Great Elm Capital Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. | 08/14/2026 | 383.97 K | $2.09 M | 0.00% | 3.33% |
| CRUISER CAPITAL ADVISORS, LLC | 08/14/2026 | 97.78 K | $532.90 K | -23.29% | 0.85% |
| UBS GROUP AG | 08/13/2026 | 28.25 K | $153.96 K | 377.12% | 0.24% |
| CRESTWOOD ADVISORS GROUP LLC | 08/03/2026 | 26.63 K | $145.11 K | 0.00% | 0.23% |
| VIDENT ADVISORY, LLC | 08/12/2026 | 26.61 K | $145.02 K | 100.00% | 0.23% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 25.00 K | $136.25 K | 0.00% | 0.22% |
| ETHOS FINANCIAL GROUP, LLC | 08/07/2026 | 24.06 K | $131.12 K | -8.55% | 0.21% |
| SIGNIFICANT WEALTH PARTNERS LLC | 07/14/2026 | 16.77 K | $91.40 K | 1.81% | 0.15% |
| FOUNDERS FINANCIAL ALLIANCE, LLC | 08/04/2026 | 13.77 K | $75.05 K | 100.00% | 0.12% |
| RANGELEY CAPITAL, LLC | 08/14/2026 | 10.00 K | $54.50 K | 0.00% | 0.09% |
| TRUST CO OF TOLEDO NA /OH/ | 07/16/2026 | 3.87 K | $21.11 K | 0.00% | 0.03% |
| ROYAL BANK OF CANADA | 08/14/2026 | 2.61 K | $14.00 K | 0.00% | 0.02% |
| ALLWORTH FINANCIAL LP | 08/11/2026 | 1.40 K | $7.63 K | -0.43% | 0.01% |
| MORGAN STANLEY | 08/13/2026 | 1.39 K | $7.56 K | -2.53% | 0.01% |
| RUSSELL INVESTMENTS GROUP, LTD. | 08/06/2026 | 744 | $4.06 K | 100.00% | 0.01% |
| TRIUMPH CAPITAL MANAGEMENT | 07/21/2026 | 500 | $2.73 K | 0.00% | 0.00% |
| CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD | 08/05/2026 | 44 | $240 | 100.00% | 0.00% |
| MERCER GLOBAL ADVISORS INC /ADV | 08/11/2026 | 16 | $88 | 100.00% | 0.00% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 3 | $15 | -99.66% | 0.00% |
| SRS CAPITAL ADVISORS, INC. | 08/10/2026 | 1 | $6 | 0.00% | 0.00% |
| NORTHERN TRUST CORP | 08/13/2026 | 0 | $0 | -100.00% | 0.00% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 08/12/2026 | 0 | $0 | -100.00% | 0.00% |
| RMB CAPITAL MANAGEMENT, LLC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| TWO SIGMA SECURITIES, LLC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| HRT FINANCIAL LP | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| JANE STREET GROUP, LLC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| SQUAREPOINT OPS LLC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| PAPAMARKOU WELLNER ASSET MANAGEMENT INC. | 08/17/2026 | 0 | $0 | -100.00% | 0.00% |
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Great Elm Capital Corp institutional Ownership - FAQ's
During the previous two years, 34 institutional investors and hedge funds held shares of Great Elm Capital Corp. The most heavily invested institutionals were:
Northern Right Capital Management, L.P.: 383,971
Cruiser Capital Advisors, LLC: 97,779
UBS Group AG: 28,250
Crestwood Advisors Group LLC: 26,625
Vident Advisory, LLC: 26,609
Rockefeller Capital Management L.P.: 25,000
5.75% of Great Elm Capital Corp stock is owned by institutional investors.
Institutional investors have bought a total of 670.29 K shares in the last 24 months. This purchase volume represents approximately $3.71 M in transactions.