First Trust Financials AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 1.80 M | $112.66 M | -1.57% | 4.97% |
| MORGAN STANLEY | 08/13/2026 | 1.38 M | $86.22 M | -11.70% | 3.80% |
| LPL FINANCIAL LLC | 08/07/2026 | 973.10 K | $60.78 M | -4.17% | 2.68% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 882.64 K | $55.13 M | -1.64% | 2.43% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 451.82 K | $28.22 M | -3.33% | 1.25% |
| UBS GROUP AG | 08/13/2026 | 360.78 K | $22.53 M | -11.05% | 0.99% |
| WCG WEALTH ADVISORS LLC | 08/14/2026 | 325.00 K | $20.30 M | 6.97% | 0.90% |
| CAPITAL PERFORMANCE ADVISORS LLP | 08/14/2026 | 245.10 K | $15.31 M | -3.08% | 0.68% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 212.25 K | $13.26 M | -15.81% | 0.59% |
| AMERIPRISE FINANCIAL INC | 08/14/2026 | 199.65 K | $12.47 M | -29.96% | 0.55% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 193.07 K | $12.06 M | -10.07% | 0.53% |
| TRADEWELL SECURITIES, LLC. | 07/28/2026 | 161.35 K | $10.08 M | 8.07% | 0.44% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 158.13 K | $9.88 M | -1.73% | 0.44% |
| PERRYMAN FINANCIAL ADVISORY INC /AD | 07/24/2026 | 156.42 K | $9.77 M | 1.85% | 0.43% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 145.72 K | $9.10 M | -5.05% | 0.40% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 127.76 K | $7.98 M | -6.32% | 0.35% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 105.89 K | $6.61 M | -1.33% | 0.29% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 103.68 K | $6.48 M | -0.96% | 0.29% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 97.30 K | $6.08 M | -3.12% | 0.27% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 94.67 K | $5.91 M | -4.71% | 0.26% |
| ROYAL BANK OF CANADA | 08/14/2026 | 79.70 K | $4.98 M | -62.42% | 0.22% |
| PROACTIVE WEALTH STRATEGIES LLC | 08/10/2026 | 71.57 K | $4.47 M | -7.56% | 0.20% |
| SFI ADVISORS, LLC | 07/27/2026 | 71.13 K | $4.44 M | -1.37% | 0.20% |
| TRUIST FINANCIAL CORP | 07/28/2026 | 70.87 K | $4.43 M | -15.25% | 0.20% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 70.20 K | $4.38 M | -65.61% | 0.19% |
| PENSIONMARK FINANCIAL GROUP, LLC | 08/14/2026 | 69.62 K | $3.91 M | 0.00% | 0.19% |
| HIGHTOWER ADVISORS, LLC | 08/05/2026 | 67.62 K | $4.22 M | -2.29% | 0.19% |
| MML INVESTORS SERVICES, LLC | 08/07/2026 | 62.71 K | $3.92 M | 37.04% | 0.17% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 51.14 K | $3.19 M | 2.80% | 0.14% |
| WESTERN WEALTH MANAGEMENT, LLC | 08/14/2026 | 50.42 K | $3.15 M | 0.82% | 0.14% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 49.16 K | $3.07 M | -11.49% | 0.14% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 45.53 K | $2.85 M | 8.64% | 0.13% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 44.83 K | $2.80 M | -27.67% | 0.12% |
| DAYMARK WEALTH PARTNERS, LLC | 07/31/2026 | 43.19 K | $2.70 M | 2.84% | 0.12% |
| CHOICE WEALTH ADVISORS, LLC | 07/09/2026 | 40.45 K | $2.53 M | 0.06% | 0.11% |
| WAVERLY ADVISORS, LLC | 08/14/2026 | 40.33 K | $2.52 M | -0.40% | 0.11% |
| BENJAMIN EDWARDS INC | 07/24/2026 | 38.53 K | $2.41 M | -60.83% | 0.11% |
| PEAK PLANNING GROUP, LLC | 08/12/2026 | 33.12 K | $2.07 M | -0.20% | 0.09% |
| PALLER FINANCIAL SERVICES INC | 07/07/2026 | 32.99 K | $2.06 M | -14.28% | 0.09% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 07/27/2026 | 32.85 K | $2.05 M | 1.71% | 0.09% |
| CREATIVEONE WEALTH, LLC | 08/13/2026 | 32.41 K | $2.02 M | -0.04% | 0.09% |
| PROSPERA FINANCIAL SERVICES INC | 07/15/2026 | 31.43 K | $1.97 M | -26.83% | 0.09% |
| CYNDEO WEALTH PARTNERS, LLC | 07/21/2026 | 31.20 K | $1.95 M | 17.03% | 0.09% |
| PACIFIC SUN FINANCIAL CORP | 08/10/2026 | 29.33 K | $1.83 M | -8.43% | 0.08% |
| PLOTKIN FINANCIAL ADVISORS, LLC | 08/14/2026 | 28.59 K | $1.79 M | -11.54% | 0.08% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 08/19/2026 | 28.02 K | $1.75 M | -2.09% | 0.08% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/22/2026 | 27.94 K | $1.77 M | 6.95% | 0.08% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 27.73 K | $1.73 M | -3.38% | 0.08% |
| MERCER GLOBAL ADVISORS INC /ADV | 08/19/2026 | 26.91 K | $1.68 M | -32.07% | 0.07% |
| CRUMLY & ASSOCIATES INC. | 07/08/2026 | 25.84 K | $1.61 M | -2.89% | 0.07% |
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First Trust Financials AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 323 institutional investors and hedge funds held shares of First Trust Financials AlphaDEX Fund. The most heavily invested institutionals were:
WELLS FARGO & COMPANY/MN: 1.8 M
MORGAN STANLEY: 1.38 M
LPL Financial LLC: 973,096
RAYMOND JAMES FINANCIAL INC: 882,643
BANK OF AMERICA CORP /DE/: 451,816
UBS Group AG: 360,777
29.38% of First Trust Financials AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 23.73 M shares in the last 24 months. This purchase volume represents approximately $1.36 B in transactions.