First Trust Dow Jones Select Microcap Index Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| PRIVATE ADVISORY GROUP LLC | 01/15/2026 | 191.00 K | $15.21 M | 4.63% | 7.66% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 01/28/2026 | 190.48 K | $15.81 M | -0.44% | 7.64% |
| ARKANSAS FINANCIAL GROUP, INC. | 01/28/2026 | 173.43 K | $13.81 M | -1.29% | 6.96% |
| LPL FINANCIAL LLC | 02/11/2026 | 169.03 K | $13.46 M | 5.36% | 6.47% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 137.58 K | $10.95 M | 0.69% | 5.17% |
| MORGAN STANLEY | 02/13/2026 | 95.65 K | $7.62 M | 0.57% | 3.62% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 77.37 K | $6.16 M | -0.71% | 2.93% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 55.61 K | $4.43 M | 48.74% | 2.09% |
| HB WEALTH MANAGEMENT, LLC | 01/28/2026 | 45.00 K | $3.58 M | 0.00% | 1.81% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 45.02 K | $3.58 M | 1.72% | 1.69% |
| EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT | 01/16/2026 | 36.24 K | $2.89 M | -0.35% | 1.45% |
| KENDALL CAPITAL MANAGEMENT | 01/16/2026 | 22.21 K | $1.77 M | 0.00% | 0.89% |
| WESCAP MANAGEMENT GROUP, INC. | 02/11/2026 | 19.98 K | $1.59 M | -7.21% | 0.76% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 19.31 K | $1.54 M | -29.32% | 0.73% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 17.27 K | $1.38 M | -33.28% | 0.65% |
| 02/13/2026 | 16.05 K | $1.28 M | 100.00% | 0.61% | |
| NOBLE FAMILY WEALTH, LLC | 01/07/2026 | 14.94 K | $1.19 M | -2.73% | 0.60% |
| ENVISION FINANCIAL LLC | 01/07/2026 | 14.36 K | $1.14 M | 0.13% | 0.58% |
| 02/06/2026 | 14.99 K | $1.19 M | 100.00% | 0.57% | |
| CAMELOT PORTFOLIOS, LLC | 01/29/2026 | 14.06 K | $1.12 M | -20.23% | 0.56% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 14.88 K | $1.18 M | 15.83% | 0.56% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 13.43 K | $1.07 M | 35.33% | 0.51% |
| URBAN FINANCIAL ADVISORY CORP | 02/04/2026 | 12.32 K | $980.88 K | 5.69% | 0.49% |
| TEXAS YALE CAPITAL CORP. | 02/10/2026 | 12.74 K | $1.01 M | 18.62% | 0.49% |
| ALLWORTH FINANCIAL LP | 02/05/2026 | 11.78 K | $937.76 K | -0.19% | 0.47% |
| UBS GROUP AG | 01/29/2026 | 12.11 K | $963.83 K | 0.71% | 0.46% |
| MARINER, LLC | 02/13/2026 | 10.89 K | $866.62 K | 0.00% | 0.42% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 10.97 K | $873.70 K | -5.65% | 0.42% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 10.70 K | $851.56 K | 10.37% | 0.40% |
| FIFTH THIRD SECURITIES, INC. | 01/23/2026 | 9.75 K | $775.86 K | 8.82% | 0.39% |
| APOLLON WEALTH MANAGEMENT, LLC | 01/22/2026 | 9.24 K | $735.41 K | -3.42% | 0.37% |
| CITADEL ADVISORS LLC | 02/17/2026 | 9.26 K | $737.09 K | 100.00% | 0.35% |
| SMITH, MOORE & CO. | 01/23/2026 | 8.71 K | $693.80 K | 5.33% | 0.35% |
| SANCTUARY ADVISORS, LLC | 01/29/2026 | 8.66 K | $689.81 K | 163.58% | 0.35% |
| 02/13/2026 | 8.98 K | $714.54 K | 100.00% | 0.34% | |
| PACIFIC SUN FINANCIAL CORP | 02/05/2026 | 8.08 K | $642.90 K | -1.58% | 0.32% |
| AUSDAL FINANCIAL PARTNERS, INC. | 02/13/2026 | 7.70 K | $613.20 K | 0.07% | 0.29% |
| MERCER GLOBAL ADVISORS INC /ADV | 02/18/2026 | 7.07 K | $562.70 K | -9.16% | 0.27% |
| ROYAL BANK OF CANADA | 02/17/2026 | 6.51 K | $518.00 K | 75.42% | 0.25% |
| TWO SIGMA INVESTMENTS, LP | 02/17/2026 | 6.20 K | $493.62 K | -54.41% | 0.23% |
| CAPTRUST FINANCIAL ADVISORS | 02/17/2026 | 6.19 K | $493.14 K | 0.00% | 0.23% |
| WAGNER WEALTH MANAGEMENT, LLC | 01/30/2026 | 5.79 K | $460.62 K | 0.49% | 0.23% |
| HIGHTOWER ADVISORS, LLC | 02/06/2026 | 5.23 K | $416.51 K | 19.34% | 0.20% |
| GEMMER ASSET MANAGEMENT LLC | 01/23/2026 | 4.53 K | $360.75 K | 1.91% | 0.18% |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE | 02/11/2026 | 4.29 K | $341.23 K | 51.45% | 0.16% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 4.22 K | $335.64 K | -4.70% | 0.16% |
| BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS | 02/13/2026 | 3.84 K | $305.91 K | -39.52% | 0.14% |
| BROWN ADVISORY INC | 02/13/2026 | 3.77 K | $300.15 K | 100.00% | 0.14% |
| ALLODIUM INVESTMENT CONSULTANTS, LLC | 01/14/2026 | 3.40 K | $270.93 K | 0.00% | 0.14% |
| 02/11/2026 | 3.44 K | $273.96 K | 100.00% | 0.13% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
First Trust Dow Jones Select Microcap Index Fund institutional Ownership - FAQ's
During the previous two years, 117 institutional investors and hedge funds held shares of First Trust Dow Jones Select Microcap Index Fund. The most heavily invested institutionals were:
Chicago Partners Investment Group LLC: 192,065
ARKANSAS FINANCIAL GROUP, INC.: 164,639
HB Wealth Management, LLC: 45,000
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management: 35,823
Kendall Capital Management: 24,307
Noble Family Wealth, LLC: 14,205
65.96% of First Trust Dow Jones Select Microcap Index Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.01 M shares in the last 24 months. This purchase volume represents approximately $163.57 M in transactions.