Nuveen Dow 30SM Dynamic Overwrite Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 02/13/2026 | 1.71 M | $26.17 M | -5.23% | 4.72% |
| SABA CAPITAL MANAGEMENT, L.P. | 02/17/2026 | 1.60 M | $24.41 M | 54.65% | 4.40% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 1.12 M | $17.15 M | 1.57% | 3.09% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 729.62 K | $11.13 M | -0.23% | 2.01% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 636.47 K | $9.71 M | 3.23% | 1.75% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 01/15/2026 | 603.23 K | $9.21 M | 14.36% | 1.66% |
| INVESCO LTD. | 02/19/2026 | 554.87 K | $8.47 M | -4.63% | 1.53% |
| GUGGENHEIM CAPITAL LLC | 02/17/2026 | 472.79 K | $7.21 M | -10.82% | 1.30% |
| UBS GROUP AG | 01/29/2026 | 403.87 K | $6.16 M | -5.84% | 1.11% |
| CAPITAL INVESTMENT ADVISORS, LLC | 01/13/2026 | 353.06 K | $5.39 M | -2.40% | 0.97% |
| WOLVERINE ASSET MANAGEMENT LLC | 02/02/2026 | 249.31 K | $3.80 M | 1.04% | 0.69% |
| AQR ARBITRAGE LLC | 02/17/2026 | 204.49 K | $3.12 M | -25.50% | 0.56% |
| LPL FINANCIAL LLC | 02/11/2026 | 202.29 K | $3.09 M | -5.06% | 0.56% |
| SHAKER FINANCIAL SERVICES, LLC | 01/26/2026 | 199.21 K | $3.04 M | -38.66% | 0.55% |
| CORNERSTONE ADVISORS, LLC | 02/13/2026 | 185.47 K | $2.83 M | -50.40% | 0.51% |
| THOMAS J. HERZFELD ADVISORS, INC. | 02/13/2026 | 183.19 K | $2.80 M | 1.23% | 0.50% |
| MML INVESTORS SERVICES, LLC | 02/13/2026 | 135.85 K | $2.07 M | 7.52% | 0.37% |
| 1607 CAPITAL PARTNERS, LLC | 02/17/2026 | 118.06 K | $1.80 M | -21.97% | 0.32% |
| ALMITAS CAPITAL LLC | 02/17/2026 | 114.20 K | $1.74 M | 100.00% | 0.31% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 02/17/2026 | 112.14 K | $1.71 M | 5.85% | 0.31% |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 01/28/2026 | 98.48 K | $1.54 M | 100.00% | 0.27% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 96.64 K | $1.47 M | 3.35% | 0.27% |
| ROYAL BANK OF CANADA | 02/17/2026 | 92.82 K | $1.42 M | -0.85% | 0.26% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 91.62 K | $1.40 M | 1.88% | 0.25% |
| NBC SECURITIES, INC. | 01/29/2026 | 90.17 K | $1.38 M | 5.68% | 0.25% |
| AMERIPRISE FINANCIAL INC | 02/17/2026 | 89.66 K | $1.37 M | -11.32% | 0.25% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 87.56 K | $1.34 M | 37.83% | 0.24% |
| PARK AVENUE SECURITIES LLC | 01/05/2026 | 85.10 K | $1.30 M | 0.30% | 0.23% |
| 05/05/2026 | 84.17 K | $1.28 M | 100.00% | 0.23% | |
| IONIC CAPITAL MANAGEMENT LLC | 02/17/2026 | 72.13 K | $1.10 M | -0.38% | 0.20% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 02/09/2026 | 70.87 K | $1.08 M | 19.54% | 0.19% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 69.61 K | $1.06 M | 24.43% | 0.19% |
| INTEGRATED WEALTH CONCEPTS LLC | 02/13/2026 | 65.78 K | $1.00 M | -2.26% | 0.18% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 65.30 K | $996.44 K | -5.43% | 0.18% |
| ALTIUM CAPITAL MANAGEMENT LP | 02/06/2026 | 61.00 K | $930.83 K | 100.00% | 0.17% |
| SHULMAN DEMEO ASSET MANAGEMENT LLC | 01/14/2026 | 59.25 K | $904.16 K | -1.16% | 0.16% |
| ADVISORS ASSET MANAGEMENT, INC. | 02/12/2026 | 58.38 K | $890.93 K | -10.79% | 0.16% |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 02/06/2026 | 57.03 K | $870.22 K | 52.91% | 0.16% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 54.58 K | $832.86 K | 5.80% | 0.15% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 47.60 K | $726.00 K | -0.97% | 0.13% |
| D.A. DAVIDSON & CO. | 01/29/2026 | 39.94 K | $609.53 K | -3.66% | 0.11% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 01/09/2026 | 38.25 K | $583.70 K | -1.99% | 0.11% |
| 01/28/2026 | 37.84 K | $577.47 K | -17.44% | 0.10% | |
| FORMIDABLE ASSET MANAGEMENT, LLC | 01/16/2026 | 37.37 K | $556.45 K | -9.52% | 0.10% |
| STOLPER CO | 01/12/2026 | 36.49 K | $557.00 K | 2.93% | 0.10% |
| CHOREO, LLC | 01/23/2026 | 36.35 K | $565.34 K | -3.54% | 0.10% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 35.36 K | $539.60 K | -24.93% | 0.10% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 34.89 K | $532.48 K | -11.09% | 0.10% |
| 02/11/2026 | 34.83 K | $531.49 K | 100.00% | 0.10% | |
| 01/29/2026 | 31.85 K | $486.03 K | -0.31% | 0.09% |
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Nuveen Dow 30SM Dynamic Overwrite Fund institutional Ownership - FAQ's
During the previous two years, 164 institutional investors and hedge funds held shares of Nuveen Dow 30SM Dynamic Overwrite Fund. The most heavily invested institutionals were:
Calamos Advisors LLC: 0
Shulman DeMeo Asset Management LLC: 0
GAMMA Investing LLC: 0
Allspring Global Investments Holdings, LLC: 0
HighTower Advisors, LLC: 0
Global Wealth Strategies & Associates: 0
33.97% of Nuveen Dow 30SM Dynamic Overwrite Fund stock is owned by institutional investors.
Institutional investors have bought a total of 11.37 M shares in the last 24 months. This purchase volume represents approximately $170.58 M in transactions.