First Trust Dow Jones Select Microcap Index Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 08/07/2026 | 215.86 K | $20.10 M | 0.69% | 7.45% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 07/30/2026 | 192.68 K | $17.42 M | 0.32% | 6.65% |
| ARKANSAS FINANCIAL GROUP, INC. | 07/20/2026 | 162.50 K | $15.13 M | -1.30% | 5.61% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 143.76 K | $13.39 M | 3.12% | 4.96% |
| PRIVATE ADVISORY GROUP LLC | 08/06/2026 | 137.56 K | $12.81 M | -27.35% | 4.75% |
| MORGAN STANLEY | 08/13/2026 | 112.88 K | $10.51 M | 19.44% | 3.90% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 76.61 K | $7.13 M | -6.32% | 2.64% |
| HB WEALTH MANAGEMENT, LLC | 07/29/2026 | 45.00 K | $4.19 M | 0.00% | 1.55% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 08/14/2026 | 43.75 K | $4.04 M | 2.17% | 1.51% |
| URBAN FINANCIAL ADVISORY CORP | 08/06/2026 | 37.37 K | $3.48 M | 151.72% | 1.29% |
| EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT | 07/15/2026 | 35.39 K | $3.30 M | -1.21% | 1.22% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 34.60 K | $3.22 M | -38.07% | 1.19% |
| KENDALL CAPITAL MANAGEMENT | 08/12/2026 | 24.31 K | $2.26 M | 0.00% | 0.84% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 23.91 K | $2.21 M | 27.39% | 0.83% |
| ENVISION FINANCIAL LLC | 07/10/2026 | 20.98 K | $1.95 M | 68.79% | 0.72% |
| WESCAP MANAGEMENT GROUP, INC. | 08/11/2026 | 19.54 K | $1.82 M | -0.31% | 0.67% |
| VIRTU FINANCIAL LLC | 08/13/2026 | 19.44 K | $1.81 M | 100.00% | 0.67% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 15.40 K | $1.43 M | 100.00% | 0.53% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 14.79 K | $1.38 M | 100.00% | 0.51% |
| BRISTLECONE VALUE PARTNERS, LLC | 08/14/2026 | 14.57 K | $1.36 M | -5.78% | 0.50% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 14.50 K | $1.35 M | 35.51% | 0.50% |
| INTEGRATED WEALTH CONCEPTS LLC | 09/09/2026 | 13.23 K | $1.23 M | 100.00% | 0.49% |
| NOBLE FAMILY WEALTH, LLC | 08/04/2026 | 14.21 K | $1.32 M | 0.00% | 0.49% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 13.79 K | $1.28 M | 29.82% | 0.48% |
| NORTHBRIDGE FINANCIAL GROUP, LLC | 07/09/2026 | 12.57 K | $1.17 M | -12.98% | 0.43% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 12.28 K | $1.14 M | 9.00% | 0.42% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 12.23 K | $1.14 M | -6.50% | 0.42% |
| TEXAS YALE CAPITAL CORP. | 08/12/2026 | 11.62 K | $1.08 M | -9.36% | 0.40% |
| UBS GROUP AG | 08/13/2026 | 11.61 K | $1.08 M | -2.64% | 0.40% |
| ALLWORTH FINANCIAL LP | 08/11/2026 | 11.42 K | $1.06 M | 0.10% | 0.39% |
| CAMELOT PORTFOLIOS, LLC | 07/17/2026 | 10.59 K | $985.62 K | -1.95% | 0.37% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 9.44 K | $879.39 K | -1.02% | 0.33% |
| E6 PORTFOLIOS, LLC | 08/10/2026 | 9.28 K | $864.36 K | 1.39% | 0.32% |
| SMITH, MOORE & CO. | 08/12/2026 | 8.86 K | $825.13 K | 0.00% | 0.31% |
| APOLLON WEALTH MANAGEMENT, LLC | 07/23/2026 | 8.74 K | $813.41 K | -2.62% | 0.30% |
| FIFTH THIRD SECURITIES, INC. | 07/15/2026 | 8.65 K | $805.03 K | -11.19% | 0.30% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 8.36 K | $777.91 K | -1.80% | 0.29% |
| PACIFIC SUN FINANCIAL CORP | 08/10/2026 | 8.07 K | $751.40 K | -0.31% | 0.28% |
| CAPTRUST FINANCIAL ADVISORS | 08/13/2026 | 8.03 K | $747.49 K | 29.61% | 0.28% |
| AE WEALTH MANAGEMENT LLC | 08/03/2026 | 8.01 K | $745.90 K | 100.00% | 0.28% |
| MARINER, LLC | 08/13/2026 | 7.85 K | $730.45 K | 0.00% | 0.27% |
| GLADSTONE INSTITUTIONAL ADVISORY LLC | 07/27/2026 | 7.72 K | $718.72 K | 48.93% | 0.27% |
| AUSDAL FINANCIAL PARTNERS, INC. | 08/14/2026 | 7.71 K | $717.55 K | 0.04% | 0.27% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 7.67 K | $713.79 K | 12.09% | 0.26% |
| MERCER GLOBAL ADVISORS INC /ADV | 08/19/2026 | 7.34 K | $683.41 K | -5.81% | 0.25% |
| SHP WEALTH MANAGEMENT | 08/11/2026 | 7.08 K | $659.17 K | 14.90% | 0.24% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 6.64 K | $618.00 K | 63.02% | 0.23% |
| WAGNER WEALTH MANAGEMENT, LLC | 07/24/2026 | 5.60 K | $521.39 K | -3.15% | 0.19% |
| MISSION WEALTH MANAGEMENT, LP | 07/20/2026 | 4.85 K | $451.49 K | 100.00% | 0.17% |
| GEMMER ASSET MANAGEMENT LLC | 07/15/2026 | 4.33 K | $402.77 K | -4.80% | 0.15% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
First Trust Dow Jones Select Microcap Index Fund institutional Ownership - FAQ's
During the previous two years, 126 institutional investors and hedge funds held shares of First Trust Dow Jones Select Microcap Index Fund. The most heavily invested institutionals were:
LPL Financial LLC: 215,856
Chicago Partners Investment Group LLC: 192,679
ARKANSAS FINANCIAL GROUP, INC.: 162,503
Baird Financial Group, Inc.: 143,758
Private Advisory Group LLC: 137,561
MORGAN STANLEY: 112,881
59.67% of First Trust Dow Jones Select Microcap Index Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.93 M shares in the last 24 months. This purchase volume represents approximately $156.47 M in transactions.