High Income Securities Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 08/07/2026 | 1.44 M | $7.88 M | 2.99% | 7.69% |
| MORGAN STANLEY | 08/13/2026 | 715.05 K | $3.91 M | 11.62% | 3.82% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 477.67 K | $2.61 M | -1.23% | 2.55% |
| INVESCO LTD. | 08/14/2026 | 292.89 K | $1.60 M | 6.16% | 1.56% |
| ALMITAS CAPITAL LLC | 08/17/2026 | 209.32 K | $1.14 M | 169.03% | 1.12% |
| SABA CAPITAL MANAGEMENT, L.P. | 08/14/2026 | 194.48 K | $1.06 M | 9.21% | 1.04% |
| SAMALIN INVESTMENT COUNSEL, LLC | 07/27/2026 | 150.36 K | $822.49 K | 19.64% | 0.80% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 119.41 K | $653.19 K | 0.05% | 0.64% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 08/14/2026 | 101.17 K | $553.38 K | -1.36% | 0.54% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 96.45 K | $527.58 K | -4.44% | 0.52% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 08/06/2026 | 72.15 K | $394.64 K | 0.00% | 0.39% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 61.80 K | $338.05 K | -15.23% | 0.33% |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 07/21/2026 | 61.36 K | $335.66 K | -43.51% | 0.33% |
| MELFA WEALTH MANAGEMENT, LLC | 07/24/2026 | 61.12 K | $334.32 K | 98.94% | 0.33% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 57.96 K | $317.02 K | -29.83% | 0.31% |
| NBC SECURITIES, INC. | 07/21/2026 | 44.13 K | $241.39 K | 98.31% | 0.24% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 36.81 K | $200.97 K | 2.88% | 0.20% |
| QUARRY LP | 08/14/2026 | 36.69 K | $200.69 K | -43.51% | 0.20% |
| MGO ONE SEVEN LLC | 07/31/2026 | 35.00 K | $191.45 K | -0.04% | 0.19% |
| SEACREST WEALTH MANAGEMENT, LLC | 07/09/2026 | 32.85 K | $179.68 K | 11.83% | 0.18% |
| SILVERLAKE WEALTH MANAGEMENT LLC | 08/06/2026 | 21.58 K | $118.04 K | -3.22% | 0.12% |
| TACTIVE ADVISORS, LLC | 07/09/2026 | 21.23 K | $116.11 K | 1.04% | 0.11% |
| GILMAN HILL ASSET MANAGEMENT, LLC | 07/09/2026 | 20.00 K | $109.40 K | 0.00% | 0.11% |
| KOVACK ADVISORS, INC. | 07/29/2026 | 19.50 K | $107.33 K | 18.60% | 0.10% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 19.41 K | $106.17 K | -20.00% | 0.10% |
| MERIT FINANCIAL GROUP, LLC | 07/20/2026 | 19.05 K | $104.17 K | 2.53% | 0.10% |
| LOGAN STONE CAPITAL, LLC | 08/14/2026 | 17.82 K | $97.48 K | 18.42% | 0.10% |
| LIVE OAK PRIVATE WEALTH LLC | 07/20/2026 | 17.56 K | $96.04 K | 0.00% | 0.09% |
| UHLMANN PRICE SECURITIES, LLC | 07/24/2026 | 17.52 K | $95.81 K | 45.79% | 0.09% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 17.25 K | $94.38 K | 100.00% | 0.09% |
| K2 PRINCIPAL FUND, L.P. | 08/07/2026 | 16.62 K | $90.90 K | 0.00% | 0.09% |
| BENJAMIN EDWARDS INC | 07/24/2026 | 14.47 K | $79.16 K | -5.71% | 0.08% |
| BULLDOG INVESTORS, LLP | 08/14/2026 | 13.96 K | $76.37 K | 0.00% | 0.07% |
| NWF ADVISORY SERVICES INC. | 07/29/2026 | 13.70 K | $74.94 K | 0.00% | 0.07% |
| LIDO ADVISORS, LLC | 08/07/2026 | 12.01 K | $65.72 K | 0.11% | 0.06% |
| SAVVY ADVISORS, INC. | 08/03/2026 | 11.46 K | $62.69 K | -11.91% | 0.06% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 11.38 K | $62.00 K | -20.75% | 0.06% |
| ALPHASTAR CAPITAL MANAGEMENT, LLC | 07/30/2026 | 11.10 K | $60.72 K | 100.00% | 0.06% |
| EASTERN BANK | 07/01/2026 | 8.00 K | $43.76 K | 0.00% | 0.04% |
| NOBLE WEALTH MANAGEMENT PBC | 07/01/2026 | 7.43 K | $40.62 K | -6.41% | 0.04% |
| ROYAL BANK OF CANADA | 08/14/2026 | 7.31 K | $40.00 K | 2.38% | 0.04% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 5.76 K | $31.51 K | -80.06% | 0.03% |
| UBS GROUP AG | 08/13/2026 | 5.61 K | $30.66 K | -18.93% | 0.03% |
| INTEGRATED WEALTH CONCEPTS LLC | 08/12/2026 | 4.27 K | $23.36 K | 100.00% | 0.02% |
| GLOBAL RETIREMENT PARTNERS, LLC | 08/06/2026 | 2.56 K | $13.98 K | 100.00% | 0.01% |
| MILLSTONE EVANS GROUP, LLC | 08/11/2026 | 1.60 K | $8.75 K | 0.00% | 0.01% |
| SRS CAPITAL ADVISORS, INC. | 08/10/2026 | 1.26 K | $6.91 K | 100.00% | 0.01% |
| CORECAP ADVISORS, LLC | 07/06/2026 | 1.20 K | $6.56 K | 0.00% | 0.01% |
| PINNACLE WEALTH PLANNING SERVICES, INC. | 08/07/2026 | 874 | $4.78 K | 0.00% | 0.00% |
| WINMILL & CO. INC | 08/13/2026 | 662 | $3.62 K | 0.00% | 0.00% |
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High Income Securities Fund institutional Ownership - FAQ's
During the previous two years, 78 institutional investors and hedge funds held shares of High Income Securities Fund. The most heavily invested institutionals were:
LPL Financial LLC: 1.44 M
MORGAN STANLEY: 715,049
RAYMOND JAMES FINANCIAL INC: 477,665
Invesco Ltd.: 292,889
Almitas Capital LLC: 209,322
Saba Capital Management, L.P.: 194,477
24.80% of High Income Securities Fund stock is owned by institutional investors.
Institutional investors have bought a total of 5.77 M shares in the last 24 months. This purchase volume represents approximately $33.53 M in transactions.