Horizon Technology Finance Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 08/13/2026 | 1.06 M | $4.99 M | 2,125.25% | 1.62% |
| BULLDOG INVESTORS, LLP | 08/14/2026 | 658.62 K | $3.12 M | 100.00% | 1.01% |
| MARSHALL WACE, LLP | 08/13/2026 | 592.25 K | $2.80 M | 244.77% | 0.91% |
| CAPROCK GROUP, LLC | 07/27/2026 | 454.44 K | $2.16 M | 100.00% | 0.70% |
| GREEN ALPHA ADVISORS, LLC | 08/11/2026 | 429.91 K | $2.03 M | -27.15% | 0.66% |
| LEGAL & GENERAL GROUP PLC | 08/14/2026 | 386.21 K | $1.82 M | 17.51% | 0.59% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 08/11/2026 | 366.19 K | $1.73 M | 0.00% | 0.56% |
| VIRTUS INVESTMENT ADVISERS, LLC | 08/11/2026 | 252.46 K | $1.19 M | 75.35% | 0.39% |
| BLAIR WILLIAM & CO/IL | 08/11/2026 | 239.07 K | $1.13 M | 100.00% | 0.37% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 225.73 K | $1.07 M | 270.34% | 0.35% |
| CONNECTICUT WEALTH MANAGEMENT, LLC | 07/29/2026 | 214.51 K | $1.01 M | 0.33% | 0.33% |
| UBS GROUP AG | 08/13/2026 | 195.47 K | $924.55 K | 35.61% | 0.30% |
| BLACKROCK, INC. | 08/07/2026 | 180.90 K | $855.67 K | 0.79% | 0.28% |
| CAZ INVESTMENTS LP | 11/04/2026 | 108.63 K | $513.82 K | 100.00% | 0.23% |
| ARAX ADVISORY PARTNERS | 08/10/2026 | 126.31 K | $597.42 K | 100.00% | 0.19% |
| APOLLON WEALTH MANAGEMENT, LLC | 07/23/2026 | 126.20 K | $596.91 K | 100.00% | 0.19% |
| LAFLEUR & GODFREY LLC | 07/15/2026 | 114.53 K | $541.71 K | 100.00% | 0.18% |
| UMB BANK, N.A. | 08/13/2026 | 107.47 K | $508.33 K | 100.00% | 0.17% |
| FOCUS PARTNERS WEALTH | 08/12/2026 | 100.59 K | $482.80 K | 100.00% | 0.15% |
| AQR CAPITAL MANAGEMENT LLC | 08/14/2026 | 91.37 K | $432.17 K | 176.72% | 0.14% |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | 08/06/2026 | 90.61 K | $428.58 K | 174.42% | 0.14% |
| CORIENT PRIVATE WEALTH LP | 08/27/2026 | 89.30 K | $422.39 K | 100.00% | 0.14% |
| LPL FINANCIAL LLC | 08/07/2026 | 81.94 K | $387.59 K | 212.91% | 0.13% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 81.26 K | $384.38 K | 100.00% | 0.13% |
| FIERA CAPITAL CORP | 08/07/2026 | 78.98 K | $373.58 K | 100.00% | 0.12% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 67.49 K | $319.22 K | -55.06% | 0.10% |
| FIRST FINANCIAL BANK - TRUST DIVISION | 07/01/2026 | 65.57 K | $310.16 K | 0.00% | 0.10% |
| MILLENNIUM MANAGEMENT LLC | 08/14/2026 | 60.67 K | $286.99 K | -20.13% | 0.09% |
| CANADA LIFE ASSURANCE CO | 08/13/2026 | 59.94 K | $282.00 K | 6.12% | 0.09% |
| PATHSTONE HOLDINGS, LLC | 08/13/2026 | 54.71 K | $263.34 K | 5.61% | 0.08% |
| OSAIC HOLDINGS, INC. | 08/14/2026 | 50.63 K | $239.46 K | 64.84% | 0.08% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/22/2026 | 49.24 K | $232.91 K | 11.19% | 0.08% |
| ROYAL BANK OF CANADA | 08/14/2026 | 47.24 K | $223.00 K | 131.45% | 0.07% |
| REGAL INVESTMENT ADVISORS LLC | 08/14/2026 | 43.55 K | $206.00 K | 0.00% | 0.07% |
| PERMANENT CAPITAL MANAGEMENT, LP | 08/12/2026 | 42.17 K | $203.24 K | 100.00% | 0.06% |
| IMC-CHICAGO, LLC | 08/06/2026 | 40.07 K | $189.55 K | -35.15% | 0.06% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 38.25 K | $180.91 K | 178.50% | 0.06% |
| QUANTBOT TECHNOLOGIES LP | 08/12/2026 | 36.33 K | $171.82 K | 93.50% | 0.06% |
| CERITY PARTNERS LLC | 08/14/2026 | 33.74 K | $159.57 K | 100.00% | 0.05% |
| ETHOS FINANCIAL GROUP, LLC | 08/07/2026 | 33.10 K | $156.56 K | 100.00% | 0.05% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 31.28 K | $147.95 K | 100.00% | 0.05% |
| FREESTONE CAPITAL HOLDINGS, LLC | 07/31/2026 | 29.82 K | $141.04 K | 100.00% | 0.05% |
| MAGNOLIA CAPITAL ADVISORS LLC | 08/14/2026 | 28.85 K | $136.45 K | 100.00% | 0.04% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 27.68 K | $130.95 K | 0.00% | 0.04% |
| KOSHINSKI ASSET MANAGEMENT, INC. | 07/27/2026 | 27.28 K | $129.03 K | 100.00% | 0.04% |
| CAPTRUST FINANCIAL ADVISORS | 08/13/2026 | 26.40 K | $124.85 K | 100.00% | 0.04% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 25.07 K | $118.60 K | 100.00% | 0.04% |
| FORUM FINANCIAL MANAGEMENT, LP | 07/23/2026 | 24.76 K | $117.12 K | 100.00% | 0.04% |
| STONEBRIDGE FINANCIAL GROUP, LLC/CA | 08/13/2026 | 23.56 K | $111.00 K | 100.00% | 0.04% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 23.21 K | $109.77 K | 100.00% | 0.04% |
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Horizon Technology Finance Corp institutional Ownership - FAQ's
During the previous two years, 147 institutional investors and hedge funds held shares of Horizon Technology Finance Corp. The most heavily invested institutionals were:
Green Alpha Advisors, LLC: 386,781
Connecticut Wealth Management, LLC: 215,519
Apollon Wealth Management, LLC: 127,232
COMMONWEALTH EQUITY SERVICES, LLC: 77,716
First Financial Bank - Trust Division: 65,573
LaFleur & Godfrey LLC: 54,114
12.26% of Horizon Technology Finance Corp stock is owned by institutional investors.
Institutional investors have bought a total of 8.65 M shares in the last 24 months. This purchase volume represents approximately $36.14 M in transactions.