Neuberger Municipal Fund Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| PATHSTONE HOLDINGS, LLC | 08/13/2026 | 2.34 M | $24.71 M | 15.09% | 7.91% |
| MORGAN STANLEY | 08/13/2026 | 1.34 M | $14.17 M | 0.09% | 4.53% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 08/14/2026 | 937.49 K | $9.89 M | 0.83% | 3.17% |
| 1607 CAPITAL PARTNERS, LLC | 09/02/2026 | 806.63 K | $8.51 M | -19.86% | 2.72% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 805.86 K | $8.50 M | 11.05% | 2.72% |
| GUGGENHEIM CAPITAL LLC | 08/12/2026 | 710.28 K | $7.49 M | -3.53% | 2.40% |
| ROBINSON CAPITAL MANAGEMENT, LLC | 08/12/2026 | 512.30 K | $5.40 M | 20.47% | 1.73% |
| UBS GROUP AG | 08/13/2026 | 500.49 K | $5.28 M | 5.72% | 1.69% |
| RAREVIEW CAPITAL LLC | 07/23/2026 | 396.62 K | $3.90 M | -14.24% | 1.34% |
| VAN ECK ASSOCIATES CORP | 08/14/2026 | 281.11 K | $2.97 M | 0.45% | 0.95% |
| SIT INVESTMENT ASSOCIATES INC | 08/12/2026 | 250.23 K | $2.64 M | 121.35% | 0.84% |
| PROFESSIONAL FINANCIAL MANAGEMENT, INC. | 07/15/2026 | 243.66 K | $2.57 M | -2.22% | 0.82% |
| COHEN & STEERS, INC. | 08/14/2026 | 222.98 K | $2.35 M | 2.29% | 0.75% |
| MELFA WEALTH MANAGEMENT, LLC | 07/24/2026 | 189.30 K | $2.00 M | -8.35% | 0.64% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 167.22 K | $1.76 M | 63.25% | 0.56% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 07/08/2026 | 159.60 K | $1.68 M | -27.06% | 0.54% |
| INVESCO LTD. | 08/14/2026 | 152.81 K | $1.61 M | -3.35% | 0.52% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 08/13/2026 | 152.05 K | $1.60 M | 100.00% | 0.51% |
| FIERA CAPITAL CORP | 08/07/2026 | 150.61 K | $1.59 M | -3.63% | 0.51% |
| WORTHINGTON FINANCIAL PARTNERS, LLC | 07/21/2026 | 134.89 K | $1.42 M | -6.21% | 0.46% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 132.80 K | $1.40 M | 3.99% | 0.45% |
| MATISSE CAPITAL | 08/12/2026 | 123.16 K | $1.30 M | -9.37% | 0.42% |
| LPL FINANCIAL LLC | 08/07/2026 | 118.19 K | $1.25 M | 54.01% | 0.40% |
| WESCAP MANAGEMENT GROUP, INC. | 08/11/2026 | 116.40 K | $1.23 M | 4.84% | 0.39% |
| PARK AVENUE SECURITIES LLC | 07/20/2026 | 107.71 K | $1.14 M | -3.32% | 0.36% |
| ATALA FINANCIAL INC | 07/23/2026 | 107.26 K | $1.13 M | 1.87% | 0.36% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 91.13 K | $961.39 K | 3.03% | 0.31% |
| KARPUS MANAGEMENT, INC. | 08/14/2026 | 81.82 K | $863.21 K | -1.45% | 0.28% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 80.30 K | $847.16 K | 0.12% | 0.27% |
| NOBLE WEALTH MANAGEMENT PBC | 07/01/2026 | 75.61 K | $797.72 K | 0.42% | 0.26% |
| RIVERBRIDGE PARTNERS LLC | 07/13/2026 | 75.57 K | $797.29 K | -3.26% | 0.26% |
| THOMAS J. HERZFELD ADVISORS, INC. | 08/10/2026 | 71.98 K | $759.37 K | 100.00% | 0.24% |
| CURA WEALTH ADVISORS, LLC | 08/06/2026 | 68.00 K | $717.40 K | 0.00% | 0.23% |
| SUMMIT TRAIL ADVISORS, LLC | 08/11/2026 | 65.29 K | $688.82 K | -3.85% | 0.22% |
| ACKERMAN CAPITAL ADVISORS, LLC | 07/30/2026 | 57.63 K | $608.01 K | -16.64% | 0.19% |
| BANK OF NEW YORK MELLON CORP | 08/06/2026 | 55.40 K | $584.52 K | 151.42% | 0.19% |
| HIGHTOWER ADVISORS, LLC | 08/05/2026 | 53.11 K | $560.31 K | -6.95% | 0.18% |
| BRIDGEWATER ADVISORS INC. | 08/05/2026 | 52.63 K | $532.65 K | 3.95% | 0.18% |
| ROTHSCHILD INVESTMENT LLC | 08/06/2026 | 51.20 K | $540.16 K | 141.51% | 0.17% |
| PLANCORP, LLC | 07/14/2026 | 50.01 K | $519.09 K | 0.00% | 0.17% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 08/06/2026 | 49.53 K | $522.58 K | -0.58% | 0.17% |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 08/11/2026 | 41.40 K | $436.73 K | 0.00% | 0.14% |
| ROYAL BANK OF CANADA | 08/14/2026 | 40.48 K | $427.00 K | 0.87% | 0.14% |
| MAI CAPITAL MANAGEMENT | 08/14/2026 | 37.92 K | $402.10 K | 4,058.33% | 0.13% |
| NUVEEN, LLC | 08/11/2026 | 37.34 K | $393.92 K | 0.00% | 0.13% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 34.96 K | $369.00 K | 36.93% | 0.12% |
| CLOSED-END FUND ADVISORS, INC. | 07/27/2026 | 30.92 K | $326.16 K | 0.00% | 0.10% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 29.74 K | $313.79 K | 1.24% | 0.10% |
| WAVERLY ADVISORS, LLC | 08/14/2026 | 28.41 K | $299.70 K | 0.00% | 0.10% |
| CITADEL ADVISORS LLC | 09/02/2026 | 27.66 K | $291.76 K | 100.00% | 0.09% |
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Neuberger Municipal Fund Inc. institutional Ownership - FAQ's
During the previous two years, 109 institutional investors and hedge funds held shares of Neuberger Municipal Fund Inc.. The most heavily invested institutionals were:
Pathstone Holdings, LLC: 2.34 M
MORGAN STANLEY: 1.34 M
RIVERNORTH CAPITAL MANAGEMENT, LLC: 937,491
1607 Capital Partners, LLC: 806,630
Advisors Asset Management, Inc.: 805,862
GUGGENHEIM CAPITAL LLC: 710,279
43.20% of Neuberger Municipal Fund Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 13.90 M shares in the last 24 months. This purchase volume represents approximately $143.31 M in transactions.