First Trust Dow Jones Select Microcap Index Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 05/06/2026 | 214.37 K | $17.60 M | 26.82% | 8.20% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 05/04/2026 | 192.07 K | $16.83 M | 0.83% | 7.34% |
| PRIVATE ADVISORY GROUP LLC | 05/08/2026 | 189.34 K | $15.54 M | -0.87% | 7.24% |
| ARKANSAS FINANCIAL GROUP, INC. | 04/13/2026 | 164.64 K | $14.12 M | -5.07% | 6.30% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 139.41 K | $11.44 M | 1.33% | 5.33% |
| MORGAN STANLEY | 05/15/2026 | 94.51 K | $7.76 M | -1.19% | 3.61% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 81.79 K | $6.71 M | 5.71% | 3.13% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 55.87 K | $4.59 M | 0.47% | 2.14% |
| HB WEALTH MANAGEMENT, LLC | 04/27/2026 | 45.00 K | $3.69 M | 0.00% | 1.72% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 05/15/2026 | 42.82 K | $3.52 M | -4.87% | 1.64% |
| EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT | 05/04/2026 | 35.82 K | $2.94 M | -1.15% | 1.37% |
| KENDALL CAPITAL MANAGEMENT | 04/24/2026 | 24.31 K | $2.00 M | 9.45% | 0.93% |
| CITADEL ADVISORS LLC | 05/15/2026 | 21.32 K | $1.75 M | 130.27% | 0.82% |
| WESCAP MANAGEMENT GROUP, INC. | 05/12/2026 | 19.60 K | $1.61 M | -1.92% | 0.75% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 18.77 K | $1.52 M | 26.18% | 0.72% |
| 05/08/2026 | 15.46 K | $1.27 M | -3.68% | 0.59% | |
| URBAN FINANCIAL ADVISORY CORP | 05/08/2026 | 14.84 K | $1.22 M | 20.49% | 0.57% |
| 04/15/2026 | 14.44 K | $1.26 M | -3.66% | 0.55% | |
| NOBLE FAMILY WEALTH, LLC | 04/23/2026 | 14.21 K | $1.17 M | -4.93% | 0.54% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 13.09 K | $1.07 M | -24.25% | 0.50% |
| TEXAS YALE CAPITAL CORP. | 05/04/2026 | 12.82 K | $1.05 M | 0.59% | 0.49% |
| ENVISION FINANCIAL LLC | 04/16/2026 | 12.43 K | $1.02 M | -13.43% | 0.48% |
| UBS GROUP AG | 05/05/2026 | 11.92 K | $978.62 K | -1.52% | 0.46% |
| ALLWORTH FINANCIAL LP | 05/15/2026 | 11.41 K | $936.82 K | -3.11% | 0.44% |
| SANCTUARY ADVISORS, LLC | 05/05/2026 | 11.27 K | $924.99 K | 30.07% | 0.43% |
| CAMELOT PORTFOLIOS, LLC | 05/08/2026 | 10.80 K | $886.24 K | -23.21% | 0.41% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 10.70 K | $878.32 K | 72.58% | 0.41% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 10.62 K | $871.93 K | -0.69% | 0.41% |
| FIFTH THIRD SECURITIES, INC. | 04/15/2026 | 9.74 K | $799.10 K | -0.10% | 0.37% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 9.54 K | $783.28 K | -28.94% | 0.36% |
| 05/12/2026 | 9.16 K | $751.61 K | 2.02% | 0.35% | |
| APOLLON WEALTH MANAGEMENT, LLC | 04/22/2026 | 8.97 K | $736.39 K | -2.88% | 0.34% |
| SMITH, MOORE & CO. | 05/05/2026 | 8.86 K | $727.40 K | 1.70% | 0.34% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 8.51 K | $698.42 K | -22.47% | 0.33% |
| PACIFIC SUN FINANCIAL CORP | 05/08/2026 | 8.10 K | $664.48 K | 0.25% | 0.31% |
| MARINER, LLC | 05/13/2026 | 7.85 K | $643.96 K | -27.93% | 0.30% |
| MERCER GLOBAL ADVISORS INC /ADV | 05/15/2026 | 7.79 K | $639.69 K | 10.26% | 0.30% |
| AUSDAL FINANCIAL PARTNERS, INC. | 05/12/2026 | 7.70 K | $632.39 K | 0.03% | 0.29% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 6.84 K | $561.38 K | 62.22% | 0.26% |
| CAPTRUST FINANCIAL ADVISORS | 05/15/2026 | 6.19 K | $508.44 K | 0.00% | 0.24% |
| 05/08/2026 | 6.16 K | $505.75 K | 100.00% | 0.24% | |
| WAGNER WEALTH MANAGEMENT, LLC | 04/24/2026 | 5.78 K | $474.64 K | -0.07% | 0.22% |
| GLADSTONE INSTITUTIONAL ADVISORY LLC | 05/14/2026 | 5.18 K | $425.45 K | 100.00% | 0.20% |
| ARKADIOS WEALTH ADVISORS | 05/18/2026 | 5.13 K | $420.70 K | 100.00% | 0.20% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 5.12 K | $420.61 K | -2.08% | 0.20% |
| GEMMER ASSET MANAGEMENT LLC | 04/23/2026 | 4.54 K | $372.97 K | 0.29% | 0.17% |
| ROYAL BANK OF CANADA | 05/15/2026 | 4.08 K | $335.00 K | -37.35% | 0.16% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 4.07 K | $334.00 K | 59.98% | 0.16% |
| BROWN ADVISORY INC | 05/15/2026 | 3.77 K | $309.46 K | 0.00% | 0.14% |
| BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS | 05/05/2026 | 3.41 K | $280.03 K | -11.22% | 0.13% |
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First Trust Dow Jones Select Microcap Index Fund institutional Ownership - FAQ's
During the previous two years, 114 institutional investors and hedge funds held shares of First Trust Dow Jones Select Microcap Index Fund. The most heavily invested institutionals were:
LPL Financial LLC: 214,367
Chicago Partners Investment Group LLC: 192,065
Private Advisory Group LLC: 189,337
ARKANSAS FINANCIAL GROUP, INC.: 164,639
Baird Financial Group, Inc.: 139,406
MORGAN STANLEY: 94,507
64.62% of First Trust Dow Jones Select Microcap Index Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.84 M shares in the last 24 months. This purchase volume represents approximately $149.75 M in transactions.