First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 1.87 M | $92.86 M | -40.97% | 4.85% |
| LPL FINANCIAL LLC | 05/06/2026 | 1.79 M | $88.78 M | 4.86% | 4.64% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 904.98 K | $44.88 M | -45.67% | 2.34% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 764.02 K | $37.89 M | -12.33% | 1.98% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 695.32 K | $34.48 M | -28.26% | 1.80% |
| UBS GROUP AG | 05/05/2026 | 571.80 K | $28.36 M | 4.50% | 1.48% |
| CAPITAL PERFORMANCE ADVISORS LLP | 05/07/2026 | 379.26 K | $18.81 M | 1.54% | 0.98% |
| TRUIST FINANCIAL CORP | 04/27/2026 | 373.18 K | $18.51 M | 21.57% | 0.97% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 349.70 K | $17.34 M | 100.00% | 0.91% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 335.97 K | $16.66 M | 13.47% | 0.87% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 272.59 K | $13.52 M | 52.49% | 0.71% |
| CSENGE ADVISORY GROUP | 04/30/2026 | 252.32 K | $12.51 M | 3.72% | 0.65% |
| ROCKPORT WEALTH LLC | 05/05/2026 | 228.44 K | $11.33 M | 3,195.89% | 0.59% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 214.75 K | $10.65 M | -34.24% | 0.56% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 176.42 K | $8.75 M | -33.31% | 0.46% |
| PGIM CUSTOM HARVEST LLC | 05/13/2026 | 171.98 K | $8.53 M | -0.14% | 0.45% |
| DELOS WEALTH ADVISORS, LLC | 05/14/2026 | 163.44 K | $8.11 M | 5.10% | 0.42% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 161.74 K | $8.02 M | 1.35% | 0.42% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 158.07 K | $7.84 M | 0.48% | 0.41% |
| SUMMIT FINANCIAL, LLC | 05/15/2026 | 156.47 K | $7.76 M | -2.23% | 0.41% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 152.41 K | $7.56 M | 6.37% | 0.39% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 05/07/2026 | 147.40 K | $7.31 M | 10.23% | 0.38% |
| VIRTUE CAPITAL MANAGEMENT, LLC | 05/07/2026 | 143.00 K | $7.07 M | 100.00% | 0.37% |
| 05/04/2026 | 122.27 K | $6.06 M | 3.29% | 0.32% | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 05/11/2026 | 93.16 K | $4.62 M | 0.49% | 0.24% |
| ROYAL BANK OF CANADA | 05/15/2026 | 87.58 K | $4.34 M | -60.70% | 0.23% |
| FIDUCIARY ALLIANCE LLC | 04/20/2026 | 87.14 K | $4.34 M | 44.38% | 0.23% |
| WRIGHT FUND MANAGEMENT, LLC | 04/16/2026 | 85.90 K | $4.26 M | 100.00% | 0.22% |
| OPPENHEIMER & CO INC | 04/24/2026 | 71.23 K | $3.53 M | -22.96% | 0.18% |
| EQUITABLE HOLDINGS, INC. | 05/15/2026 | 70.02 K | $3.15 M | 8.39% | 0.18% |
| BRENDEL FINANCIAL ADVISORS LLC | 04/15/2026 | 61.62 K | $3.06 M | 100.00% | 0.16% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 05/15/2026 | 58.77 K | $2.91 M | -12.54% | 0.15% |
| MERIT FINANCIAL GROUP, LLC | 04/15/2026 | 53.03 K | $2.63 M | -7.61% | 0.14% |
| BENJAMIN EDWARDS INC | 05/12/2026 | 50.54 K | $2.51 M | -83.13% | 0.13% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 48.74 K | $2.42 M | -27.18% | 0.13% |
| SIGMA PLANNING CORP | 05/04/2026 | 46.32 K | $2.30 M | -46.52% | 0.12% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 45.04 K | $2.23 M | 148.05% | 0.12% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 43.72 K | $2.17 M | -90.62% | 0.11% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 05/15/2026 | 43.41 K | $2.15 M | 100.00% | 0.11% |
| INTEGRATED WEALTH CONCEPTS LLC | 05/15/2026 | 40.58 K | $2.01 M | 100.00% | 0.11% |
| QUADRATURE CAPITAL LTD | 05/15/2026 | 39.15 K | $1.94 M | -70.64% | 0.10% |
| PKS ADVISORY SERVICES, LLC | 05/13/2026 | 38.14 K | $1.89 M | 6.59% | 0.10% |
| PROACTIVE WEALTH STRATEGIES LLC | 04/29/2026 | 35.89 K | $1.78 M | -33.80% | 0.09% |
| CYNDEO WEALTH PARTNERS, LLC | 04/13/2026 | 34.93 K | $1.73 M | 8.63% | 0.09% |
| MUTUAL ADVISORS, LLC | 05/04/2026 | 33.83 K | $1.68 M | 100.00% | 0.09% |
| ARKADIOS WEALTH ADVISORS | 05/18/2026 | 32.95 K | $1.63 M | -58.35% | 0.09% |
| REGAL INVESTMENT ADVISORS LLC | 05/14/2026 | 32.53 K | $1.61 M | 6.16% | 0.08% |
| WCG WEALTH ADVISORS LLC | 05/12/2026 | 32.29 K | $1.60 M | -91.31% | 0.08% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 04/08/2026 | 31.38 K | $1.58 M | -0.83% | 0.08% |
| GATEWAY WEALTH PARTNERS, LLC | 05/15/2026 | 30.10 K | $1.49 M | 559.02% | 0.08% |
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First Trust Utilities AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 280 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 1.87 M
LPL Financial LLC: 1.79 M
WELLS FARGO & COMPANY/MN: 904,981
BANK OF AMERICA CORP /DE/: 764,016
RAYMOND JAMES FINANCIAL INC: 695,324
UBS Group AG: 571,796
34.03% of First Trust Utilities AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 17.34 M shares in the last 24 months. This purchase volume represents approximately $868.35 M in transactions.