Hercules Capital Inc Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| CUSTOM INDEX SYSTEMS, LLC | 04/29/2026 | 19.27 M | $28.47 K | 100.00% | 10.66% |
| SOUND INCOME STRATEGIES, LLC | 04/27/2026 | 3.38 M | $49.24 M | 25.11% | 1.87% |
| VAN ECK ASSOCIATES CORP | 05/15/2026 | 3.16 M | $46.73 M | -8.51% | 1.75% |
| UBS GROUP AG | 05/05/2026 | 2.49 M | $36.84 M | 49.17% | 1.38% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 2.32 M | $34.34 M | 43.82% | 1.29% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 05/15/2026 | 2.24 M | $33.02 M | 46.46% | 1.24% |
| LPL FINANCIAL LLC | 05/06/2026 | 1.80 M | $26.52 M | -1.52% | 0.99% |
| D. E. SHAW & CO., INC. | 05/15/2026 | 1.55 M | $22.88 M | 87.63% | 0.86% |
| LEGAL & GENERAL GROUP PLC | 05/08/2026 | 1.50 M | $22.14 M | 8.43% | 0.83% |
| MUZINICH & CO., INC. | 04/24/2026 | 1.35 M | $19.94 M | 1.07% | 0.75% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 1.34 M | $19.74 M | 292.89% | 0.74% |
| MORGAN STANLEY | 05/15/2026 | 1.26 M | $18.68 M | 13.50% | 0.70% |
| FRANKLIN RESOURCES INC | 05/13/2026 | 1.14 M | $16.77 M | 16.42% | 0.63% |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | 04/30/2026 | 1.03 M | $15.14 M | 0.65% | 0.57% |
| MILLENNIUM MANAGEMENT LLC | 05/15/2026 | 985.16 K | $14.55 M | -29.25% | 0.55% |
| TECTONIC ADVISORS LLC | 04/17/2026 | 893.10 K | $13.19 M | 17.55% | 0.49% |
| JPMORGAN CHASE & CO | 05/13/2026 | 878.60 K | $12.48 M | 174.38% | 0.49% |
| ADVISORS CAPITAL MANAGEMENT, LLC | 05/01/2026 | 856.22 K | $12.65 M | 3.38% | 0.47% |
| BLACKROCK, INC. | 05/13/2026 | 855.05 K | $12.63 M | -35.86% | 0.47% |
| CITADEL ADVISORS LLC | 05/15/2026 | 815.39 K | $12.04 M | 72.70% | 0.45% |
| PANORAMIC INVESTMENT ADVISORS, LLC | 05/07/2026 | 799.78 K | $11.81 M | 100.00% | 0.44% |
| MELIA WEALTH LLC | 05/08/2026 | 799.71 K | $11.81 M | -0.31% | 0.44% |
| ARES MANAGEMENT LLC | 05/15/2026 | 776.61 K | $11.47 M | 285.21% | 0.43% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 749.21 K | $11.07 M | 1.18% | 0.41% |
| GILMAN HILL ASSET MANAGEMENT, LLC | 04/08/2026 | 617.83 K | $9.13 M | 6.44% | 0.34% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 501.73 K | $7.41 M | -17.36% | 0.28% |
| ROYAL BANK OF CANADA | 05/15/2026 | 496.41 K | $7.33 M | -22.89% | 0.27% |
| HRT FINANCIAL LP | 05/14/2026 | 495.28 K | $7.32 M | 12.23% | 0.27% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 476.57 K | $7.04 M | -31.04% | 0.26% |
| BORDER TO COAST PENSIONS PARTNERSHIP LTD | 04/22/2026 | 475.00 K | $7.04 M | 18.75% | 0.26% |
| TREXQUANT INVESTMENT LP | 05/15/2026 | 470.54 K | $6.95 M | 16.79% | 0.26% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 442.57 K | $6.54 M | 2,007.98% | 0.24% |
| AMERIPRISE FINANCIAL INC | 05/15/2026 | 438.08 K | $6.47 M | 13.49% | 0.24% |
| ENGINEERS GATE MANAGER LP | 05/15/2026 | 391.97 K | $5.79 M | 195.41% | 0.22% |
| GOLDMAN SACHS GROUP INC | 05/15/2026 | 384.37 K | $5.68 M | 87.21% | 0.21% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 323.40 K | $4.78 M | 4.59% | 0.18% |
| ADVISORS ASSET MANAGEMENT, INC. | 05/15/2026 | 307.02 K | $4.53 M | -15.70% | 0.17% |
| NEUBERGER BERMAN GROUP LLC | 05/14/2026 | 301.67 K | $4.46 M | -0.39% | 0.17% |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 05/15/2026 | 301.17 K | $4.45 M | -57.44% | 0.17% |
| JEFFERIES FINANCIAL GROUP INC. | 05/08/2026 | 296.30 K | $4.38 M | 1,291.08% | 0.16% |
| CITADEL ADVISORS LLC | 05/15/2026 | 280.30 K | $4.14 M | 637.63% | 0.16% |
| FJ CAPITAL MANAGEMENT LLC | 05/15/2026 | 277.67 K | $4.10 M | 63.35% | 0.15% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 04/01/2026 | 273.34 K | $4.04 M | -5.68% | 0.15% |
| CITADEL ADVISORS LLC | 05/15/2026 | 265.00 K | $3.91 M | -58.55% | 0.15% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 256.62 K | $3.79 M | 19.34% | 0.14% |
| CITIGROUP INC | 05/11/2026 | 250.00 K | $3.69 M | 100.00% | 0.14% |
| BARCLAYS PLC | 05/15/2026 | 240.27 K | $3.55 M | 36.23% | 0.13% |
| PNC FINANCIAL SERVICES GROUP, INC. | 05/08/2026 | 234.09 K | $3.46 M | 0.01% | 0.13% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 227.01 K | $3.35 M | 10.51% | 0.13% |
| DENALI ADVISORS LLC | 05/08/2026 | 224.35 K | $3.31 M | -3.82% | 0.12% |
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Hercules Capital Inc institutional Ownership - FAQ's
During the previous two years, 506 institutional investors and hedge funds held shares of Hercules Capital Inc. The most heavily invested institutionals were:
CUSTOM INDEX SYSTEMS, LLC: 19.27 M
Sound Income Strategies, LLC: 3.38 M
VAN ECK ASSOCIATES CORP: 3.16 M
UBS Group AG: 2.49 M
TWO SIGMA INVESTMENTS, LP: 2.32 M
Qube Research & Technologies Ltd: 2.24 M
39.01% of Hercules Capital Inc stock is owned by institutional investors.
Institutional investors have bought a total of 81.50 M shares in the last 24 months. This purchase volume represents approximately $1.20 B in transactions.