First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 05/06/2026 | 814.46 K | $73.70 M | 12.07% | 16.14% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 602.08 K | $54.48 M | 3.09% | 11.93% |
| MORGAN STANLEY | 05/15/2026 | 410.77 K | $37.17 M | 4.82% | 8.14% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 288.75 K | $26.13 M | 3.25% | 5.72% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 203.12 K | $18.38 M | 208.90% | 4.03% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 177.04 K | $16.02 M | 91.00% | 3.51% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 05/15/2026 | 151.52 K | $13.71 M | -2.79% | 3.00% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 135.21 K | $12.24 M | 309.85% | 2.68% |
| UBS GROUP AG | 05/05/2026 | 132.58 K | $12.00 M | -4.35% | 2.63% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 108.81 K | $9.85 M | 3.49% | 2.16% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 69.22 K | $6.27 M | 18.58% | 1.37% |
| ROYAL BANK OF CANADA | 05/15/2026 | 50.78 K | $4.60 M | 0.82% | 1.01% |
| GOLDMAN SACHS GROUP INC | 05/15/2026 | 50.00 K | $4.52 M | 0.00% | 0.99% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 47.20 K | $4.27 M | -8.03% | 0.94% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 05/12/2026 | 41.81 K | $3.78 M | -2.48% | 0.83% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 05/07/2026 | 40.23 K | $3.64 M | -4.85% | 0.80% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 38.77 K | $3.51 M | -27.52% | 0.77% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 38.64 K | $3.50 M | -3.06% | 0.77% |
| WEALTH MANAGEMENT PARTNERS, LLC | 04/17/2026 | 36.40 K | $3.29 M | 1.21% | 0.72% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 05/08/2026 | 36.28 K | $3.28 M | 19.41% | 0.72% |
| KCM INVESTMENT ADVISORS LLC | 05/15/2026 | 35.80 K | $3.24 M | -5.21% | 0.71% |
| ANDERSON FINANCIAL STRATEGIES, LLC | 05/15/2026 | 31.93 K | $3.28 M | 100.00% | 0.63% |
| EQUITABLE HOLDINGS, INC. | 05/15/2026 | 25.85 K | $2.36 M | 17.38% | 0.51% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 23.26 K | $2.06 M | 15.00% | 0.46% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 19.94 K | $1.80 M | -14.47% | 0.40% |
| CRUX WEALTH ADVISORS | 04/24/2026 | 19.00 K | $1.72 M | 4.82% | 0.38% |
| SYLVEST ADVISORS, LLC | 04/22/2026 | 18.79 K | $1.70 M | 1.33% | 0.37% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 04/08/2026 | 18.69 K | $1.72 M | -33.24% | 0.37% |
| EMPIRICAL ASSET MANAGEMENT, LLC | 05/11/2026 | 17.95 K | $1.62 M | -5.51% | 0.36% |
| MTM INVESTMENT MANAGEMENT, LLC | 05/06/2026 | 17.59 K | $1.59 M | -0.54% | 0.35% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 16.89 K | $1.53 M | 271.11% | 0.33% |
| 04/21/2026 | 16.88 K | $1.53 M | 3.10% | 0.33% | |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | 04/24/2026 | 14.25 K | $1.29 M | 100.00% | 0.28% |
| MERCER GLOBAL ADVISORS INC /ADV | 05/15/2026 | 11.59 K | $1.05 M | 100.00% | 0.23% |
| FIFTH THIRD BANCORP | 05/01/2026 | 11.43 K | $1.03 M | 100.00% | 0.23% |
| ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | 04/13/2026 | 11.25 K | $1.03 M | 0.00% | 0.22% |
| STRATOS WEALTH PARTNERS, LTD. | 04/28/2026 | 10.49 K | $949.57 K | 77.32% | 0.21% |
| GTS SECURITIES LLC | 05/15/2026 | 9.81 K | $887.23 K | -19.97% | 0.19% |
| PCG WEALTH ADVISORS, LLC | 04/28/2026 | 9.06 K | $820.06 K | -5.62% | 0.18% |
| IFP ADVISORS, INC | 04/13/2026 | 8.79 K | $795.38 K | -1.70% | 0.17% |
| GREAT VALLEY ADVISOR GROUP, INC. | 05/11/2026 | 8.35 K | $755.05 K | -1.56% | 0.17% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 8.15 K | $737.74 K | 1.89% | 0.16% |
| PENSIONMARK FINANCIAL GROUP, LLC | 04/27/2026 | 7.83 K | $708.51 K | 0.00% | 0.16% |
| DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC. | 04/27/2026 | 7.56 K | $683.66 K | -2.92% | 0.15% |
| PURUS WEALTH MANAGEMENT, LLC | 04/15/2026 | 7.25 K | $655.76 K | -0.32% | 0.14% |
| STONEBRIDGE FINANCIAL PLANNING GROUP, LLC | 05/08/2026 | 7.17 K | $648.47 K | -5.29% | 0.14% |
| ARS WEALTH ADVISORS GROUP, LLC | 04/15/2026 | 7.04 K | $637.03 K | 0.00% | 0.14% |
| FOUNDERS FINANCIAL SECURITIES LLC | 04/17/2026 | 6.91 K | $663.49 K | 8.37% | 0.14% |
| MML INVESTORS SERVICES, LLC | 05/04/2026 | 6.88 K | $622.19 K | -9.53% | 0.14% |
| GATEWAY WEALTH PARTNERS, LLC | 05/15/2026 | 6.85 K | $620.01 K | 107.01% | 0.14% |
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First Trust Mid Cap Growth AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 160 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were:
LPL Financial LLC: 814,464
WELLS FARGO & COMPANY/MN: 602,084
MORGAN STANLEY: 410,773
NewEdge Advisors, LLC: 288,746
RAYMOND JAMES FINANCIAL INC: 203,124
Cetera Investment Advisers: 177,035
80.73% of First Trust Mid Cap Growth AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.61 M shares in the last 24 months. This purchase volume represents approximately $431.43 M in transactions.