Neuberger High Yield Strategies Fund Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 659.13 K | $4.27 M | 19.36% | 2.15% |
| CABLE CAR CAPITAL LLC | 05/15/2026 | 550.00 K | $3.56 M | 100.00% | 1.80% |
| GUGGENHEIM CAPITAL LLC | 05/15/2026 | 533.51 K | $3.46 M | -6.06% | 1.74% |
| QUARRY LP | 05/15/2026 | 487.33 K | $3.16 M | 100.00% | 1.59% |
| BOOTHBAY FUND MANAGEMENT, LLC | 05/15/2026 | 487.33 K | $3.16 M | 100.00% | 1.59% |
| ALPINE GLOBAL MANAGEMENT, LLC | 05/15/2026 | 481.03 K | $3.12 M | 100.00% | 1.57% |
| LPL FINANCIAL LLC | 05/06/2026 | 480.59 K | $3.11 M | -6.72% | 1.57% |
| GRANITESHARES ADVISORS LLC | 04/23/2026 | 341.50 K | $2.21 M | -10.27% | 1.11% |
| SIT INVESTMENT ASSOCIATES INC | 05/13/2026 | 305.27 K | $1.98 M | 100.00% | 1.00% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 266.31 K | $1.73 M | 4.52% | 0.87% |
| INVESCO LTD. | 05/12/2026 | 242.97 K | $1.57 M | -11.64% | 0.79% |
| JPMORGAN CHASE & CO | 05/13/2026 | 190.00 K | $1.20 M | 100.00% | 0.62% |
| UNCOMMON CENTS INVESTING LLC | 04/15/2026 | 181.16 K | $1.17 M | 0.69% | 0.59% |
| AMERIPRISE FINANCIAL INC | 05/15/2026 | 172.92 K | $1.12 M | 482.75% | 0.56% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 169.30 K | $1.10 M | 54.41% | 0.55% |
| YAKIRA CAPITAL MANAGEMENT, INC. | 05/14/2026 | 104.21 K | $675.27 K | 100.00% | 0.34% |
| BRAMSHILL INVESTMENTS, LLC | 05/15/2026 | 99.10 K | $642.19 K | -0.71% | 0.32% |
| MELFA WEALTH MANAGEMENT, LLC | 04/10/2026 | 96.29 K | $623.94 K | 0.00% | 0.31% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 89.62 K | $580.75 K | 62.86% | 0.29% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 85.68 K | $555.19 K | 15.32% | 0.28% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 05/05/2026 | 48.65 K | $315.28 K | 100.00% | 0.16% |
| TOTAL WEALTH PLANNING & MANAGEMENT, INC. | 05/05/2026 | 47.76 K | $309.49 K | 5.38% | 0.16% |
| JANE STREET GROUP, LLC | 05/12/2026 | 47.01 K | $304.63 K | 11.01% | 0.15% |
| EQUITABLE HOLDINGS, INC. | 05/15/2026 | 46.00 K | $342.24 K | 0.00% | 0.15% |
| APOLLON WEALTH MANAGEMENT, LLC | 04/22/2026 | 45.97 K | $297.85 K | 1.84% | 0.15% |
| MAREX GROUP PLC | 05/13/2026 | 45.00 K | $291.60 K | 100.00% | 0.15% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 41.99 K | $272.12 K | 0.00% | 0.14% |
| SEACREST WEALTH MANAGEMENT, LLC | 04/15/2026 | 39.91 K | $258.64 K | -5.66% | 0.13% |
| ROBINSON CAPITAL MANAGEMENT, LLC | 05/11/2026 | 32.99 K | $214.13 K | 100.00% | 0.11% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 30.62 K | $198.43 K | 0.07% | 0.10% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 26.55 K | $172.05 K | -5.45% | 0.09% |
| UBS GROUP AG | 05/05/2026 | 25.05 K | $162.35 K | 15.90% | 0.08% |
| NOMURA HOLDINGS INC | 05/15/2026 | 25.00 K | $162.00 K | 100.00% | 0.08% |
| ALPHACORE CAPITAL LLC | 05/15/2026 | 24.00 K | $155.52 K | 0.00% | 0.08% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 22.66 K | $146.83 K | -38.56% | 0.07% |
| MRA ADVISORY GROUP | 04/22/2026 | 18.50 K | $119.90 K | 2.40% | 0.06% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 04/13/2026 | 16.00 K | $103.68 K | 100.00% | 0.05% |
| ROYAL BANK OF CANADA | 05/15/2026 | 13.90 K | $90.00 K | -0.84% | 0.05% |
| 05/11/2026 | 13.38 K | $86.70 K | 22.53% | 0.04% | |
| MERCER GLOBAL ADVISORS INC /ADV | 05/15/2026 | 13.24 K | $85.82 K | 0.00% | 0.04% |
| CAPITAL INVESTMENT ADVISORS, LLC | 04/17/2026 | 12.52 K | $81.12 K | -1.67% | 0.04% |
| CURA WEALTH ADVISORS, LLC | 05/08/2026 | 12.28 K | $79.59 K | 0.00% | 0.04% |
| BAILARD, INC. | 05/11/2026 | 10.84 K | $70.24 K | 0.00% | 0.04% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 10.60 K | $69.00 K | 100.00% | 0.03% |
| CWM, LLC | 05/14/2026 | 2.78 K | $18.01 K | -2.83% | 0.01% |
| FIFTH THIRD BANCORP | 05/01/2026 | 2.73 K | $17.70 K | 100.00% | 0.01% |
| AXIOM INVESTMENT MANAGEMENT LLC | 05/26/2026 | 2.52 K | $16.35 K | 100.00% | 0.01% |
| HIGHLINE WEALTH PARTNERS LLC | 04/06/2026 | 1.50 K | $9.72 K | 0.00% | 0.00% |
| FARTHER FINANCE ADVISORS, LLC | 04/07/2026 | 772 | $5.01 K | 3.90% | 0.00% |
| COMMUNITY FINANCIAL SERVICES GROUP, LLC | 04/08/2026 | 470 | $3.05 K | 100.00% | 0.00% |
Neuberger High Yield Strategies Fund Inc. institutional Ownership - FAQ's
During the previous two years, 78 institutional investors and hedge funds held shares of Neuberger High Yield Strategies Fund Inc.. The most heavily invested institutionals were:
MORGAN STANLEY: 659,132
Cable Car Capital LLC: 550,000
GUGGENHEIM CAPITAL LLC: 533,514
Quarry LP: 487,328
BOOTHBAY FUND MANAGEMENT, LLC: 487,326
Alpine Global Management, LLC: 481,027
21.89% of Neuberger High Yield Strategies Fund Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 7.97 M shares in the last 24 months. This purchase volume represents approximately $59.71 M in transactions.