First Trust Financials AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 1.83 M | $102.97 M | -24.35% | 5.05% |
| MORGAN STANLEY | 05/15/2026 | 1.56 M | $87.84 M | -26.10% | 4.31% |
| LPL FINANCIAL LLC | 05/06/2026 | 1.02 M | $57.06 M | -15.04% | 2.80% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 897.36 K | $50.42 M | -11.24% | 2.47% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 467.38 K | $26.26 M | -1.55% | 1.29% |
| UBS GROUP AG | 05/05/2026 | 405.60 K | $22.79 M | -20.27% | 1.12% |
| WCG WEALTH ADVISORS LLC | 05/12/2026 | 303.82 K | $17.07 M | 3.03% | 0.84% |
| AMERIPRISE FINANCIAL INC | 05/15/2026 | 285.05 K | $16.01 M | -25.01% | 0.79% |
| CAPITAL PERFORMANCE ADVISORS LLP | 05/07/2026 | 252.88 K | $14.21 M | -0.33% | 0.70% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 252.10 K | $14.17 M | 3.60% | 0.69% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 214.70 K | $12.06 M | -3.40% | 0.59% |
| ROYAL BANK OF CANADA | 05/15/2026 | 212.09 K | $11.92 M | -16.08% | 0.58% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 204.10 K | $11.47 M | 230.26% | 0.56% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 160.92 K | $9.04 M | -8.95% | 0.44% |
| 04/29/2026 | 153.58 K | $8.63 M | -1.14% | 0.42% | |
| D.A. DAVIDSON & CO. | 05/05/2026 | 153.46 K | $8.62 M | -21.05% | 0.42% |
| TRADEWELL SECURITIES, LLC. | 04/13/2026 | 149.31 K | $8.37 M | 11.83% | 0.41% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 136.38 K | $7.66 M | -10.83% | 0.38% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 107.32 K | $6.03 M | -4.53% | 0.30% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 104.68 K | $5.88 M | -11.07% | 0.29% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 100.44 K | $5.65 M | -44.89% | 0.28% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 05/14/2026 | 99.35 K | $5.58 M | 5.93% | 0.27% |
| BENJAMIN EDWARDS INC | 05/12/2026 | 98.35 K | $5.53 M | -42.56% | 0.27% |
| TRUIST FINANCIAL CORP | 04/27/2026 | 83.62 K | $4.70 M | -8.24% | 0.23% |
| PROACTIVE WEALTH STRATEGIES LLC | 04/29/2026 | 77.43 K | $4.35 M | 91.98% | 0.21% |
| SFI ADVISORS, LLC | 05/05/2026 | 72.11 K | $4.05 M | -36.76% | 0.20% |
| PENSIONMARK FINANCIAL GROUP, LLC | 04/27/2026 | 69.62 K | $3.91 M | -24.45% | 0.19% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 69.21 K | $3.89 M | 0.04% | 0.19% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 65.23 K | $3.67 M | -11.91% | 0.18% |
| CITADEL ADVISORS LLC | 05/15/2026 | 62.11 K | $3.49 M | 113.85% | 0.17% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 61.98 K | $3.48 M | -81.19% | 0.17% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 55.54 K | $3.12 M | -1.98% | 0.15% |
| WESTERN WEALTH MANAGEMENT, LLC | 06/18/2026 | 50.01 K | $2.81 M | -1.09% | 0.14% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 49.75 K | $2.80 M | -6.25% | 0.14% |
| MML INVESTORS SERVICES, LLC | 05/04/2026 | 45.76 K | $2.57 M | -42.79% | 0.13% |
| PROSPERA FINANCIAL SERVICES INC | 04/14/2026 | 42.96 K | $2.42 M | -3.55% | 0.12% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 05/15/2026 | 42.36 K | $2.38 M | 1,029.63% | 0.12% |
| DAYMARK WEALTH PARTNERS, LLC | 05/11/2026 | 41.99 K | $2.36 M | -68.68% | 0.12% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 41.91 K | $2.28 M | 11.34% | 0.12% |
| WAVERLY ADVISORS, LLC | 05/15/2026 | 40.49 K | $2.28 M | -0.86% | 0.11% |
| CHOICE WEALTH ADVISORS, LLC | 04/09/2026 | 40.43 K | $2.27 M | 0.82% | 0.11% |
| MERCER GLOBAL ADVISORS INC /ADV | 05/15/2026 | 39.62 K | $2.23 M | 37.17% | 0.11% |
| 04/28/2026 | 38.48 K | $2.16 M | -2.99% | 0.11% | |
| GENESEE CAPITAL ADVISORS, LLC | 04/22/2026 | 35.95 K | $2.02 M | -0.13% | 0.10% |
| 04/22/2026 | 33.19 K | $1.86 M | -0.70% | 0.09% | |
| CREATIVEONE WEALTH, LLC | 05/15/2026 | 32.42 K | $1.82 M | 4.62% | 0.09% |
| PLOTKIN FINANCIAL ADVISORS, LLC | 05/11/2026 | 32.32 K | $1.82 M | -3.96% | 0.09% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 04/21/2026 | 32.29 K | $1.81 M | -5.03% | 0.09% |
| PACIFIC SUN FINANCIAL CORP | 05/08/2026 | 32.03 K | $1.80 M | 2.30% | 0.09% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 31.90 K | $1.79 M | -74.47% | 0.09% |
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First Trust Financials AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 321 institutional investors and hedge funds held shares of First Trust Financials AlphaDEX Fund. The most heavily invested institutionals were:
WELLS FARGO & COMPANY/MN: 1.83 M
MORGAN STANLEY: 1.56 M
LPL Financial LLC: 1.02 M
RAYMOND JAMES FINANCIAL INC: 897,360
BANK OF AMERICA CORP /DE/: 467,381
UBS Group AG: 405,597
32.45% of First Trust Financials AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 24.59 M shares in the last 24 months. This purchase volume represents approximately $1.41 B in transactions.