Horizon Technology Finance Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| GREEN ALPHA ADVISORS, LLC | 04/07/2026 | 590.14 K | $2.48 M | 5.58% | 1.39% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 05/07/2026 | 366.19 K | $1.54 M | -0.97% | 0.86% |
| LEGAL & GENERAL GROUP PLC | 05/08/2026 | 328.66 K | $1.39 M | 7.09% | 0.78% |
| CONNECTICUT WEALTH MANAGEMENT, LLC | 05/01/2026 | 213.81 K | $900.14 K | 0.46% | 0.50% |
| BLACKROCK, INC. | 05/13/2026 | 179.49 K | $755.64 K | -37.67% | 0.42% |
| MARSHALL WACE, LLP | 05/15/2026 | 171.78 K | $723.19 K | -39.15% | 0.41% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 150.18 K | $632.25 K | -71.08% | 0.35% |
| UBS GROUP AG | 05/05/2026 | 144.14 K | $606.81 K | 260.52% | 0.34% |
| VIRTUS INVESTMENT ADVISERS, INC. | 05/14/2026 | 143.97 K | $606.11 K | -14.06% | 0.34% |
| MILLENNIUM MANAGEMENT LLC | 05/15/2026 | 75.97 K | $319.83 K | 557.67% | 0.18% |
| FIRST FINANCIAL BANK - TRUST DIVISION | 04/01/2026 | 65.57 K | $276.06 K | 0.00% | 0.15% |
| IMC-CHICAGO, LLC | 05/05/2026 | 61.80 K | $260.16 K | 100.00% | 0.15% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 60.95 K | $256.61 K | -4.72% | 0.14% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 05/14/2026 | 56.49 K | $240.00 K | 5.97% | 0.13% |
| PATHSTONE HOLDINGS, LLC | 05/11/2026 | 51.80 K | $221.14 K | 4.35% | 0.12% |
| MORGAN STANLEY | 05/15/2026 | 47.44 K | $199.71 K | -38.29% | 0.11% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 05/01/2026 | 44.28 K | $184.66 K | -17.35% | 0.10% |
| REGAL INVESTMENT ADVISORS LLC | 05/14/2026 | 43.55 K | $183.36 K | -11.22% | 0.10% |
| JACKSON THORNTON ASSET MANAGEMENT, LLC | 04/29/2026 | 33.02 K | $149.24 K | -3.35% | 0.08% |
| AQR CAPITAL MANAGEMENT LLC | 05/15/2026 | 33.02 K | $139.01 K | -3.35% | 0.08% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 30.71 K | $129.30 K | -7.65% | 0.07% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 27.68 K | $116.55 K | -7.70% | 0.07% |
| OXFORD ASSET MANAGEMENT LLP | 05/15/2026 | 27.47 K | $115.63 K | 33.98% | 0.06% |
| LPL FINANCIAL LLC | 05/06/2026 | 26.19 K | $110.25 K | -29.74% | 0.06% |
| CITADEL ADVISORS LLC | 05/15/2026 | 24.60 K | $103.57 K | 5.13% | 0.06% |
| ROYAL BANK OF CANADA | 05/15/2026 | 20.41 K | $86.00 K | 0.60% | 0.05% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 19.87 K | $83.65 K | -6.91% | 0.05% |
| QUANTBOT TECHNOLOGIES LP | 05/13/2026 | 18.77 K | $79.03 K | -69.53% | 0.04% |
| JANE STREET GROUP, LLC | 05/12/2026 | 17.70 K | $74.52 K | 100.00% | 0.04% |
| VIRTU FINANCIAL LLC | 05/14/2026 | 17.06 K | $72.00 K | 100.00% | 0.04% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 16.68 K | $70.24 K | -5.03% | 0.04% |
| TWO SIGMA SECURITIES, LLC | 05/15/2026 | 16.51 K | $69.50 K | 100.00% | 0.04% |
| CITADEL ADVISORS LLC | 05/15/2026 | 14.30 K | $60.20 K | -45.21% | 0.03% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 13.73 K | $57.82 K | -8.85% | 0.03% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 05/15/2026 | 13.54 K | $56.98 K | 807.78% | 0.03% |
| PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 04/22/2026 | 12.45 K | $52.42 K | 100.00% | 0.03% |
| ADELL HARRIMAN & CARPENTER INC | 05/04/2026 | 12.00 K | $50.52 K | 0.00% | 0.03% |
| ATRIA INVESTMENTS, INC | 05/05/2026 | 11.86 K | $49.91 K | 100.00% | 0.03% |
| SANCTUARY ADVISORS, LLC | 05/05/2026 | 11.86 K | $49.91 K | 100.00% | 0.03% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 04/15/2026 | 11.45 K | $48.21 K | 9.57% | 0.03% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 04/13/2026 | 10.00 K | $42.10 K | 100.00% | 0.02% |
| SIMPLEX TRADING, LLC | 05/14/2026 | 6.93 K | $29.18 K | 206.68% | 0.02% |
| NOVA WEALTH MANAGEMENT, INC. | 04/14/2026 | 3.72 K | $15.67 K | 0.00% | 0.01% |
| FIFTH THIRD BANCORP | 05/01/2026 | 2.70 K | $11.36 K | 100.00% | 0.01% |
| N.E.W. ADVISORY SERVICES LLC | 05/05/2026 | 2.05 K | $8.64 K | -48.70% | 0.00% |
| ALLWORTH FINANCIAL LP | 05/15/2026 | 1.14 K | $4.80 K | -88.84% | 0.00% |
| CHUNG WU INVESTMENT GROUP, LLC | 05/12/2026 | 1.10 K | $4.63 K | 0.00% | 0.00% |
| PIN OAK INVESTMENT ADVISORS INC | 05/15/2026 | 800 | $3.00 K | 0.00% | 0.00% |
| MAI CAPITAL MANAGEMENT | 05/15/2026 | 777 | $3.27 K | 5.57% | 0.00% |
| SALEM INVESTMENT COUNSELORS INC | 04/29/2026 | 700 | $2.99 K | 100.00% | 0.00% |
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Horizon Technology Finance Corp institutional Ownership - FAQ's
During the previous two years, 95 institutional investors and hedge funds held shares of Horizon Technology Finance Corp. The most heavily invested institutionals were:
Green Alpha Advisors, LLC: 590,141
Eagle Point Credit Management LLC: 366,194
Legal & General Group Plc: 328,655
Connecticut Wealth Management, LLC: 213,811
BlackRock, Inc.: 179,487
MARSHALL WACE, LLP: 171,778
7.56% of Horizon Technology Finance Corp stock is owned by institutional investors.
Institutional investors have bought a total of 4.00 M shares in the last 24 months. This purchase volume represents approximately $16.72 M in transactions.