Advent Convertible and Income Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 1.78 M | $23.32 M | 11.35% | 4.03% |
| SIT INVESTMENT ASSOCIATES INC | 08/12/2026 | 1.42 M | $18.62 M | -33.39% | 3.22% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 882.00 K | $11.55 M | 2.55% | 2.00% |
| GUGGENHEIM CAPITAL LLC | 08/12/2026 | 801.12 K | $10.49 M | 7.81% | 1.81% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2026 | 777.36 K | $10.18 M | 12.57% | 1.76% |
| PENSERRA CAPITAL MANAGEMENT LLC | 08/13/2026 | 684.34 K | $8.96 M | 3.97% | 1.55% |
| LPL FINANCIAL LLC | 08/07/2026 | 528.82 K | $6.93 M | -1.40% | 1.20% |
| MORGAN STANLEY | 08/13/2026 | 516.34 K | $6.76 M | -4.93% | 1.17% |
| KOSHINSKI ASSET MANAGEMENT, INC. | 07/27/2026 | 481.59 K | $6.31 M | 1.86% | 1.09% |
| WOLVERINE ASSET MANAGEMENT LLC | 08/10/2026 | 361.76 K | $4.74 M | 136.45% | 0.82% |
| ARETE WEALTH ADVISORS, LLC | 08/13/2026 | 319.60 K | $4.19 M | 0.60% | 0.72% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 285.98 K | $3.75 M | -0.28% | 0.65% |
| FCA CORP /TX | 08/11/2026 | 254.83 K | $3.34 M | 6.59% | 0.58% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/13/2026 | 248.37 K | $3.25 M | 9.50% | 0.56% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 190.98 K | $2.50 M | 2,322.37% | 0.43% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 159.50 K | $2.09 M | -2.82% | 0.36% |
| CYNDEO WEALTH PARTNERS, LLC | 07/21/2026 | 153.13 K | $2.01 M | 0.00% | 0.35% |
| CREATIVE PLANNING | 08/13/2026 | 140.16 K | $1.84 M | -0.57% | 0.32% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 117.64 K | $1.54 M | 17.53% | 0.27% |
| UBS GROUP AG | 08/13/2026 | 109.79 K | $1.44 M | 5.27% | 0.25% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 96.52 K | $1.26 M | 44.60% | 0.22% |
| FORMIDABLE ASSET MANAGEMENT, LLC | 07/17/2026 | 73.90 K | $824.74 K | -1.73% | 0.17% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 08/14/2026 | 71.38 K | $933.22 K | -2.28% | 0.16% |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 07/21/2026 | 68.58 K | $898.45 K | 0.28% | 0.16% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 67.56 K | $885.01 K | 1.95% | 0.15% |
| NWF ADVISORY SERVICES INC. | 07/29/2026 | 67.11 K | $879.18 K | -2.86% | 0.15% |
| STOLPER CO | 07/14/2026 | 65.75 K | $861.00 K | 4.31% | 0.15% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 65.02 K | $851.71 K | 7.54% | 0.15% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 63.23 K | $828.34 K | 12.37% | 0.14% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 56.08 K | $735.00 K | -14.16% | 0.13% |
| MODERN WEALTH MANAGEMENT, LLC | 08/14/2026 | 54.31 K | $711.42 K | 0.13% | 0.12% |
| PFG INVESTMENTS, LLC | 07/23/2026 | 50.30 K | $658.91 K | -11.11% | 0.11% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/22/2026 | 47.64 K | $621.65 K | 0.00% | 0.11% |
| WAVERLY ADVISORS, LLC | 08/14/2026 | 46.33 K | $606.96 K | -6.92% | 0.10% |
| QUARRY LP | 08/14/2026 | 44.32 K | $580.62 K | 4.70% | 0.10% |
| HERON BAY CAPITAL MANAGEMENT | 08/11/2026 | 42.82 K | $560.98 K | 0.00% | 0.10% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 42.06 K | $550.99 K | 7.52% | 0.10% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 07/27/2026 | 39.78 K | $521.17 K | -2.67% | 0.09% |
| AMERITAS ADVISORY SERVICES, LLC | 08/14/2026 | 39.31 K | $514.95 K | 18.24% | 0.09% |
| PMG FAMILY OFFICE LLC | 07/16/2026 | 39.17 K | $513.14 K | 18.17% | 0.09% |
| CALAMOS ADVISORS LLC | 07/31/2026 | 38.19 K | $500.28 K | 207.43% | 0.09% |
| WCG WEALTH ADVISORS LLC | 08/14/2026 | 36.75 K | $481.45 K | 0.00% | 0.08% |
| SAGE CAPITAL MANAGEMENT, LLC | 07/20/2026 | 36.20 K | $474.22 K | 0.00% | 0.08% |
| TWELVE POINTS WEALTH MANAGEMENT LLC | 08/07/2026 | 34.79 K | $455.69 K | 0.00% | 0.08% |
| INTEGRATED WEALTH CONCEPTS LLC | 09/09/2026 | 34.40 K | $450.59 K | -9.87% | 0.08% |
| XTX TOPCO LTD | 08/14/2026 | 33.27 K | $435.88 K | 100.00% | 0.08% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 33.15 K | $434.31 K | 25.43% | 0.08% |
| CENTURION WEALTH MANAGEMENT LLC | 07/09/2026 | 32.82 K | $429.88 K | 0.08% | 0.07% |
| SHAKER FINANCIAL SERVICES, LLC | 07/15/2026 | 29.98 K | $392.73 K | -17.71% | 0.07% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 28.82 K | $376.32 K | 0.23% | 0.07% |
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Advent Convertible and Income Fund institutional Ownership - FAQ's
During the previous two years, 156 institutional investors and hedge funds held shares of Advent Convertible and Income Fund. The most heavily invested institutionals were:
RAYMOND JAMES FINANCIAL INC: 1.78 M
SIT INVESTMENT ASSOCIATES INC: 1.42 M
WELLS FARGO & COMPANY/MN: 881,999
GUGGENHEIM CAPITAL LLC: 801,115
Advisors Asset Management, Inc.: 777,357
Penserra Capital Management LLC: 684,338
27.66% of Advent Convertible and Income Fund stock is owned by institutional investors.
Institutional investors have bought a total of 18.49 M shares in the last 24 months. This purchase volume represents approximately $223.03 M in transactions.