First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 08/07/2026 | 2.00 M | $98.82 M | 11.88% | 5.19% |
| MORGAN STANLEY | 08/13/2026 | 1.70 M | $83.91 M | -9.18% | 4.40% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 796.92 K | $39.32 M | 4.31% | 2.06% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 778.49 K | $38.41 M | -13.98% | 2.02% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 616.21 K | $30.40 M | -11.38% | 1.60% |
| CAPITAL PERFORMANCE ADVISORS LLP | 08/14/2026 | 368.60 K | $18.19 M | -2.81% | 0.95% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 346.29 K | $17.09 M | 3.07% | 0.90% |
| TRUIST FINANCIAL CORP | 07/28/2026 | 310.85 K | $15.34 M | -16.70% | 0.80% |
| UBS GROUP AG | 08/13/2026 | 299.66 K | $14.79 M | -47.59% | 0.78% |
| CSENGE ADVISORY GROUP | 08/10/2026 | 261.88 K | $12.92 M | 3.79% | 0.68% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 261.02 K | $12.88 M | -4.24% | 0.68% |
| ROCKPORT WEALTH LLC | 07/27/2026 | 219.49 K | $10.83 M | -3.92% | 0.57% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 212.83 K | $10.50 M | -0.89% | 0.55% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 08/12/2026 | 179.90 K | $8.88 M | 22.04% | 0.47% |
| DELOS WEALTH ADVISORS, LLC | 08/14/2026 | 169.86 K | $8.38 M | 3.93% | 0.44% |
| PGIM CUSTOM HARVEST LLC | 08/13/2026 | 165.82 K | $8.18 M | -3.58% | 0.43% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 164.96 K | $8.14 M | -6.50% | 0.43% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 155.20 K | $7.66 M | 1.83% | 0.40% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 145.80 K | $7.19 M | -9.86% | 0.38% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 136.15 K | $6.72 M | -13.87% | 0.35% |
| ROYAL BANK OF CANADA | 08/14/2026 | 100.92 K | $4.98 M | 15.23% | 0.26% |
| FIDUCIARY ALLIANCE LLC | 07/20/2026 | 97.81 K | $4.83 M | 12.24% | 0.25% |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 08/14/2026 | 96.12 K | $4.74 M | 3.18% | 0.25% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 71.90 K | $3.55 M | 159.81% | 0.19% |
| EQUITABLE HOLDINGS, INC. | 08/17/2026 | 65.16 K | $3.21 M | -6.94% | 0.17% |
| MML INVESTORS SERVICES, LLC | 08/07/2026 | 55.16 K | $2.72 M | 102.41% | 0.14% |
| SIGMA PLANNING CORP | 08/07/2026 | 52.75 K | $2.60 M | 13.90% | 0.14% |
| BNP PARIBAS ARBITRAGE, SNC | 08/13/2026 | 50.43 K | $2.49 M | 1,207.02% | 0.13% |
| INTEGRATED WEALTH CONCEPTS LLC | 09/09/2026 | 46.02 K | $2.27 M | 13.40% | 0.12% |
| PKS ADVISORY SERVICES, LLC | 08/04/2026 | 39.11 K | $1.93 M | 2.55% | 0.10% |
| BENJAMIN EDWARDS INC | 07/24/2026 | 38.76 K | $1.91 M | -23.32% | 0.10% |
| CYNDEO WEALTH PARTNERS, LLC | 07/21/2026 | 38.60 K | $1.90 M | 10.49% | 0.10% |
| PROACTIVE WEALTH STRATEGIES LLC | 08/10/2026 | 35.80 K | $1.77 M | -0.26% | 0.09% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 33.28 K | $1.64 M | -23.87% | 0.09% |
| GATEWAY WEALTH PARTNERS, LLC | 08/04/2026 | 33.17 K | $1.64 M | 10.19% | 0.09% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 08/11/2026 | 32.75 K | $1.62 M | -24.55% | 0.08% |
| ARKADIOS WEALTH ADVISORS | 08/10/2026 | 32.38 K | $1.60 M | -1.75% | 0.08% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 31.89 K | $1.57 M | 439.11% | 0.08% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 30.03 K | $1.49 M | -4.29% | 0.08% |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | 07/20/2026 | 29.31 K | $1.45 M | 106.79% | 0.08% |
| REGAL INVESTMENT ADVISORS LLC | 08/14/2026 | 28.90 K | $1.43 M | -11.18% | 0.07% |
| AUSDAL FINANCIAL PARTNERS, INC. | 08/14/2026 | 28.88 K | $1.43 M | 4.42% | 0.07% |
| ASSET ALLOCATION STRATEGIES LLC | 08/17/2026 | 28.72 K | $1.42 M | -2.50% | 0.07% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 08/14/2026 | 28.11 K | $1.39 M | 13.07% | 0.07% |
| J.W. COLE ADVISORS, INC. | 07/21/2026 | 27.07 K | $1.34 M | 0.96% | 0.07% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 07/23/2026 | 27.06 K | $1.34 M | 1.14% | 0.07% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 26.75 K | $1.32 M | 8.23% | 0.07% |
| KOVACK ADVISORS, INC. | 07/29/2026 | 26.63 K | $1.31 M | 32.05% | 0.07% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 26.17 K | $1.29 M | -46.31% | 0.07% |
| QUANTINNO CAPITAL MANAGEMENT LP | 08/13/2026 | 26.04 K | $1.28 M | 4.21% | 0.07% |
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First Trust Utilities AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 284 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were:
LPL Financial LLC: 2 M
MORGAN STANLEY: 1.7 M
BANK OF AMERICA CORP /DE/: 796,922
WELLS FARGO & COMPANY/MN: 778,487
RAYMOND JAMES FINANCIAL INC: 616,213
CAPITAL PERFORMANCE ADVISORS LLP: 368,598
30.17% of First Trust Utilities AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 15.99 M shares in the last 24 months. This purchase volume represents approximately $800.86 M in transactions.