Hercules Capital Inc Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 08/14/2026 | 3.88 M | $61.15 M | 22.56% | 2.09% |
| SOUND INCOME STRATEGIES, LLC | 07/20/2026 | 3.67 M | $57.84 M | 8.44% | 1.98% |
| CITADEL ADVISORS LLC | 09/02/2026 | 2.94 M | $46.32 M | 260.21% | 1.58% |
| UBS GROUP AG | 08/13/2026 | 2.65 M | $41.72 M | 6.08% | 1.43% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 2.27 M | $35.73 M | -2.54% | 1.22% |
| LPL FINANCIAL LLC | 08/07/2026 | 1.86 M | $29.29 M | 3.43% | 1.00% |
| MORGAN STANLEY | 08/13/2026 | 1.81 M | $28.58 M | 43.32% | 0.98% |
| LEGAL & GENERAL GROUP PLC | 08/14/2026 | 1.68 M | $26.52 M | 12.19% | 0.91% |
| FRANKLIN RESOURCES INC | 08/13/2026 | 1.38 M | $21.82 M | 21.88% | 0.75% |
| D. E. SHAW & CO., INC. | 08/14/2026 | 1.37 M | $21.66 M | -11.33% | 0.74% |
| MUZINICH & CO., INC. | 07/27/2026 | 1.36 M | $21.40 M | 0.51% | 0.73% |
| SUMITOMO MITSUI TRUST GROUP, INC. | 07/30/2026 | 1.03 M | $16.20 M | 0.20% | 0.55% |
| TECTONIC ADVISORS LLC | 07/15/2026 | 1.01 M | $15.87 M | 12.69% | 0.54% |
| BLACKROCK, INC. | 08/07/2026 | 924.11 K | $14.57 M | 8.08% | 0.50% |
| ADVISORS CAPITAL MANAGEMENT, LLC | 08/11/2026 | 919.54 K | $14.50 M | 7.40% | 0.50% |
| JPMORGAN CHASE & CO | 08/12/2026 | 837.56 K | $13.30 M | -4.67% | 0.45% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 837.20 K | $13.20 M | -37.36% | 0.45% |
| ARES MANAGEMENT LLC | 08/14/2026 | 776.61 K | $12.25 M | 0.00% | 0.42% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 735.37 K | $11.60 M | -1.85% | 0.40% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 08/14/2026 | 694.34 K | $10.95 M | -68.94% | 0.37% |
| GILMAN HILL ASSET MANAGEMENT, LLC | 07/09/2026 | 646.68 K | $10.20 M | 4.67% | 0.35% |
| HRT FINANCIAL LP | 08/14/2026 | 613.00 K | $9.67 M | 23.77% | 0.33% |
| BORDER TO COAST PENSIONS PARTNERSHIP LTD | 07/27/2026 | 600.00 K | $9.45 M | 26.32% | 0.32% |
| MELIA WEALTH LLC | 08/17/2026 | 553.87 K | $8.73 M | -30.74% | 0.30% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 532.09 K | $8.39 M | 11.65% | 0.29% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 486.42 K | $7.67 M | -3.05% | 0.26% |
| AMERIPRISE FINANCIAL INC | 08/14/2026 | 485.16 K | $7.65 M | 10.75% | 0.26% |
| ROYAL BANK OF CANADA | 08/14/2026 | 460.55 K | $7.26 M | -7.22% | 0.25% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 338.27 K | $5.33 M | -23.57% | 0.18% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 335.89 K | $5.30 M | 3.86% | 0.18% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 329.09 K | $5.19 M | 100.00% | 0.18% |
| NEUBERGER BERMAN GROUP LLC | 08/13/2026 | 304.57 K | $4.80 M | 0.96% | 0.16% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 291.40 K | $4.60 M | -5.09% | 0.16% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 07/01/2026 | 276.18 K | $4.36 M | 1.04% | 0.15% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 274.00 K | $4.32 M | 56.84% | 0.15% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 264.22 K | $4.17 M | -31.26% | 0.14% |
| STATE STREET CORP | 08/07/2026 | 262.52 K | $4.14 M | 17.63% | 0.14% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 259.64 K | $4.09 M | 14.37% | 0.14% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 257.00 K | $4.05 M | 0.15% | 0.14% |
| CITIGROUP INC | 08/03/2026 | 250.00 K | $3.94 M | 0.00% | 0.13% |
| FJ CAPITAL MANAGEMENT LLC | 08/14/2026 | 249.04 K | $3.93 M | -10.31% | 0.13% |
| CITADEL ADVISORS LLC | 09/02/2026 | 238.80 K | $3.77 M | -14.81% | 0.13% |
| BALYASNY ASSET MANAGEMENT L.P. | 08/14/2026 | 232.70 K | $3.67 M | 53.15% | 0.13% |
| PNC FINANCIAL SERVICES GROUP, INC. | 08/07/2026 | 230.59 K | $3.64 M | -1.50% | 0.12% |
| CITADEL ADVISORS LLC | 09/02/2026 | 222.10 K | $3.50 M | -16.19% | 0.12% |
| JEFFERIES FINANCIAL GROUP INC. | 08/17/2026 | 220.00 K | $3.47 M | -25.75% | 0.12% |
| CERITY PARTNERS LLC | 08/14/2026 | 217.75 K | $3.43 M | 9.99% | 0.12% |
| NAVITER WEALTH, LLC | 08/07/2026 | 217.67 K | $3.43 M | 3.43% | 0.12% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 08/13/2026 | 211.48 K | $3.33 M | 14.57% | 0.11% |
| DENALI ADVISORS LLC | 08/10/2026 | 210.63 K | $3.32 M | -6.11% | 0.11% |
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Hercules Capital Inc institutional Ownership - FAQ's
During the previous two years, 512 institutional investors and hedge funds held shares of Hercules Capital Inc. The most heavily invested institutionals were:
VAN ECK ASSOCIATES CORP: 3.88 M
Sound Income Strategies, LLC: 3.67 M
CITADEL ADVISORS LLC: 2.94 M
UBS Group AG: 2.65 M
TWO SIGMA INVESTMENTS, LP: 2.27 M
LPL Financial LLC: 1.86 M
27.85% of Hercules Capital Inc stock is owned by institutional investors.
Institutional investors have bought a total of 63.25 M shares in the last 24 months. This purchase volume represents approximately $928.53 M in transactions.