First Trust NASDAQ ABA Community Bank Index Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 08/13/2026 | 134.71 K | $9.06 M | 128.13% | 9.98% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 84.28 K | $5.67 M | -10.49% | 6.24% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 79.04 K | $5.32 M | -2.08% | 5.85% |
| ROYAL BANK OF CANADA | 08/14/2026 | 68.68 K | $4.62 M | 2.63% | 5.09% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 60.50 K | $4.07 M | 82.11% | 4.48% |
| LUMBARD & KELLNER, LLC | 08/06/2026 | 57.81 K | $3.89 M | 0.34% | 4.28% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 39.92 K | $2.69 M | 0.00% | 2.96% |
| UBS GROUP AG | 08/13/2026 | 36.36 K | $2.45 M | -13.20% | 2.69% |
| LPL FINANCIAL LLC | 08/07/2026 | 27.25 K | $1.83 M | 0.96% | 2.02% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 15.85 K | $1.07 M | 100.00% | 1.17% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 12.06 K | $811.47 K | 7.82% | 0.89% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 11.75 K | $791.00 K | -4.03% | 0.87% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 11.24 K | $756.54 K | -22.46% | 0.83% |
| CITADEL ADVISORS LLC | 09/02/2026 | 10.01 K | $673.30 K | -56.05% | 0.74% |
| CUTLER CAPITAL MANAGEMENT, LLC | 08/14/2026 | 9.87 K | $664.00 K | -3.32% | 0.73% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 9.80 K | $659.16 K | -3.79% | 0.73% |
| SUMMIT FINANCIAL, LLC | 08/12/2026 | 7.52 K | $505.89 K | -15.80% | 0.56% |
| GREENWICH WEALTH MANAGEMENT LLC | 08/12/2026 | 6.99 K | $471.00 K | 0.00% | 0.52% |
| SPINNAKER TRUST | 08/03/2026 | 5.75 K | $386.58 K | 0.00% | 0.43% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 5.20 K | $350.00 K | 0.27% | 0.39% |
| SOUND INCOME STRATEGIES, LLC | 07/20/2026 | 4.78 K | $321.91 K | 0.00% | 0.35% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 4.50 K | $303.10 K | 100.00% | 0.33% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 4.02 K | $270.63 K | -9.38% | 0.30% |
| STONEX GROUP INC. | 08/12/2026 | 3.94 K | $247.97 K | 100.00% | 0.29% |
| CREATIVEONE WEALTH, LLC | 08/13/2026 | 3.50 K | $235.81 K | 100.00% | 0.26% |
| NICHOLSON WEALTH MANAGEMENT GROUP, LLC | 07/29/2026 | 3.04 K | $204.56 K | 100.00% | 0.23% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 2.32 K | $156.38 K | 0.00% | 0.17% |
| DUNHILL FINANCIAL, LLC | 08/07/2026 | 1.71 K | $115.20 K | 0.00% | 0.13% |
| GUNPOWDER CAPITAL MANAGEMENT, LLC DBA OLIVER WEALTH MANAGEMENT | 08/11/2026 | 1.33 K | $89.16 K | 0.00% | 0.10% |
| HHM WEALTH ADVISORS, LLC | 07/13/2026 | 785 | $52.82 K | 0.00% | 0.06% |
| FIDUCIARY FINANCIAL ADVISORS | 08/14/2026 | 735 | $49.39 K | 100.00% | 0.05% |
| INTEGRATED WEALTH CONCEPTS LLC | 08/12/2026 | 512 | $34.44 K | 100.00% | 0.04% |
| INDEPENDENCE BANK OF KENTUCKY | 07/13/2026 | 500 | $33.65 K | 0.00% | 0.04% |
| ROCKY MOUNTAIN ADVISERS, LLC | 07/24/2026 | 460 | $30.95 K | 0.00% | 0.03% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 445 | $29.94 K | 0.00% | 0.03% |
| UMB BANK, N.A. | 08/13/2026 | 400 | $26.92 K | 0.00% | 0.03% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/22/2026 | 210 | $14.41 K | -32.26% | 0.02% |
| BLAIR WILLIAM & CO/IL | 08/11/2026 | 150 | $10.09 K | 0.00% | 0.01% |
| ASSETMARK, INC | 07/30/2026 | 104 | $7.00 K | 0.00% | 0.01% |
| NEWEDGE ADVISORS, LLC | 08/12/2026 | 55 | $3.70 K | 0.00% | 0.00% |
| NBC SECURITIES, INC. | 07/21/2026 | 45 | $3.09 K | 0.00% | 0.00% |
| FARTHER FINANCE ADVISORS, LLC | 07/17/2026 | 37 | $2.49 K | 0.00% | 0.00% |
| RUSSELL INVESTMENTS GROUP, LTD. | 08/06/2026 | 1 | $67 | 100.00% | 0.00% |
| BEACON CAPITAL MANAGEMENT, INC. | 08/13/2026 | 1 | $58 | 0.00% | 0.00% |
| GAMCO INVESTORS, INC. ET AL | 08/12/2026 | 0 | $0 | -100.00% | 0.00% |
| MAI CAPITAL MANAGEMENT | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| VIRTU FINANCIAL LLC | 08/13/2026 | 0 | $0 | -100.00% | 0.00% |
| WAVERLY ADVISORS, LLC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| JANE STREET GROUP, LLC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/13/2026 | 0 | $0 | -100.00% | 0.00% |
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First Trust NASDAQ ABA Community Bank Index Fund institutional Ownership - FAQ's
During the previous two years, 77 institutional investors and hedge funds held shares of First Trust NASDAQ ABA Community Bank Index Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 134,714
BANK OF AMERICA CORP /DE/: 84,280
WELLS FARGO & COMPANY/MN: 79,038
ROYAL BANK OF CANADA: 68,681
SUSQUEHANNA INTERNATIONAL GROUP, LLP: 60,503
Lumbard & Kellner, LLC: 57,811
53.94% of First Trust NASDAQ ABA Community Bank Index Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.14 M shares in the last 24 months. This purchase volume represents approximately $65.36 M in transactions.