Horizon Technology Finance Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| GREEN ALPHA ADVISORS, LLC | 01/07/2026 | 558.94 K | $3.61 M | 11.78% | 1.30% |
| TWO SIGMA INVESTMENTS, LP | 02/17/2026 | 519.25 K | $3.35 M | 100.00% | 1.20% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 02/12/2026 | 369.80 K | $2.39 M | 100.00% | 0.86% |
| LEGAL & GENERAL GROUP PLC | 02/09/2026 | 306.90 K | $1.98 M | 23.85% | 0.71% |
| BLACKROCK, INC. | 02/12/2026 | 287.95 K | $1.86 M | -4.20% | 0.67% |
| MARSHALL WACE, LLP | 02/13/2026 | 282.29 K | $1.82 M | -18.83% | 0.65% |
| CONNECTICUT WEALTH MANAGEMENT, LLC | 02/12/2026 | 212.84 K | $1.37 M | 0.38% | 0.49% |
| VIRTUS INVESTMENT ADVISERS, INC. | 02/17/2026 | 167.52 K | $1.08 M | -20.71% | 0.39% |
| JANE STREET GROUP, LLC | 02/12/2026 | 82.29 K | $530.77 K | 100.00% | 0.19% |
| MORGAN STANLEY | 02/13/2026 | 76.87 K | $495.78 K | 4.97% | 0.18% |
| FIRST FINANCIAL BANK - TRUST DIVISION | 01/02/2026 | 65.57 K | $422.95 K | 43.41% | 0.15% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 63.97 K | $412.62 K | 5,335.17% | 0.15% |
| TWO SIGMA ADVISERS, LP | 02/17/2026 | 63.20 K | $407.62 K | 107.88% | 0.15% |
| QUANTBOT TECHNOLOGIES LP | 02/10/2026 | 61.61 K | $397.41 K | 513.81% | 0.14% |
| ETF STORE, INC. | 01/22/2026 | 60.87 K | $392.63 K | 5.28% | 0.14% |
| QUADRATURE CAPITAL LTD | 02/17/2026 | 56.56 K | $364.81 K | 100.00% | 0.13% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 02/03/2026 | 53.58 K | $345.59 K | -9.39% | 0.12% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 02/13/2026 | 53.30 K | $344.00 K | -0.24% | 0.12% |
| CAPTRUST FINANCIAL ADVISORS | 02/17/2026 | 50.04 K | $322.73 K | 100.00% | 0.12% |
| PATHSTONE HOLDINGS, LLC | 02/13/2026 | 49.64 K | $322.92 K | 114.83% | 0.12% |
| REGAL INVESTMENT ADVISORS LLC | 02/17/2026 | 49.06 K | $316.43 K | 100.00% | 0.11% |
| UBS GROUP AG | 01/29/2026 | 39.98 K | $257.87 K | -62.62% | 0.09% |
| LPL FINANCIAL LLC | 02/11/2026 | 37.27 K | $240.39 K | -43.04% | 0.09% |
| JACKSON THORNTON ASSET MANAGEMENT, LLC | 01/22/2026 | 34.16 K | $226.17 K | -1.20% | 0.08% |
| AQR CAPITAL MANAGEMENT LLC | 02/17/2026 | 34.16 K | $220.36 K | -2.11% | 0.08% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 33.26 K | $214.52 K | -20.80% | 0.08% |
| WINTON GROUP LTD | 02/11/2026 | 30.52 K | $196.83 K | 100.00% | 0.07% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 29.99 K | $193.45 K | -8.45% | 0.07% |
| SCHONFELD STRATEGIC ADVISORS LLC | 02/17/2026 | 29.03 K | $187.23 K | 100.00% | 0.07% |
| CITADEL ADVISORS LLC | 02/17/2026 | 26.10 K | $168.35 K | 13.48% | 0.06% |
| CITADEL ADVISORS LLC | 02/17/2026 | 23.40 K | $150.93 K | 50.97% | 0.05% |
| FINANCIAL ENGINES ADVISORS L.L.C. | 02/12/2026 | 21.60 K | $139.35 K | 100.00% | 0.05% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 21.35 K | $137.68 K | -68.99% | 0.05% |
| OXFORD ASSET MANAGEMENT LLP | 02/17/2026 | 20.50 K | $132.22 K | -39.99% | 0.05% |
| ROYAL BANK OF CANADA | 02/17/2026 | 20.29 K | $131.00 K | -73.97% | 0.05% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 17.60 K | $113.52 K | 38.58% | 0.04% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 17.57 K | $113.31 K | 1.64% | 0.04% |
| NORTHERN TRUST CORP | 02/17/2026 | 17.34 K | $111.82 K | -12.36% | 0.04% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 15.07 K | $97.18 K | 12.01% | 0.04% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 13.06 K | $84.22 K | -23.88% | 0.03% |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | 01/21/2026 | 12.19 K | $78.59 K | 0.00% | 0.03% |
| ADELL HARRIMAN & CARPENTER INC | 02/06/2026 | 12.00 K | $77.40 K | 0.00% | 0.03% |
| HRT FINANCIAL LP | 02/12/2026 | 11.99 K | $77.00 K | 100.00% | 0.03% |
| MILLENNIUM MANAGEMENT LLC | 02/17/2026 | 11.55 K | $74.50 K | -93.59% | 0.03% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 01/26/2026 | 10.45 K | $67.40 K | 100.00% | 0.02% |
| JANE STREET GROUP, LLC | 02/12/2026 | 10.40 K | $67.08 K | 100.00% | 0.02% |
| ALLWORTH FINANCIAL LP | 02/05/2026 | 10.21 K | $65.82 K | 0.00% | 0.02% |
| N.E.W. ADVISORY SERVICES LLC | 01/28/2026 | 4.00 K | $25.80 K | 100.00% | 0.01% |
| NOVA WEALTH MANAGEMENT, INC. | 01/14/2026 | 3.72 K | $24.01 K | 0.00% | 0.01% |
| 02/18/2026 | 3.06 K | $19.71 K | 100.00% | 0.01% |
Horizon Technology Finance Corp institutional Ownership - FAQ's
During the previous two years, 103 institutional investors and hedge funds held shares of Horizon Technology Finance Corp. The most heavily invested institutionals were:
Green Alpha Advisors, LLC: 590,141
Connecticut Wealth Management, LLC: 213,811
UBS Group AG: 144,136
First Financial Bank - Trust Division: 65,573
IMC-Chicago, LLC: 61,795
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC: 44,284
9.28% of Horizon Technology Finance Corp stock is owned by institutional investors.
Institutional investors have bought a total of 4.91 M shares in the last 24 months. This purchase volume represents approximately $20.51 M in transactions.