First Trust Financials AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 02/13/2026 | 12.68 M | $765.42 M | -4.13% | 35.33% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 2.42 M | $146.20 M | -1.36% | 6.75% |
| MORGAN STANLEY | 02/13/2026 | 2.12 M | $127.67 M | -16.34% | 5.89% |
| LPL FINANCIAL LLC | 02/11/2026 | 1.20 M | $72.13 M | -7.46% | 3.41% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 1.01 M | $61.02 M | -11.11% | 2.84% |
| UBS GROUP AG | 01/29/2026 | 508.72 K | $30.70 M | 2.81% | 1.42% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 474.72 K | $28.65 M | -0.64% | 1.32% |
| AMERIPRISE FINANCIAL INC | 02/17/2026 | 380.11 K | $22.95 M | 17.39% | 1.07% |
| NILSINE PARTNERS, LLC | 01/15/2026 | 366.05 K | $22.09 M | 4.97% | 1.04% |
| ADVISORY SERVICES NETWORK, LLC | 02/17/2026 | 333.01 K | $20.10 M | -4.33% | 0.93% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 329.47 K | $19.88 M | -12.34% | 0.92% |
| WCG WEALTH ADVISORS LLC | 02/10/2026 | 294.89 K | $17.80 M | 180.76% | 0.84% |
| CAPITAL PERFORMANCE ADVISORS LLP | 01/27/2026 | 253.73 K | $15.31 M | 100.00% | 0.72% |
| ROYAL BANK OF CANADA | 02/17/2026 | 252.73 K | $15.25 M | -20.33% | 0.70% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 243.33 K | $14.68 M | -15.40% | 0.68% |
| NEWSQUARE CAPITAL LLC | 02/17/2026 | 242.39 K | $14.63 M | -33.15% | 0.68% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 222.26 K | $13.41 M | 1.56% | 0.62% |
| D.A. DAVIDSON & CO. | 01/29/2026 | 194.38 K | $11.73 M | -24.21% | 0.55% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 182.26 K | $11.01 M | -8.51% | 0.51% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 176.73 K | $10.67 M | -1.54% | 0.51% |
| BENJAMIN EDWARDS INC | 02/02/2026 | 171.23 K | $10.34 M | -10.05% | 0.49% |
| SUMMIT FINANCIAL, LLC | 02/13/2026 | 166.87 K | $10.07 M | 1.41% | 0.47% |
| 02/13/2026 | 155.36 K | $9.38 M | 100.00% | 0.43% | |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 152.94 K | $9.23 M | -8.40% | 0.43% |
| TRADEWELL SECURITIES, LLC. | 02/09/2026 | 133.51 K | $8.06 M | 12.12% | 0.38% |
| DAYMARK WEALTH PARTNERS, LLC | 01/12/2026 | 134.06 K | $8.09 M | 0.98% | 0.38% |
| HARBOUR INVESTMENTS, INC. | 02/09/2026 | 124.94 K | $7.54 M | -5.08% | 0.36% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 117.72 K | $7.10 M | -12.15% | 0.33% |
| SFI ADVISORS, LLC | 02/11/2026 | 114.03 K | $6.88 M | -1.82% | 0.33% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 112.41 K | $6.78 M | -11.56% | 0.32% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 98.77 K | $5.96 M | -13.28% | 0.28% |
| MONUMENT CAPITAL MANAGEMENT | 01/26/2026 | 92.44 K | $5.58 M | 4.29% | 0.26% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 03/17/2026 | 93.79 K | $5.66 M | -0.22% | 0.26% |
| TRUIST FINANCIAL CORP | 02/02/2026 | 91.12 K | $5.50 M | -6.56% | 0.26% |
| PENSIONMARK FINANCIAL GROUP, LLC | 03/13/2026 | 92.16 K | $5.56 M | -4.57% | 0.26% |
| MML INVESTORS SERVICES, LLC | 02/13/2026 | 79.98 K | $4.83 M | 5.29% | 0.23% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 74.05 K | $4.47 M | 260.40% | 0.21% |
| HIGHTOWER ADVISORS, LLC | 02/06/2026 | 69.18 K | $4.17 M | -1.20% | 0.20% |
| GREENUP STREET WEALTH MANAGEMENT LLC | 01/23/2026 | 62.36 K | $3.76 M | -0.52% | 0.18% |
| TWO SIGMA INVESTMENTS, LP | 02/17/2026 | 61.80 K | $3.73 M | -40.86% | 0.17% |
| CWM, LLC | 01/26/2026 | 56.89 K | $3.43 M | -13.69% | 0.16% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 56.66 K | $3.42 M | -0.90% | 0.16% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 53.07 K | $3.20 M | 3.92% | 0.15% |
| VESTMARK ADVISORY SOLUTIONS, INC. | 02/06/2026 | 51.52 K | $3.11 M | -71.44% | 0.15% |
| ARKADIOS WEALTH ADVISORS | 02/13/2026 | 51.81 K | $3.13 M | 100.00% | 0.14% |
| WESTERN WEALTH MANAGEMENT, LLC | 02/05/2026 | 50.56 K | $3.05 M | 33.55% | 0.14% |
| GOLDMAN SACHS GROUP INC | 03/25/2026 | 50.44 K | $3.04 M | 0.88% | 0.14% |
| PROSPERA FINANCIAL SERVICES INC | 02/09/2026 | 44.54 K | $2.69 M | 0.11% | 0.13% |
| B. RILEY WEALTH ADVISORS, INC. | 02/17/2026 | 44.61 K | $2.69 M | 7.35% | 0.12% |
| PROACTIVE WEALTH STRATEGIES LLC | 02/05/2026 | 40.33 K | $2.43 M | -0.64% | 0.11% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
First Trust Financials AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 326 institutional investors and hedge funds held shares of First Trust Financials AlphaDEX Fund. The most heavily invested institutionals were:
UBS Group AG: 405,597
COMMONWEALTH EQUITY SERVICES, LLC: 214,699
Janney Montgomery Scott LLC: 160,915
D.A. DAVIDSON & CO.: 153,463
TradeWell Securities, LLC.: 149,308
ENVESTNET ASSET MANAGEMENT INC: 136,379
79.17% of First Trust Financials AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 40.70 M shares in the last 24 months. This purchase volume represents approximately $2.34 B in transactions.