First Trust Energy AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 08/13/2026 | 1.57 M | $31.82 M | -44.65% | 10.51% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 1.48 M | $29.97 M | -7.67% | 9.90% |
| LPL FINANCIAL LLC | 08/07/2026 | 1.18 M | $23.84 M | -17.56% | 7.87% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 823.64 K | $16.66 M | 28.67% | 5.50% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 08/14/2026 | 599.54 K | $12.13 M | 59,954,000.00% | 4.01% |
| SUMMIT FINANCIAL, LLC | 08/12/2026 | 519.97 K | $10.52 M | 233.30% | 3.47% |
| ROYAL BANK OF CANADA | 08/14/2026 | 515.81 K | $10.44 M | 58.57% | 3.45% |
| UBS GROUP AG | 08/13/2026 | 327.24 K | $6.62 M | -41.90% | 2.19% |
| VIRTUE CAPITAL MANAGEMENT, LLC | 08/05/2026 | 302.86 K | $6.13 M | -15.28% | 2.02% |
| BENJAMIN EDWARDS INC | 07/24/2026 | 267.08 K | $5.40 M | 197.71% | 1.78% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 244.89 K | $4.95 M | -56.59% | 1.64% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 244.64 K | $4.95 M | 518.69% | 1.63% |
| D. E. SHAW & CO., INC. | 08/14/2026 | 219.72 K | $4.44 M | 100.00% | 1.47% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 08/11/2026 | 219.00 K | $4.43 M | 655.86% | 1.46% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 201.14 K | $4.07 M | 87.38% | 1.34% |
| GREENUP STREET WEALTH MANAGEMENT LLC | 07/27/2026 | 190.70 K | $3.86 M | 100.00% | 1.27% |
| INDEPENDENT ADVISOR ALLIANCE | 08/12/2026 | 188.50 K | $3.81 M | -33.87% | 1.26% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 150.98 K | $3.05 M | -56.98% | 1.01% |
| GTS SECURITIES LLC | 08/14/2026 | 150.19 K | $3.04 M | 100.00% | 1.00% |
| CRUMLY & ASSOCIATES INC. | 07/08/2026 | 140.85 K | $2.85 M | -27.10% | 0.94% |
| EQUITABLE HOLDINGS, INC. | 08/17/2026 | 138.61 K | $2.80 M | 291.94% | 0.93% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 133.96 K | $2.71 M | -30.99% | 0.90% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 120.43 K | $2.44 M | -82.39% | 0.80% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 118.68 K | $2.40 M | 13.09% | 0.79% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 115.60 K | $2.34 M | 2.34% | 0.77% |
| HIGHTOWER ADVISORS, LLC | 08/05/2026 | 111.34 K | $2.25 M | -2.26% | 0.74% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 106.83 K | $2.16 M | -4.01% | 0.71% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 94.89 K | $1.92 M | 4.14% | 0.63% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 81.28 K | $1.64 M | 100.00% | 0.54% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 80.04 K | $1.62 M | -22.23% | 0.53% |
| CITADEL ADVISORS LLC | 09/02/2026 | 76.75 K | $1.55 M | -30.24% | 0.51% |
| MARSHALL WACE, LLP | 08/13/2026 | 70.11 K | $1.42 M | 100.00% | 0.47% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 67.34 K | $1.36 M | 239.54% | 0.45% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 67.10 K | $1.36 M | 3.76% | 0.45% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 65.00 K | $1.32 M | -39.70% | 0.43% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 46.53 K | $941.36 K | -8.98% | 0.31% |
| ONEASCENT FINANCIAL SERVICES LLC | 08/11/2026 | 45.86 K | $927.82 K | -0.34% | 0.31% |
| KOVACK ADVISORS, INC. | 07/29/2026 | 44.10 K | $882.53 K | -1.36% | 0.29% |
| KESLER, NORMAN & WRIDE, LLC | 07/23/2026 | 43.51 K | $880.28 K | 0.30% | 0.29% |
| JPMORGAN CHASE & CO | 08/12/2026 | 41.81 K | $847.14 K | 272.96% | 0.28% |
| TRUIST FINANCIAL CORP | 07/28/2026 | 41.58 K | $841.25 K | 68.84% | 0.28% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 35.42 K | $719.41 K | 21.90% | 0.24% |
| PROSPERA FINANCIAL SERVICES INC | 07/15/2026 | 34.81 K | $704.16 K | -8.66% | 0.23% |
| FLOW TRADERS U.S. LLC | 08/14/2026 | 34.28 K | $694.00 K | 100.00% | 0.23% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 33.61 K | $679.85 K | -78.23% | 0.22% |
| COASTAL INVESTMENT ADVISORS, INC. | 07/20/2026 | 31.63 K | $639.81 K | -3.03% | 0.21% |
| CENTAURUS FINANCIAL, INC. | 08/17/2026 | 31.24 K | $632.00 K | 9.91% | 0.21% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 27.44 K | $555.03 K | -89.07% | 0.18% |
| GLOBAL ASSETS ADVISORY, LLC | 07/27/2026 | 27.17 K | $545.73 K | 100.00% | 0.18% |
| TUDOR FINANCIAL INC. | 08/10/2026 | 24.24 K | $490.32 K | 100.00% | 0.16% |
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First Trust Energy AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 212 institutional investors and hedge funds held shares of First Trust Energy AlphaDEX Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 1.57 M
WELLS FARGO & COMPANY/MN: 1.48 M
LPL Financial LLC: 1.18 M
RAYMOND JAMES FINANCIAL INC: 823,638
Qube Research & Technologies Ltd: 599,541
Summit Financial, LLC: 519,974
80.78% of First Trust Energy AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 25.19 M shares in the last 24 months. This purchase volume represents approximately $516.65 M in transactions.