Hercules Capital, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 11/13/2025 | 3.65 M | $68.97 M | 0.79% | 2.06% |
| SOUND INCOME STRATEGIES, LLC | 10/10/2025 | 2.75 M | $46.96 M | -6.06% | 1.56% |
| TWO SIGMA ADVISERS, LP | 11/14/2025 | 1.96 M | $37.00 M | -6.01% | 1.11% |
| LPL FINANCIAL LLC | 11/12/2025 | 1.79 M | $33.93 M | 38.38% | 1.01% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2025 | 1.36 M | $25.76 M | -53.17% | 0.77% |
| BLACKROCK, INC. | 11/12/2025 | 1.34 M | $25.32 M | 25.52% | 0.76% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2025 | 1.33 M | $25.11 M | 0.58% | 0.75% |
| UBS GROUP AG | 11/13/2025 | 1.32 M | $24.94 M | 14.38% | 0.75% |
| MORGAN STANLEY | 11/14/2025 | 1.17 M | $22.19 M | -17.90% | 0.66% |
| LEGAL & GENERAL GROUP PLC | 11/13/2025 | 1.17 M | $22.17 M | -6.46% | 0.66% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 11/14/2025 | 1.03 M | $19.43 M | 76.99% | 0.58% |
| MUZINICH & CO., INC. | 10/20/2025 | 992.82 K | $18.77 M | 34.50% | 0.56% |
| FRANKLIN RESOURCES INC | 11/13/2025 | 928.63 K | $17.56 M | 10.14% | 0.53% |
| CITADEL ADVISORS LLC | 11/14/2025 | 904.14 K | $17.10 M | 36.12% | 0.51% |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | 10/27/2025 | 884.95 K | $16.73 M | 42.34% | 0.50% |
| MELIA WEALTH LLC | 11/12/2025 | 813.54 K | $15.38 M | 2.51% | 0.46% |
| ADVISORS CAPITAL MANAGEMENT, LLC | 11/07/2025 | 794.25 K | $15.02 M | 5.27% | 0.45% |
| ROYAL BANK OF CANADA | 11/14/2025 | 760.56 K | $14.38 M | -3.53% | 0.43% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 757.05 K | $14.32 M | 0.45% | 0.43% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 705.97 K | $13.35 M | 11.40% | 0.40% |
| TECTONIC ADVISORS LLC | 10/21/2025 | 689.51 K | $13.04 M | 10.93% | 0.39% |
| MARSHALL WACE, LLP | 11/13/2025 | 592.24 K | $11.20 M | 100.00% | 0.34% |
| GILMAN HILL ASSET MANAGEMENT, LLC | 10/15/2025 | 584.05 K | $11.04 M | 2.40% | 0.33% |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 11/14/2025 | 578.86 K | $10.95 M | -8.21% | 0.33% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 566.74 K | $10.72 M | -0.43% | 0.32% |
| D. E. SHAW & CO., INC. | 11/14/2025 | 516.36 K | $9.76 M | 50.61% | 0.29% |
| HRT FINANCIAL LP | 11/14/2025 | 493.94 K | $9.34 M | -11.48% | 0.28% |
| CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 11/13/2025 | 434.12 K | $8.21 M | 99.08% | 0.25% |
| JPMORGAN CHASE & CO | 11/26/2025 | 419.59 K | $7.93 M | -20.29% | 0.24% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/06/2025 | 391.63 K | $7.41 M | 2.32% | 0.22% |
| ATOM INVESTORS LP | 11/14/2025 | 385.59 K | $7.29 M | -0.74% | 0.22% |
| TREXQUANT INVESTMENT LP | 11/14/2025 | 380.52 K | $7.20 M | 100.00% | 0.22% |
| BORDER TO COAST PENSIONS PARTNERSHIP LTD | 11/05/2025 | 375.00 K | $7.09 M | 0.00% | 0.21% |
| NEUBERGER BERMAN GROUP LLC | 11/12/2025 | 321.75 K | $6.08 M | -7.91% | 0.18% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 10/14/2025 | 302.51 K | $5.72 M | -21.18% | 0.17% |
| D.A. DAVIDSON & CO. | 10/22/2025 | 300.14 K | $5.68 M | 1.57% | 0.17% |
| LEFT BRAIN WEALTH MANAGEMENT, LLC | 11/12/2025 | 290.88 K | $5.50 M | 2.40% | 0.16% |
| AMERIPRISE FINANCIAL INC | 11/14/2025 | 289.01 K | $5.47 M | -11.62% | 0.16% |
| JANNEY MONTGOMERY SCOTT LLC | 10/27/2025 | 287.55 K | $5.44 M | 100.00% | 0.16% |
| CREDIT AGRICOLE S A | 11/14/2025 | 278.72 K | $5.27 M | 100.00% | 0.16% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/07/2025 | 268.32 K | $5.07 M | -0.14% | 0.15% |
| DENALI ADVISORS LLC | 11/07/2025 | 265.58 K | $5.02 M | -20.45% | 0.15% |
| S&T BANK/PA | 11/14/2025 | 249.02 K | $4.71 M | -13.65% | 0.14% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 228.67 K | $4.32 M | -20.37% | 0.13% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 222.00 K | $4.20 M | 13.38% | 0.13% |
| GOLDMAN SACHS GROUP INC | 11/14/2025 | 221.75 K | $4.19 M | -42.10% | 0.13% |
| SCHONFELD STRATEGIC ADVISORS LLC | 11/14/2025 | 217.33 K | $4.11 M | 61.54% | 0.12% |
| CITADEL ADVISORS LLC | 11/14/2025 | 215.60 K | $4.08 M | 738.91% | 0.12% |
| NORTHERN TRUST CORP | 11/14/2025 | 215.04 K | $4.07 M | 74.33% | 0.12% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 211.34 K | $4.00 M | 9.60% | 0.12% |
Hercules Capital, Inc. institutional Ownership - FAQ's
During the previous two years, 474 institutional investors and hedge funds held shares of Hercules Capital, Inc.. The most heavily invested institutionals were:
VAN ECK ASSOCIATES CORP: 3.65 M
Sound Income Strategies, LLC: 2.75 M
TWO SIGMA ADVISERS, LP: 1.96 M
LPL Financial LLC: 1.79 M
MILLENNIUM MANAGEMENT LLC: 1.36 M
BlackRock, Inc.: 1.34 M
26.61% of Hercules Capital, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 55.96 M shares in the last 24 months. This purchase volume represents approximately $1.03 B in transactions.