First Trust NASDAQ ABA Community Bank Index Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 94.15 K | $5.48 M | -5.26% | 4.79% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 80.72 K | $4.70 M | -49.47% | 4.10% |
| ROYAL BANK OF CANADA | 05/15/2026 | 66.92 K | $3.90 M | -5.33% | 3.40% |
| MORGAN STANLEY | 05/15/2026 | 59.05 K | $3.44 M | -41.70% | 3.00% |
| LUMBARD & KELLNER, LLC | 05/15/2026 | 57.61 K | $3.36 M | 0.65% | 2.93% |
| UBS GROUP AG | 05/05/2026 | 41.89 K | $2.44 M | -5.11% | 2.13% |
| GOLDMAN SACHS GROUP INC | 05/15/2026 | 39.92 K | $2.33 M | -1.16% | 2.03% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 33.22 K | $1.94 M | -35.63% | 1.69% |
| LPL FINANCIAL LLC | 05/06/2026 | 27.00 K | $1.57 M | -12.22% | 1.37% |
| CITADEL ADVISORS LLC | 05/15/2026 | 22.77 K | $1.33 M | 205.38% | 1.16% |
| VIRTU FINANCIAL LLC | 05/14/2026 | 20.70 K | $1.21 M | 55.78% | 1.05% |
| GAMCO INVESTORS, INC. ET AL | 05/14/2026 | 15.85 K | $923.17 K | 0.00% | 0.81% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 14.50 K | $844.54 K | -49.65% | 0.74% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 12.25 K | $713.00 K | -3.64% | 0.62% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 11.18 K | $651.41 K | 19.60% | 0.57% |
| CUTLER CAPITAL MANAGEMENT, LLC | 05/15/2026 | 10.21 K | $594.50 K | 18.87% | 0.52% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 10.18 K | $593.03 K | 13.00% | 0.52% |
| SIGNET FINANCIAL MANAGEMENT, LLC | 05/05/2026 | 8.93 K | $520.09 K | -0.04% | 0.45% |
| SUMMIT FINANCIAL, LLC | 05/15/2026 | 8.93 K | $520.09 K | 100.00% | 0.45% |
| GREENWICH WEALTH MANAGEMENT LLC | 05/12/2026 | 6.99 K | $407.00 K | 0.00% | 0.36% |
| SPINNAKER TRUST | 04/23/2026 | 5.75 K | $334.61 K | 0.00% | 0.29% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 5.19 K | $302.10 K | 2.41% | 0.26% |
| SOUND INCOME STRATEGIES, LLC | 04/27/2026 | 4.78 K | $281.62 K | -22.11% | 0.24% |
| JANE STREET GROUP, LLC | 05/12/2026 | 4.68 K | $272.58 K | 100.00% | 0.24% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 4.44 K | $258.50 K | -5.48% | 0.23% |
| WAVERLY ADVISORS, LLC | 05/15/2026 | 3.50 K | $203.87 K | 100.00% | 0.18% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 2.32 K | $135.36 K | 10.88% | 0.12% |
| DUNHILL FINANCIAL, LLC | 05/06/2026 | 1.71 K | $99.71 K | 671.17% | 0.09% |
| 05/14/2026 | 1.33 K | $77.17 K | 0.00% | 0.07% | |
| MERKKURI WEALTH ADVISORS LLC | 04/21/2026 | 1.02 K | $59.18 K | 100.00% | 0.05% |
| HHM WEALTH ADVISORS, LLC | 04/17/2026 | 785 | $45.72 K | 0.00% | 0.04% |
| INDEPENDENCE BANK OF KENTUCKY | 04/30/2026 | 500 | $29.12 K | 0.00% | 0.03% |
| ROCKY MOUNTAIN ADVISERS, LLC | 04/29/2026 | 460 | $26.79 K | 0.00% | 0.02% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 05/14/2026 | 445 | $25.92 K | 0.00% | 0.02% |
| UMB BANK, N.A. | 05/11/2026 | 400 | $23.30 K | 100.00% | 0.02% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 05/08/2026 | 380 | $22.13 K | 0.00% | 0.02% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 05/01/2026 | 310 | $18.25 K | 0.00% | 0.02% |
| MAI CAPITAL MANAGEMENT | 05/15/2026 | 300 | $17.47 K | 100.00% | 0.02% |
| WESTERN WEALTH MANAGEMENT, LLC | 05/19/2026 | 200 | $11.65 K | 100.00% | 0.01% |
| BLAIR WILLIAM & CO/IL | 05/08/2026 | 150 | $8.74 K | 0.00% | 0.01% |
| ASSETMARK, INC | 05/06/2026 | 104 | $6.06 K | 0.00% | 0.01% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 55 | $3.20 K | 0.00% | 0.00% |
| NBC SECURITIES, INC. | 04/14/2026 | 45 | $2.66 K | 0.00% | 0.00% |
| FARTHER FINANCE ADVISORS, LLC | 04/07/2026 | 37 | $2.18 K | 5.71% | 0.00% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 05/15/2026 | 4 | $233 | -50.00% | 0.00% |
| BEACON CAPITAL MANAGEMENT, INC. | 05/08/2026 | 1 | $51 | 0.00% | 0.00% |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 04/14/2026 | 0 | $0 | -100.00% | 0.00% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 05/15/2026 | 0 | $0 | -100.00% | 0.00% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 0 | $0 | -100.00% | 0.00% |
First Trust NASDAQ ABA Community Bank Index Fund institutional Ownership - FAQ's
During the previous two years, 71 institutional investors and hedge funds held shares of First Trust NASDAQ ABA Community Bank Index Fund. The most heavily invested institutionals were:
BANK OF AMERICA CORP /DE/: 94,154
WELLS FARGO & COMPANY/MN: 80,715
ROYAL BANK OF CANADA: 66,921
MORGAN STANLEY: 59,051
Lumbard & Kellner, LLC: 57,613
UBS Group AG: 41,889
34.65% of First Trust NASDAQ ABA Community Bank Index Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.08 M shares in the last 24 months. This purchase volume represents approximately $62.10 M in transactions.