First Trust NASDAQ ABA Community Bank Index Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 159.74 K | $9.05 M | 32.56% | 8.12% |
| MORGAN STANLEY | 02/13/2026 | 101.29 K | $5.74 M | -51.38% | 5.15% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 99.38 K | $5.63 M | -1.26% | 5.05% |
| ROYAL BANK OF CANADA | 02/17/2026 | 70.69 K | $4.01 M | -15.94% | 3.59% |
| LUMBARD & KELLNER, LLC | 02/03/2026 | 57.24 K | $3.24 M | -0.89% | 2.91% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 51.62 K | $2.92 M | 442.47% | 2.62% |
| UBS GROUP AG | 01/29/2026 | 44.15 K | $2.50 M | -73.09% | 2.24% |
| GOLDMAN SACHS GROUP INC | 03/25/2026 | 40.39 K | $2.29 M | 1.17% | 2.05% |
| LPL FINANCIAL LLC | 02/11/2026 | 30.76 K | $1.74 M | -1.31% | 1.56% |
| TWO SIGMA INVESTMENTS, LP | 02/17/2026 | 28.80 K | $1.63 M | -29.76% | 1.46% |
| GAMCO INVESTORS, INC. ET AL | 02/05/2026 | 15.85 K | $898.11 K | -4.23% | 0.81% |
| VIRTU FINANCIAL LLC | 02/23/2026 | 13.29 K | $753.00 K | 100.00% | 0.68% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 12.71 K | $720.00 K | -70.95% | 0.65% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 9.35 K | $529.85 K | -13.70% | 0.48% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 9.01 K | $510.57 K | -13.21% | 0.46% |
| SIGNET FINANCIAL MANAGEMENT, LLC | 01/08/2026 | 8.93 K | $506.14 K | -10.86% | 0.45% |
| CUTLER CAPITAL MANAGEMENT, LLC | 02/13/2026 | 8.59 K | $486.56 K | 23.09% | 0.44% |
| CITADEL ADVISORS LLC | 02/17/2026 | 7.46 K | $422.42 K | 92.69% | 0.38% |
| GREENWICH WEALTH MANAGEMENT LLC | 02/10/2026 | 6.99 K | $396.00 K | -48.26% | 0.36% |
| SOUND INCOME STRATEGIES, LLC | 01/21/2026 | 6.14 K | $363.82 K | 100.00% | 0.31% |
| SPINNAKER TRUST | 02/10/2026 | 5.75 K | $325.53 K | 0.00% | 0.29% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 5.07 K | $287.00 K | -4.02% | 0.26% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 4.69 K | $265.99 K | -6.34% | 0.24% |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 01/20/2026 | 2.26 K | $127.89 K | 178.64% | 0.11% |
| HARBOUR INVESTMENTS, INC. | 02/09/2026 | 2.10 K | $118.77 K | -23.70% | 0.11% |
| 03/05/2026 | 1.33 K | $75.08 K | 100.00% | 0.07% | |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 1.29 K | $72.92 K | 100.00% | 0.07% |
| HHM WEALTH ADVISORS, LLC | 01/22/2026 | 785 | $44.48 K | 0.00% | 0.04% |
| INDEPENDENCE BANK OF KENTUCKY | 01/20/2026 | 500 | $28.33 K | 0.00% | 0.03% |
| ROCKY MOUNTAIN ADVISERS, LLC | 01/21/2026 | 460 | $26.07 K | 0.00% | 0.02% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 03/17/2026 | 445 | $25.22 K | 25.35% | 0.02% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 02/12/2026 | 380 | $21.53 K | 100.00% | 0.02% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 02/03/2026 | 310 | $17.57 K | 100.00% | 0.02% |
| DUNHILL FINANCIAL, LLC | 01/29/2026 | 222 | $12.55 K | -2.63% | 0.01% |
| UMB BANK, N.A. | 02/13/2026 | 200 | $11.33 K | 0.00% | 0.01% |
| BLAIR WILLIAM & CO/IL | 02/17/2026 | 150 | $8.50 K | 0.00% | 0.01% |
| COMERICA BANK | 01/29/2026 | 117 | $6.63 K | 100.00% | 0.01% |
| ASSETMARK, INC | 01/23/2026 | 104 | $5.89 K | 0.00% | 0.01% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 55 | $3.12 K | -75.23% | 0.00% |
| NBC SECURITIES, INC. | 01/29/2026 | 45 | $2.58 K | 0.00% | 0.00% |
| FARTHER FINANCE ADVISORS, LLC | 01/23/2026 | 35 | $1.98 K | 0.00% | 0.00% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 02/17/2026 | 13 | $737 | 100.00% | 0.00% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 02/17/2026 | 8 | $453 | 0.00% | 0.00% |
| BEACON CAPITAL MANAGEMENT, INC. | 02/12/2026 | 1 | $49 | 0.00% | 0.00% |
| TRUIST FINANCIAL CORP | 02/02/2026 | 0 | $0 | -100.00% | 0.00% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 0 | $0 | -100.00% | 0.00% |
| PROFFITT & GOODSON INC | 01/27/2026 | 0 | $0 | -100.00% | 0.00% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 0 | $0 | -100.00% | 0.00% |
| WAVERLY ADVISORS, LLC | 02/17/2026 | 0 | $0 | -100.00% | 0.00% |
| ELEMENT WEALTH, LLC | 02/13/2026 | 0 | $0 | -100.00% | 0.00% |
First Trust NASDAQ ABA Community Bank Index Fund institutional Ownership - FAQ's
During the previous two years, 70 institutional investors and hedge funds held shares of First Trust NASDAQ ABA Community Bank Index Fund. The most heavily invested institutionals were:
UBS Group AG: 41,889
Cambridge Investment Research Advisors, Inc.: 12,247
SIGNET FINANCIAL MANAGEMENT, LLC: 8,929
SPINNAKER TRUST: 5,745
COMMONWEALTH EQUITY SERVICES, LLC: 5,187
Sound Income Strategies, LLC: 4,784
41.10% of First Trust NASDAQ ABA Community Bank Index Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.21 M shares in the last 24 months. This purchase volume represents approximately $69.54 M in transactions.