Nuveen Mortgage and Income Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 05/13/2026 | 960.26 K | $17.41 M | -11.97% | 17.53% |
| AMERIPRISE FINANCIAL INC | 05/15/2026 | 296.51 K | $5.38 M | 18.65% | 5.41% |
| ADVISORS ASSET MANAGEMENT, INC. | 05/15/2026 | 156.73 K | $2.84 M | 0.88% | 2.86% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 117.76 K | $2.13 M | -4.80% | 2.15% |
| MORGAN STANLEY | 05/15/2026 | 93.60 K | $1.70 M | -6.39% | 1.71% |
| THOMAS J. HERZFELD ADVISORS, INC. | 05/12/2026 | 72.64 K | $1.32 M | -10.01% | 1.33% |
| FIERA CAPITAL CORP | 05/12/2026 | 65.36 K | $1.18 M | -3.45% | 1.19% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 57.42 K | $1.04 M | -26.78% | 1.05% |
| INVESCO LTD. | 05/12/2026 | 50.44 K | $914.39 K | 32.10% | 0.92% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 50.24 K | $910.93 K | 0.28% | 0.92% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 04/15/2026 | 48.43 K | $878.00 K | 0.00% | 0.88% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 47.71 K | $865.01 K | 9.25% | 0.87% |
| VENTURE VISIONARY PARTNERS LLC | 05/14/2026 | 46.76 K | $847.71 K | 12.02% | 0.85% |
| ATOMI FINANCIAL GROUP, INC. | 05/14/2026 | 41.61 K | $754.36 K | -0.23% | 0.76% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 40.04 K | $725.90 K | 128.64% | 0.73% |
| FIRST TRUST ADVISORS LP | 05/13/2026 | 35.88 K | $650.43 K | 12.67% | 0.66% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 05/13/2026 | 29.58 K | $536.34 K | 117.87% | 0.54% |
| CONCORDE ASSET MANAGEMENT, LLC | 06/01/2026 | 27.08 K | $494.87 K | 18.51% | 0.49% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 22.09 K | $400.51 K | 1.10% | 0.40% |
| 05/11/2026 | 20.81 K | $377.29 K | 0.00% | 0.38% | |
| LPL FINANCIAL LLC | 05/06/2026 | 19.14 K | $346.93 K | 65.48% | 0.35% |
| MELFA WEALTH MANAGEMENT, LLC | 04/10/2026 | 18.67 K | $338.50 K | 0.25% | 0.34% |
| SOWELL FINANCIAL SERVICES LLC | 04/20/2026 | 18.58 K | $336.78 K | 0.00% | 0.34% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 11.96 K | $216.87 K | -0.07% | 0.22% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 11.88 K | $215.00 K | 9.41% | 0.22% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 05/01/2026 | 2.76 K | $50.36 K | -6.76% | 0.05% |
| UBS GROUP AG | 05/05/2026 | 1.24 K | $22.41 K | -82.51% | 0.02% |
| EVERSOURCE WEALTH ADVISORS, LLC | 05/18/2026 | 500 | $9.07 K | 0.00% | 0.01% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 05/14/2026 | 351 | $6.36 K | 53.28% | 0.01% |
| FARTHER FINANCE ADVISORS, LLC | 04/07/2026 | 296 | $5.40 K | 100.00% | 0.01% |
| HIGHLINE WEALTH PARTNERS LLC | 04/06/2026 | 150 | $2.72 K | 0.00% | 0.00% |
| CHOREO, LLC | 05/13/2026 | 0 | $0 | -100.00% | 0.00% |
| EAGLE BAY ADVISORS LLC | 04/24/2026 | 0 | $0 | -100.00% | 0.00% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
Nuveen Mortgage and Income Fund institutional Ownership - FAQ's
During the previous two years, 49 institutional investors and hedge funds held shares of Nuveen Mortgage and Income Fund. The most heavily invested institutionals were:
SIT INVESTMENT ASSOCIATES INC: 960,255
AMERIPRISE FINANCIAL INC: 296,505
Advisors Asset Management, Inc.: 156,726
ENVESTNET ASSET MANAGEMENT INC: 117,760
MORGAN STANLEY: 93,597
Thomas J. Herzfeld Advisors, Inc.: 72,639
43.21% of Nuveen Mortgage and Income Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.49 M shares in the last 24 months. This purchase volume represents approximately $44.62 M in transactions.