hedge funds held shares of Guggenheim Strategic Opportunities Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 8.14 M
LPL Financial LLC: 2.52 M
VERUS CAPITAL PARTNERS, LLC: 2.48 M
UBS Group AG: 1.92 M
RIVERNORTH CAPITAL MANAGEMENT, LLC: 1.89 M
ENVESTNET ASSET MANAGEMENT INC: 1.47 M
22.06% of Guggenheim Strategic Opportunities Fund stock is owned by institutional investors.
Institutional investors have bought a total of 43.95 M shares in the last 24 months. This purchase volume represents approximately $496.68 M in transactions.