First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 02/11/2026 | 726.75 K | $66.28 M | 11.74% | 14.47% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 584.02 K | $53.26 M | 3.92% | 11.40% |
| MORGAN STANLEY | 02/13/2026 | 391.89 K | $35.74 M | -1.99% | 7.65% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 279.64 K | $25.50 M | 7.67% | 5.46% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 155.87 K | $14.21 M | 1.83% | 3.08% |
| UBS GROUP AG | 01/29/2026 | 138.61 K | $12.64 M | -3.11% | 2.71% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 105.13 K | $9.59 M | -8.20% | 2.05% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 92.69 K | $8.45 M | 21.02% | 1.81% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 65.76 K | $6.00 M | -32.41% | 1.30% |
| FIRST TRUST ADVISORS LP | 02/13/2026 | 59.53 K | $5.43 M | -1.32% | 1.16% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 58.38 K | $5.32 M | 24.28% | 1.14% |
| IHT WEALTH MANAGEMENT, LLC | 02/17/2026 | 55.78 K | $5.09 M | 1,876.02% | 1.09% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 53.49 K | $4.88 M | 66.03% | 1.04% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 51.32 K | $4.68 M | -0.49% | 1.02% |
| ROYAL BANK OF CANADA | 02/17/2026 | 50.37 K | $4.59 M | 48.32% | 0.98% |
| GOLDMAN SACHS GROUP INC | 03/25/2026 | 50.00 K | $4.56 M | 0.00% | 0.98% |
| BENJAMIN EDWARDS INC | 02/02/2026 | 42.82 K | $3.91 M | -30.98% | 0.89% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 02/10/2026 | 42.28 K | $3.86 M | 9.83% | 0.84% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 02/09/2026 | 42.87 K | $3.91 M | -37.65% | 0.84% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 39.85 K | $3.63 M | -1.45% | 0.79% |
| WEALTH MANAGEMENT PARTNERS, LLC | 01/12/2026 | 35.97 K | $3.28 M | -1.02% | 0.75% |
| KCM INVESTMENT ADVISORS LLC | 02/13/2026 | 37.77 K | $3.44 M | -2.33% | 0.74% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 32.99 K | $3.01 M | 1.16% | 0.69% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 02/12/2026 | 30.38 K | $2.77 M | 1,494.75% | 0.59% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 01/08/2026 | 28.00 K | $2.69 M | 2.52% | 0.58% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 23.32 K | $2.13 M | -1.45% | 0.46% |
| GLOBAL RETIREMENT PARTNERS, LLC | 02/06/2026 | 22.32 K | $2.04 M | -0.95% | 0.44% |
| EQUITABLE HOLDINGS, INC. | 02/17/2026 | 22.03 K | $2.01 M | 6.03% | 0.43% |
| CITADEL ADVISORS LLC | 02/17/2026 | 21.28 K | $1.94 M | 100.00% | 0.42% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 20.23 K | $1.84 M | 2.81% | 0.40% |
| SYLVEST ADVISORS, LLC | 01/20/2026 | 18.55 K | $1.69 M | 6.54% | 0.39% |
| EMPIRICAL ASSET MANAGEMENT, LLC | 02/06/2026 | 19.00 K | $1.73 M | 64.59% | 0.38% |
| CRUX WEALTH ADVISORS | 01/21/2026 | 18.13 K | $1.65 M | 100.00% | 0.38% |
| MTM INVESTMENT MANAGEMENT, LLC | 02/09/2026 | 17.68 K | $1.61 M | -0.49% | 0.35% |
| 03/05/2026 | 16.37 K | $1.49 M | 100.00% | 0.32% | |
| 01/26/2026 | 14.86 K | $1.35 M | 100.00% | 0.31% | |
| STIFEL FINANCIAL CORP | 02/13/2026 | 15.46 K | $1.41 M | -30.67% | 0.31% |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 02/13/2026 | 13.96 K | $1.27 M | -3.82% | 0.27% |
| G&S CAPITAL LLC | 01/28/2026 | 12.30 K | $1.12 M | -4.35% | 0.26% |
| GTS SECURITIES LLC | 02/13/2026 | 12.25 K | $1.12 M | 0.00% | 0.24% |
| COMERICA BANK | 01/29/2026 | 11.35 K | $1.04 M | 5.32% | 0.24% |
| ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | 02/03/2026 | 11.25 K | $1.03 M | 0.00% | 0.23% |
| PCG WEALTH ADVISORS, LLC | 02/05/2026 | 9.60 K | $875.74 K | 0.92% | 0.20% |
| IFP ADVISORS, INC | 02/06/2026 | 8.94 K | $815.46 K | 0.29% | 0.17% |
| GREAT VALLEY ADVISOR GROUP, INC. | 02/12/2026 | 8.48 K | $773.12 K | 0.00% | 0.17% |
| DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC. | 01/15/2026 | 7.78 K | $709.65 K | -1.87% | 0.16% |
| STONEBRIDGE FINANCIAL PLANNING GROUP, LLC | 02/05/2026 | 7.57 K | $690.01 K | 2.91% | 0.16% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 8.00 K | $729.73 K | 2.89% | 0.16% |
| PENSIONMARK FINANCIAL GROUP, LLC | 03/13/2026 | 7.83 K | $714.05 K | 0.00% | 0.15% |
| PURUS WEALTH MANAGEMENT, LLC | 01/27/2026 | 7.27 K | $662.98 K | -0.27% | 0.15% |
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First Trust Mid Cap Growth AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 153 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were:
Cambridge Investment Research Advisors, Inc.: 135,212
UBS Group AG: 132,579
ENVESTNET ASSET MANAGEMENT INC: 108,806
Janney Montgomery Scott LLC: 47,204
Kestra Advisory Services, LLC: 38,771
Private Advisor Group, LLC: 38,635
74.34% of First Trust Mid Cap Growth AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.40 M shares in the last 24 months. This purchase volume represents approximately $411.71 M in transactions.