First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 02/13/2026 | 16.90 M | $760.72 M | 5.29% | 43.76% |
| MORGAN STANLEY | 02/13/2026 | 3.17 M | $142.78 M | 7.21% | 8.21% |
| LPL FINANCIAL LLC | 02/11/2026 | 1.71 M | $76.84 M | 8.52% | 4.42% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 1.67 M | $74.97 M | -11.66% | 4.31% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 969.16 K | $43.62 M | 3.94% | 2.51% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 871.50 K | $39.23 M | 1.15% | 2.26% |
| UBS GROUP AG | 01/29/2026 | 547.16 K | $24.63 M | 23.39% | 1.42% |
| NILSINE PARTNERS, LLC | 01/15/2026 | 499.97 K | $22.50 M | 3.19% | 1.29% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 466.24 K | $20.99 M | -12.19% | 1.21% |
| ADVISORY SERVICES NETWORK, LLC | 02/17/2026 | 417.99 K | $18.81 M | -7.60% | 1.08% |
| CAPITAL PERFORMANCE ADVISORS LLP | 01/27/2026 | 373.51 K | $16.81 M | 100.00% | 0.97% |
| WCG WEALTH ADVISORS LLC | 02/10/2026 | 371.68 K | $16.73 M | 172.52% | 0.96% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 365.29 K | $16.44 M | 4,366.74% | 0.95% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 326.54 K | $14.70 M | 4.37% | 0.85% |
| NEWSQUARE CAPITAL LLC | 02/17/2026 | 312.24 K | $14.05 M | -33.14% | 0.81% |
| TRUIST FINANCIAL CORP | 02/02/2026 | 306.98 K | $13.82 M | -0.88% | 0.79% |
| BENJAMIN EDWARDS INC | 02/02/2026 | 299.52 K | $13.48 M | -4.90% | 0.78% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 296.10 K | $13.33 M | 64.63% | 0.77% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 264.54 K | $11.91 M | 10.76% | 0.69% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 263.06 K | $11.84 M | 100.00% | 0.68% |
| CSENGE ADVISORY GROUP | 02/06/2026 | 243.28 K | $10.95 M | 3.70% | 0.63% |
| ROYAL BANK OF CANADA | 02/17/2026 | 222.88 K | $10.03 M | 7.21% | 0.58% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 178.77 K | $8.05 M | 13.21% | 0.46% |
| PGIM CUSTOM HARVEST LLC | 02/17/2026 | 172.22 K | $7.75 M | -5.47% | 0.45% |
| SUMMIT FINANCIAL, LLC | 02/13/2026 | 160.04 K | $7.20 M | 2.36% | 0.41% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 159.59 K | $7.18 M | -24.89% | 0.41% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 157.32 K | $7.08 M | 11.64% | 0.41% |
| DELOS WEALTH ADVISORS, LLC | 02/17/2026 | 155.51 K | $7.00 M | 1.78% | 0.40% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 143.28 K | $6.45 M | -14.82% | 0.37% |
| DAYMARK WEALTH PARTNERS, LLC | 01/12/2026 | 136.21 K | $6.13 M | -0.78% | 0.35% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 02/10/2026 | 133.72 K | $6.02 M | 15.60% | 0.35% |
| QUADRATURE CAPITAL LTD | 02/17/2026 | 133.32 K | $6.00 M | 100.00% | 0.35% |
| VESTMARK ADVISORY SOLUTIONS, INC. | 02/06/2026 | 127.89 K | $5.76 M | -2.23% | 0.33% |
| 01/26/2026 | 118.38 K | $5.33 M | -6.45% | 0.31% | |
| D.A. DAVIDSON & CO. | 01/29/2026 | 102.90 K | $4.63 M | 1.18% | 0.27% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 100.93 K | $4.54 M | -6.00% | 0.26% |
| PENSIONMARK FINANCIAL GROUP, LLC | 03/13/2026 | 99.23 K | $4.47 M | -6.59% | 0.26% |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 02/10/2026 | 92.70 K | $4.17 M | 1.51% | 0.24% |
| OPPENHEIMER & CO INC | 02/02/2026 | 92.45 K | $4.16 M | 14.19% | 0.24% |
| SIGMA PLANNING CORP | 01/30/2026 | 86.60 K | $3.90 M | -0.97% | 0.22% |
| GREENUP STREET WEALTH MANAGEMENT LLC | 01/22/2026 | 81.62 K | $3.71 M | 0.00% | 0.21% |
| ARKADIOS WEALTH ADVISORS | 02/13/2026 | 79.12 K | $3.56 M | 1,149.36% | 0.20% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 02/17/2026 | 67.20 K | $3.02 M | 92.29% | 0.17% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 66.94 K | $3.01 M | 16.69% | 0.17% |
| EQUITABLE HOLDINGS, INC. | 02/17/2026 | 64.60 K | $2.91 M | 8.70% | 0.17% |
| CWM, LLC | 01/26/2026 | 62.73 K | $2.82 M | -14.70% | 0.16% |
| FIDUCIARY ALLIANCE LLC | 01/22/2026 | 60.36 K | $2.72 M | 100.00% | 0.16% |
| MERIT FINANCIAL GROUP, LLC | 01/26/2026 | 57.40 K | $2.58 M | 100.00% | 0.15% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 03/17/2026 | 56.78 K | $2.56 M | -0.94% | 0.15% |
| PROACTIVE WEALTH STRATEGIES LLC | 02/05/2026 | 54.21 K | $2.44 M | -2.15% | 0.14% |
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First Trust Utilities AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 287 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were:
UBS Group AG: 571,796
TRUIST FINANCIAL CORP: 373,182
ENVESTNET ASSET MANAGEMENT INC: 272,594
Csenge Advisory Group: 252,320
Rockport Wealth LLC: 228,438
COMMONWEALTH EQUITY SERVICES, LLC: 161,741
91.87% of First Trust Utilities AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 39.49 M shares in the last 24 months. This purchase volume represents approximately $1.98 B in transactions.