Oxford Lane Capital Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 08/13/2026 | 3.84 M | $33.65 M | 7.63% | 3.93% |
| POLAR ASSET MANAGEMENT PARTNERS INC. | 08/14/2026 | 2.35 M | $20.59 M | 17.50% | 2.41% |
| KOHLBERG KRAVIS ROBERTS & CO. L.P. | 08/14/2026 | 1.77 M | $15.52 M | -44.43% | 1.81% |
| CITADEL ADVISORS LLC | 09/02/2026 | 1.70 M | $14.92 M | 48.90% | 1.74% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 1.45 M | $12.72 M | 13,464.48% | 1.49% |
| JAIN GLOBAL LLC | 08/14/2026 | 1.02 M | $8.91 M | 1,435.98% | 1.04% |
| BLACKSTONE INC. | 08/14/2026 | 910.00 K | $7.97 M | 34.81% | 0.93% |
| BARCLAYS PLC | 08/14/2026 | 850.00 K | $7.45 M | 57.87% | 0.87% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 08/11/2026 | 834.46 K | $7.31 M | 0.00% | 0.85% |
| ARES MANAGEMENT LLC | 08/14/2026 | 268.56 K | $2.35 M | 3.82% | 0.28% |
| FREESTONE CAPITAL HOLDINGS, LLC | 07/31/2026 | 211.42 K | $1.85 M | -4.50% | 0.22% |
| ALPINE GLOBAL MANAGEMENT, LLC | 08/14/2026 | 198.11 K | $1.74 M | -23.21% | 0.20% |
| J.W. COLE ADVISORS, INC. | 07/21/2026 | 167.52 K | $1.47 M | 100.00% | 0.17% |
| VIRTUS INVESTMENT ADVISERS, LLC | 08/11/2026 | 153.50 K | $1.34 M | -26.43% | 0.16% |
| DELPHI FINANCIAL GROUP, INC. | 08/13/2026 | 145.03 K | $1.27 M | 0.00% | 0.15% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 110.33 K | $966.52 K | 1.69% | 0.11% |
| WEDBUSH SECURITIES INC | 07/28/2026 | 96.23 K | $843.00 K | -27.71% | 0.10% |
| OSAIC HOLDINGS, INC. | 08/14/2026 | 91.45 K | $801.11 K | 31.13% | 0.09% |
| FOUNDERS FINANCIAL ALLIANCE, LLC | 08/04/2026 | 88.81 K | $777.96 K | -3.07% | 0.09% |
| LPL FINANCIAL LLC | 08/07/2026 | 84.15 K | $737.14 K | -9.72% | 0.09% |
| ENVESTNET ASSET MANAGEMENT INC | 09/23/2026 | 83.66 K | $732.81 K | 268.69% | 0.09% |
| JANE STREET GROUP, LLC | 08/14/2026 | 82.45 K | $722.23 K | 100.00% | 0.08% |
| VARCOV CO. | 08/14/2026 | 73.93 K | $647.61 K | 100.00% | 0.08% |
| ADVISORY SOLUTIONS GROUP, LLC | 07/29/2026 | 62.94 K | $551.37 K | 100.00% | 0.06% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 59.31 K | $519.55 K | 10.33% | 0.06% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 51.07 K | $447.34 K | 16.96% | 0.05% |
| DRW SECURITIES, LLC | 08/14/2026 | 49.46 K | $433.25 K | 227.97% | 0.05% |
| SAMALIN INVESTMENT COUNSEL, LLC | 07/27/2026 | 46.53 K | $407.59 K | -42.65% | 0.05% |
| ONEASCENT FAMILY OFFICE, LLC | 08/11/2026 | 46.46 K | $406.96 K | 100.00% | 0.05% |
| CORDOBA ADVISORY PARTNERS LLC | 07/21/2026 | 42.88 K | $375.84 K | 188.49% | 0.04% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 08/10/2026 | 40.73 K | $357.00 K | -75.00% | 0.04% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 40.53 K | $355.02 K | 42.21% | 0.04% |
| APOLLON WEALTH MANAGEMENT, LLC | 07/23/2026 | 38.87 K | $340.49 K | 2.30% | 0.04% |
| MAREX GROUP LTD | 08/14/2026 | 33.91 K | $297.01 K | 100.00% | 0.03% |
| WESBANCO BANK INC | 07/28/2026 | 32.09 K | $281.11 K | 6.65% | 0.03% |
| M&T BANK CORP | 08/04/2026 | 30.93 K | $270.92 K | 0.00% | 0.03% |
| MARINER, LLC | 08/13/2026 | 29.75 K | $260.64 K | 16.08% | 0.03% |
| SNOWDEN CAPITAL ADVISORS LLC | 08/13/2026 | 27.14 K | $237.75 K | 32.14% | 0.03% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 26.97 K | $236.25 K | -2.19% | 0.03% |
| HRT FINANCIAL LP | 08/14/2026 | 26.23 K | $229.00 K | 100.00% | 0.03% |
| GLOBAL RETIREMENT PARTNERS, LLC | 08/06/2026 | 25.49 K | $223.27 K | 100.00% | 0.03% |
| EIGHT 31 FINANCIAL, LLC | 08/13/2026 | 25.25 K | $221.22 K | 6.45% | 0.03% |
| GIBBS WEALTH MANAGEMENT | 10/21/2026 | 23.31 K | $204.15 K | 0.04% | 0.02% |
| PROSPERA FINANCIAL SERVICES INC | 07/15/2026 | 22.19 K | $194.42 K | 3.60% | 0.02% |
| TWO SIGMA SECURITIES, LLC | 08/14/2026 | 22.06 K | $193.22 K | 100.00% | 0.02% |
| CAPITAL CS GROUP, LLC | 08/12/2026 | 20.47 K | $179.34 K | 8.32% | 0.02% |
| ABEL HALL, LLC | 07/24/2026 | 20.00 K | $175.20 K | 0.00% | 0.02% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 18.47 K | $161.83 K | -28.62% | 0.02% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 17.39 K | $158.80 K | 100.00% | 0.02% |
| FERMATA ADVISORS, LLC | 07/07/2026 | 17.30 K | $151.53 K | 4.60% | 0.02% |
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Oxford Lane Capital Corp institutional Ownership - FAQ's
During the previous two years, 141 institutional investors and hedge funds held shares of Oxford Lane Capital Corp. The most heavily invested institutionals were:
J.W. COLE ADVISORS, INC.: 171,814
Kestra Advisory Services, LLC: 77,585
Arlington Capital Management INC: 57,915
Apollon Wealth Management, LLC: 39,605
Samalin Investment Counsel, LLC: 22,150
Capital CS Group, LLC: 21,827
18.11% of Oxford Lane Capital Corp stock is owned by institutional investors.
Institutional investors have bought a total of 18.56 M shares in the last 24 months. This purchase volume represents approximately $156.65 M in transactions.