Nuveen Short Dur Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| BULLDOG INVESTORS, LLP | 08/14/2023 | 372.71 K | $4.30 M | 19.05% | 3.70% |
| SABA CAPITAL MANAGEMENT, L.P. | 08/14/2023 | 365.06 K | $4.22 M | 38.45% | 3.62% |
| THOMAS J. HERZFELD ADVISORS, INC. | 08/16/2023 | 351.89 K | $4.06 M | 17.35% | 3.48% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 08/14/2023 | 345.45 K | $3.99 M | 100.00% | 3.43% |
| SIT INVESTMENT ASSOCIATES INC | 08/10/2023 | 219.63 K | $2.54 M | 2.79% | 2.18% |
| NEXT CAPITAL MANAGEMENT LLC | 07/27/2023 | 215.98 K | $2.50 M | 0.00% | 2.14% |
| MORGAN STANLEY | 08/14/2023 | 207.63 K | $2.40 M | -3.91% | 2.06% |
| GUGGENHEIM CAPITAL LLC | 08/11/2023 | 184.99 K | $2.14 M | 0.00% | 1.84% |
| INVESCO LTD. | 08/11/2023 | 174.21 K | $2.01 M | -19.13% | 1.73% |
| ENVESTNET ASSET MANAGEMENT INC | 08/04/2023 | 160.28 K | $1.85 M | 54.23% | 1.59% |
| WOODLINE PARTNERS LP | 08/14/2023 | 153.50 K | $1.77 M | -14.33% | 1.52% |
| BAIRD FINANCIAL GROUP, INC. | 08/11/2023 | 138.66 K | $1.60 M | 2.99% | 1.38% |
| ALMITAS CAPITAL LLC | 08/11/2023 | 129.96 K | $1.51 M | 100.00% | 1.29% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2023 | 125.35 K | $1.45 M | -40.70% | 1.24% |
| WOLVERINE ASSET MANAGEMENT LLC | 08/07/2023 | 123.64 K | $1.43 M | 97.16% | 1.23% |
| LPL FINANCIAL LLC | 07/31/2023 | 112.39 K | $1.30 M | 65.38% | 1.11% |
| THRIVENT FINANCIAL FOR LUTHERANS | 08/14/2023 | 85.05 K | $982.00 K | -12.82% | 0.84% |
| SHAKER FINANCIAL SERVICES, LLC | 08/07/2023 | 74.25 K | $865.84 K | -9.17% | 0.74% |
| NEWEDGE ADVISORS, LLC | 08/14/2023 | 62.20 K | $718.41 K | 1.63% | 0.62% |
| AQR ARBITRAGE LLC | 08/14/2023 | 49.15 K | $567.67 K | 164.50% | 0.49% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/13/2023 | 45.86 K | $530.00 K | 8.26% | 0.45% |
| WELLS FARGO & COMPANY/MN | 08/15/2023 | 33.36 K | $385.36 K | -6.78% | 0.33% |
| LOGAN STONE CAPITAL, LLC | 08/14/2023 | 26.20 K | $302.61 K | 100.00% | 0.26% |
| ALPINE GLOBAL MANAGEMENT, LLC | 08/06/2024 | 23.70 K | $273.71 K | 100.00% | 0.23% |
| RVW WEALTH, LLC | 07/07/2023 | 19.90 K | $229.85 K | 0.00% | 0.20% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 08/11/2023 | 19.65 K | $226.91 K | 100.00% | 0.19% |
| HARBOUR INVESTMENTS, INC. | 08/15/2023 | 19.47 K | $224.87 K | -4.69% | 0.19% |
| ADVISOR GROUP HOLDINGS, INC. | 08/21/2023 | 16.93 K | $195.52 K | 7.29% | 0.17% |
| ROYAL BANK OF CANADA | 08/14/2023 | 15.00 K | $173.00 K | -0.35% | 0.15% |
| STIFEL FINANCIAL CORP | 08/14/2023 | 12.69 K | $146.59 K | 11.86% | 0.13% |
| MATISSE CAPITAL | 08/02/2023 | 12.14 K | $140.16 K | 0.00% | 0.12% |
| JANNEY MONTGOMERY SCOTT LLC | 07/26/2023 | 12.03 K | $139.00 K | -63.16% | 0.12% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 07/10/2023 | 11.52 K | $133.10 K | 0.32% | 0.11% |
| UBS GROUP AG | 08/11/2023 | 8.76 K | $101.18 K | -46.50% | 0.09% |
| CWM, LLC | 08/03/2023 | 5.77 K | $67.00 K | 0.00% | 0.06% |
| COSTON, MCISAAC & PARTNERS | 08/01/2023 | 657 | $7.00 K | 0.00% | 0.01% |
| JPMORGAN CHASE & CO | 08/11/2023 | 424 | $4.90 K | -5.15% | 0.00% |
| BANK OF AMERICA CORP /DE/ | 08/14/2023 | 403 | $4.66 K | 0.00% | 0.00% |
| FNY INVESTMENT ADVISERS, LLC | 07/11/2023 | 100 | $1.00 K | 0.00% | 0.00% |
| MONTAG A & ASSOCIATES INC | 08/09/2023 | 0 | $0 | -100.00% | 0.00% |
| OAKTREE CAPITAL MANAGEMENT LP | 08/14/2023 | 0 | $0 | -100.00% | 0.00% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 08/14/2023 | 0 | $0 | -100.00% | 0.00% |
| CAPTRUST FINANCIAL ADVISORS | 08/15/2023 | 0 | $0 | -100.00% | 0.00% |
| ADVISORY SERVICES NETWORK, LLC | 08/09/2023 | 0 | $0 | -100.00% | 0.00% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/14/2023 | 0 | $0 | -100.00% | 0.00% |
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Nuveen Short Dur institutional Ownership - FAQ's
During the previous two years, 11 institutional investors and hedge funds held shares of Nuveen Short Dur. The most heavily invested institutionals were:
Hightower 6M Holding, LLC: 10,304
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV: 76,500
LADENBURG THALMANN FINANCIAL SERVICES INC.: 203,332
Advisor Group, Inc.: 2,038
COMERICA SECURITIES INC: 0
INVESTMENT CENTERS OF AMERICA INC: 0
39.05% of Nuveen Short Dur stock is owned by institutional investors.
Institutional investors have bought a total of 428.24 K shares in the last 24 months. This purchase volume represents approximately $115.62 K in transactions.