Oxford Lane Capital Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 3.57 M | $34.90 M | 81.57% | 4.10% |
| KOHLBERG KRAVIS ROBERTS & CO. L.P. | 05/15/2026 | 3.19 M | $31.17 M | 100.00% | 3.66% |
| POLAR ASSET MANAGEMENT PARTNERS INC. | 05/15/2026 | 2.00 M | $19.56 M | 100.00% | 2.30% |
| SABA CAPITAL MANAGEMENT, L.P. | 05/15/2026 | 1.85 M | $18.11 M | 100.00% | 2.13% |
| CITADEL ADVISORS LLC | 05/15/2026 | 1.14 M | $11.19 M | 515.60% | 1.31% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 05/07/2026 | 834.46 K | $8.16 M | 68.00% | 0.96% |
| BLACKSTONE INC. | 05/15/2026 | 675.00 K | $6.60 M | 100.00% | 0.78% |
| BARCLAYS PLC | 05/15/2026 | 538.42 K | $5.27 M | -67.50% | 0.62% |
| BORDER TO COAST PENSIONS PARTNERSHIP LTD | 04/22/2026 | 440.00 K | $4.32 M | 0.00% | 0.51% |
| ARES MANAGEMENT LLC | 05/15/2026 | 258.69 K | $2.53 M | 4.52% | 0.30% |
| ALPINE GLOBAL MANAGEMENT, LLC | 05/15/2026 | 257.99 K | $2.52 M | 895.11% | 0.30% |
| THOMAS J. HERZFELD ADVISORS, INC. | 05/12/2026 | 222.54 K | $2.18 M | -44.29% | 0.26% |
| FREESTONE CAPITAL HOLDINGS, LLC | 05/13/2026 | 221.38 K | $2.17 M | 56.59% | 0.25% |
| VIRTUS INVESTMENT ADVISERS, INC. | 05/14/2026 | 208.65 K | $2.04 M | 39.20% | 0.24% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 04/16/2026 | 162.91 K | $1.59 M | 6.21% | 0.19% |
| DELPHI FINANCIAL GROUP, INC. | 05/13/2026 | 145.03 K | $1.42 M | 0.00% | 0.17% |
| UBS GROUP AG | 05/05/2026 | 134.18 K | $1.31 M | 496.24% | 0.15% |
| WEDBUSH SECURITIES INC | 04/21/2026 | 133.13 K | $1.30 M | 1.21% | 0.15% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 108.50 K | $1.06 M | 34.54% | 0.12% |
| SIMPLIFY ASSET MANAGEMENT INC. | 04/27/2026 | 100.00 K | $978.00 K | 100.00% | 0.11% |
| LPL FINANCIAL LLC | 05/06/2026 | 93.21 K | $911.61 K | -5.07% | 0.11% |
| FOUNDERS FINANCIAL ALLIANCE, LLC | 05/11/2026 | 91.62 K | $896.06 K | 97.82% | 0.11% |
| 05/06/2026 | 90.30 K | $883.13 K | 111.97% | 0.10% | |
| SAMALIN INVESTMENT COUNSEL, LLC | 04/23/2026 | 81.13 K | $793.40 K | 105.03% | 0.09% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 69.74 K | $682.02 K | 12.96% | 0.08% |
| JAIN GLOBAL LLC | 05/15/2026 | 66.25 K | $647.93 K | 100.00% | 0.08% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 53.76 K | $525.72 K | 15.56% | 0.06% |
| LIDO ADVISORS, LLC | 05/13/2026 | 46.47 K | $454.49 K | 349.42% | 0.05% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 43.66 K | $427.02 K | -7.26% | 0.05% |
| MCILRATH & ECK, LLC | 05/19/2026 | 42.26 K | $413.33 K | 585.31% | 0.05% |
| APOLLON WEALTH MANAGEMENT, LLC | 04/22/2026 | 38.00 K | $371.60 K | 2.59% | 0.04% |
| M&T BANK CORP | 05/12/2026 | 30.93 K | $302.47 K | 0.00% | 0.04% |
| WESBANCO BANK INC | 04/21/2026 | 30.09 K | $294.28 K | 0.00% | 0.03% |
| ENTROPY TECHNOLOGIES, LP | 05/14/2026 | 29.42 K | $287.76 K | -32.13% | 0.03% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 28.50 K | $278.72 K | -13.05% | 0.03% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 27.57 K | $269.66 K | -77.55% | 0.03% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 25.88 K | $253.12 K | -26.08% | 0.03% |
| MARINER, LLC | 05/13/2026 | 25.63 K | $245.22 K | 41.97% | 0.03% |
| NORTH GROUND CAPITAL | 05/11/2026 | 25.00 K | $244.50 K | -97.58% | 0.03% |
| EIGHT 31 FINANCIAL LLC | 05/15/2026 | 23.72 K | $232.01 K | 12.59% | 0.03% |
| GIBBS WEALTH MANAGEMENT | 05/13/2026 | 23.30 K | $227.83 K | 100.00% | 0.03% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 22.69 K | $221.91 K | -88.74% | 0.03% |
| PROSPERA FINANCIAL SERVICES INC | 04/14/2026 | 21.42 K | $209.51 K | 31.44% | 0.02% |
| SNOWDEN CAPITAL ADVISORS LLC | 05/15/2026 | 20.54 K | $200.87 K | -59.96% | 0.02% |
| ABEL HALL, LLC | 04/28/2026 | 20.00 K | $195.60 K | 100.00% | 0.02% |
| CAPITAL CS GROUP, LLC | 05/13/2026 | 18.90 K | $184.84 K | 15.08% | 0.02% |
| FERMATA ADVISORS, LLC | 04/08/2026 | 16.54 K | $161.74 K | 26.34% | 0.02% |
| AUSDAL FINANCIAL PARTNERS, INC. | 05/12/2026 | 16.00 K | $156.44 K | -3.03% | 0.02% |
| DRW SECURITIES, LLC | 05/13/2026 | 15.08 K | $147.48 K | 100.00% | 0.02% |
| 04/29/2026 | 14.86 K | $145.37 K | 100.00% | 0.02% |
Oxford Lane Capital Corp institutional Ownership - FAQ's
During the previous two years, 160 institutional investors and hedge funds held shares of Oxford Lane Capital Corp. The most heavily invested institutionals were:
MORGAN STANLEY: 3.57 M
Kohlberg Kravis Roberts & Co. L.P.: 3.19 M
Polar Asset Management Partners Inc.: 2 M
Saba Capital Management, L.P.: 1.85 M
CITADEL ADVISORS LLC: 1.14 M
Eagle Point Credit Management LLC: 834,459
20.09% of Oxford Lane Capital Corp stock is owned by institutional investors.
Institutional investors have bought a total of 18.53 M shares in the last 24 months. This purchase volume represents approximately $156.39 M in transactions.