First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 08/07/2026 | 907.42 K | $100.59 M | 11.41% | 15.09% |
| MORGAN STANLEY | 08/13/2026 | 485.37 K | $53.80 M | 18.16% | 8.07% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 482.44 K | $53.48 M | -19.87% | 8.02% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 08/14/2026 | 197.54 K | $22.65 M | 30.37% | 3.28% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 188.55 K | $20.90 M | 6.50% | 3.13% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 182.93 K | $20.28 M | -36.65% | 3.04% |
| UBS GROUP AG | 08/13/2026 | 130.33 K | $14.45 M | -1.69% | 2.17% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 113.92 K | $12.63 M | 4.70% | 1.89% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 96.56 K | $10.70 M | -52.46% | 1.61% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 74.42 K | $8.25 M | 7.51% | 1.24% |
| ROYAL BANK OF CANADA | 08/14/2026 | 54.34 K | $6.02 M | 7.00% | 0.90% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 50.00 K | $5.54 M | 0.00% | 0.83% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 47.49 K | $5.26 M | 0.60% | 0.79% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 08/19/2026 | 46.08 K | $5.11 M | 10.21% | 0.77% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 08/12/2026 | 43.81 K | $4.86 M | 8.89% | 0.73% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/13/2026 | 42.02 K | $4.66 M | 15.84% | 0.70% |
| EQUITABLE HOLDINGS, INC. | 08/17/2026 | 41.24 K | $4.57 M | 59.52% | 0.69% |
| FIRST TRUST ADVISORS LP | 08/11/2026 | 40.71 K | $4.51 M | 100.00% | 0.68% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 40.03 K | $4.44 M | 3.61% | 0.67% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 38.52 K | $4.27 M | -0.64% | 0.64% |
| WEALTH MANAGEMENT PARTNERS, LLC | 07/22/2026 | 36.71 K | $4.07 M | 0.86% | 0.61% |
| CITADEL ADVISORS LLC | 09/02/2026 | 35.00 K | $3.88 M | 100.00% | 0.58% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 34.27 K | $3.80 M | -74.66% | 0.57% |
| KCM INVESTMENT ADVISORS LLC | 08/14/2026 | 33.22 K | $3.68 M | -7.19% | 0.55% |
| ANDERSON FINANCIAL STRATEGIES, LLC | 08/20/2026 | 30.55 K | $3.23 M | -4.32% | 0.51% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 25.25 K | $2.74 M | 8.53% | 0.42% |
| WIN ADVISORS, INC | 08/04/2026 | 22.44 K | $2.49 M | 100.00% | 0.37% |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | 07/28/2026 | 21.63 K | $2.40 M | 51.84% | 0.36% |
| GLOBAL RETIREMENT PARTNERS, LLC | 08/06/2026 | 21.40 K | $2.37 M | 100.00% | 0.36% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 20.31 K | $2.25 M | 1.86% | 0.34% |
| CRUX WEALTH ADVISORS | 07/21/2026 | 19.14 K | $2.12 M | 0.73% | 0.32% |
| EMPIRICAL ASSET MANAGEMENT, LLC | 08/10/2026 | 18.75 K | $2.08 M | 4.44% | 0.31% |
| SYLVEST ADVISORS, LLC | 07/22/2026 | 18.51 K | $2.05 M | -1.52% | 0.31% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 18.47 K | $1.95 M | -1.19% | 0.31% |
| MTM INVESTMENT MANAGEMENT, LLC | 08/03/2026 | 17.59 K | $1.95 M | 0.00% | 0.29% |
| CARY STREET PARTNERS FINANCIAL LLC | 07/17/2026 | 16.93 K | $1.88 M | 100.00% | 0.28% |
| WORTHINGTON FINANCIAL PARTNERS, LLC | 07/21/2026 | 16.93 K | $1.88 M | 0.30% | 0.28% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 12.05 K | $1.34 M | 234.79% | 0.20% |
| FIFTH THIRD BANCORP | 08/05/2026 | 11.43 K | $1.27 M | 0.00% | 0.19% |
| ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | 08/10/2026 | 11.25 K | $1.25 M | 0.00% | 0.19% |
| STRATOS WEALTH PARTNERS, LTD. | 08/11/2026 | 10.48 K | $1.16 M | -0.16% | 0.17% |
| PCG WEALTH ADVISORS, LLC | 08/03/2026 | 9.41 K | $1.04 M | 3.81% | 0.16% |
| IFP ADVISORS, INC | 07/20/2026 | 9.16 K | $1.02 M | 4.25% | 0.15% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 8.96 K | $993.01 K | 32.11% | 0.15% |
| GREAT VALLEY ADVISOR GROUP, INC. | 08/10/2026 | 8.35 K | $925.09 K | 0.00% | 0.14% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 8.21 K | $909.66 K | 212.49% | 0.14% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 7.97 K | $883.17 K | -2.28% | 0.13% |
| PENSIONMARK FINANCIAL GROUP, LLC | 08/14/2026 | 7.83 K | $708.51 K | 0.00% | 0.13% |
| DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC. | 07/09/2026 | 7.53 K | $834.59 K | -0.34% | 0.13% |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 08/17/2026 | 7.45 K | $825.74 K | 5,764.57% | 0.12% |
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First Trust Mid Cap Growth AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 171 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were:
LPL Financial LLC: 907,423
MORGAN STANLEY: 485,370
WELLS FARGO & COMPANY/MN: 482,443
WILEY BROS.-AINTREE CAPITAL, LLC: 197,544
Cetera Investment Advisers: 188,546
NewEdge Advisors, LLC: 182,925
67.32% of First Trust Mid Cap Growth AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.59 M shares in the last 24 months. This purchase volume represents approximately $429.14 M in transactions.