Horizon Technology Finance Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| GREEN ALPHA ADVISORS, LLC | 10/15/2025 | 500.03 K | $3.05 M | 28.96% | 1.21% |
| MARSHALL WACE, LLP | 11/13/2025 | 347.78 K | $2.12 M | 2,334.93% | 0.84% |
| BLACKROCK, INC. | 11/12/2025 | 300.57 K | $1.83 M | 28.99% | 0.73% |
| LEGAL & GENERAL GROUP PLC | 11/13/2025 | 247.80 K | $1.51 M | -7.30% | 0.60% |
| CONNECTICUT WEALTH MANAGEMENT, LLC | 11/13/2025 | 212.03 K | $1.29 M | 0.32% | 0.51% |
| VIRTUS INVESTMENT ADVISERS, INC. | 11/14/2025 | 211.28 K | $1.29 M | 18.85% | 0.51% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2025 | 180.20 K | $1.10 M | 100.00% | 0.44% |
| UBS GROUP AG | 11/13/2025 | 106.96 K | $652.48 K | 40.28% | 0.26% |
| ROYAL BANK OF CANADA | 11/14/2025 | 77.95 K | $475.00 K | 21.01% | 0.19% |
| MORGAN STANLEY | 11/14/2025 | 73.22 K | $446.66 K | 45.98% | 0.18% |
| MAGNETAR FINANCIAL LLC | 11/13/2025 | 71.24 K | $434.58 K | 100.00% | 0.17% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 68.84 K | $419.90 K | 6.98% | 0.17% |
| LPL FINANCIAL LLC | 11/12/2025 | 65.43 K | $399.11 K | -22.36% | 0.16% |
| AQUATIC CAPITAL MANAGEMENT LLC | 11/14/2025 | 64.83 K | $395.47 K | 100.00% | 0.16% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 10/31/2025 | 59.14 K | $104 | 3.50% | 0.14% |
| ETF STORE, INC. | 11/12/2025 | 57.82 K | $352.69 K | 3.10% | 0.14% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 11/17/2025 | 53.43 K | $321.00 K | 23.49% | 0.13% |
| FIRST FINANCIAL BANK - TRUST DIVISION | 10/01/2025 | 45.73 K | $278.92 K | 0.00% | 0.11% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 42.00 K | $288.91 K | -7.59% | 0.10% |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | 11/14/2025 | 40.20 K | $245.20 K | 100.00% | 0.10% |
| AQR CAPITAL MANAGEMENT LLC | 11/14/2025 | 34.90 K | $212.90 K | -2.09% | 0.08% |
| JACKSON THORNTON ASSET MANAGEMENT, LLC | 10/29/2025 | 34.58 K | $211.97 K | -3.00% | 0.08% |
| OXFORD ASSET MANAGEMENT LLP | 11/14/2025 | 34.16 K | $208.39 K | -13.74% | 0.08% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 32.76 K | $199.85 K | -16.66% | 0.08% |
| TWO SIGMA ADVISERS, LP | 11/14/2025 | 30.40 K | $185.44 K | -56.75% | 0.07% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 28.90 K | $176.29 K | -82.05% | 0.07% |
| PATHSTONE HOLDINGS, LLC | 11/13/2025 | 23.11 K | $143.53 K | -1.72% | 0.06% |
| CITADEL ADVISORS LLC | 11/14/2025 | 23.00 K | $140.30 K | -38.83% | 0.06% |
| NORTHERN TRUST CORP | 11/14/2025 | 19.78 K | $120.67 K | 43.85% | 0.05% |
| VIRTU FINANCIAL LLC | 11/14/2025 | 19.49 K | $119.00 K | 100.00% | 0.05% |
| JANE STREET GROUP, LLC | 11/14/2025 | 17.50 K | $106.75 K | 49.57% | 0.04% |
| ENVESTNET ASSET MANAGEMENT INC | 11/05/2025 | 17.28 K | $105.43 K | -17.41% | 0.04% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 17.15 K | $104.64 K | -9.24% | 0.04% |
| CITADEL ADVISORS LLC | 11/14/2025 | 16.84 K | $102.73 K | 100.00% | 0.04% |
| GROUP ONE TRADING, L.P. | 11/12/2025 | 16.12 K | $98.33 K | 14.81% | 0.04% |
| CITADEL ADVISORS LLC | 11/14/2025 | 15.50 K | $94.55 K | 33.62% | 0.04% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 13.45 K | $82.05 K | -2.48% | 0.03% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 12.70 K | $77.47 K | 7.63% | 0.03% |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | 11/05/2025 | 12.19 K | $74.33 K | -22.73% | 0.03% |
| ADELL HARRIMAN & CARPENTER INC | 11/04/2025 | 12.00 K | $73.20 K | 0.00% | 0.03% |
| ALLWORTH FINANCIAL LP | 12/02/2025 | 10.21 K | $62.25 K | 0.00% | 0.02% |
| WOLVERINE TRADING, LLC | 11/14/2025 | 10.20 K | $61.30 K | 100.00% | 0.02% |
| QUANTBOT TECHNOLOGIES LP | 11/12/2025 | 10.04 K | $61.23 K | -42.08% | 0.02% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 11/14/2025 | 6.20 K | $37.84 K | -25.32% | 0.02% |
| BNP PARIBAS ARBITRAGE, SNC | 11/13/2025 | 4.82 K | $29.42 K | -71.46% | 0.01% |
| NOVA WEALTH MANAGEMENT, INC. | 10/07/2025 | 3.72 K | $22.70 K | 0.00% | 0.01% |
| SIMPLEX TRADING, LLC | 11/12/2025 | 3.08 K | $18.00 K | -22.04% | 0.01% |
| ORG PARTNERS LLC | 10/24/2025 | 2.12 K | $12.93 K | 0.00% | 0.01% |
| N.E.W. ADVISORY SERVICES LLC | 10/27/2025 | 2.00 K | $12.20 K | -47.37% | 0.00% |
| BANK OF AMERICA CORP /DE/ | 11/14/2025 | 1.18 K | $7.18 K | -28.80% | 0.00% |
Horizon Technology Finance Corporation institutional Ownership - FAQ's
During the previous two years, 92 institutional investors and hedge funds held shares of Horizon Technology Finance Corporation. The most heavily invested institutionals were:
Green Alpha Advisors, LLC: 500,029
MARSHALL WACE, LLP: 347,781
BlackRock, Inc.: 300,574
Legal & General Group Plc: 247,804
Connecticut Wealth Management, LLC: 212,031
Virtus Investment Advisers, Inc.: 211,275
7.77% of Horizon Technology Finance Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 3.94 M shares in the last 24 months. This purchase volume represents approximately $24.48 M in transactions.