Great Elm Capital Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. | 11/14/2025 | 798.47 K | $8.00 M | 0.00% | 6.91% |
| CRUISER CAPITAL ADVISORS, LLC | 11/14/2025 | 142.26 K | $1.43 M | 0.00% | 1.23% |
| MARSHALL WACE, LLP | 11/13/2025 | 67.86 K | $679.96 K | 100.00% | 0.59% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 34.03 K | $340.95 K | 3,402,500.00% | 0.29% |
| SQUAREPOINT OPS LLC | 11/14/2025 | 30.49 K | $305.52 K | 100.00% | 0.26% |
| ETHOS FINANCIAL GROUP, LLC | 10/23/2025 | 26.31 K | $263.62 K | 0.00% | 0.23% |
| CRESTWOOD ADVISORS GROUP LLC | 11/07/2025 | 24.47 K | $245.23 K | 95.51% | 0.21% |
| HRT FINANCIAL LP | 11/14/2025 | 22.60 K | $226.00 K | 100.00% | 0.20% |
| PAPAMARKOU WELLNER ASSET MANAGEMENT INC. | 11/17/2025 | 19.50 K | $195.39 K | 0.00% | 0.17% |
| SCHONFELD STRATEGIC ADVISORS LLC | 11/14/2025 | 16.90 K | $169.34 K | 100.00% | 0.15% |
| VIRTU FINANCIAL LLC | 11/14/2025 | 16.01 K | $160.00 K | 100.00% | 0.14% |
| MORGAN STANLEY | 11/14/2025 | 14.50 K | $145.30 K | 322.28% | 0.13% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11/17/2025 | 14.49 K | $145.20 K | 100.00% | 0.13% |
| NORTHERN TRUST CORP | 11/14/2025 | 11.91 K | $119.34 K | -25.91% | 0.10% |
| COVE STREET CAPITAL, LLC | 11/13/2025 | 6.10 K | $61.12 K | 0.00% | 0.05% |
| TRUST CO OF TOLEDO NA /OH/ | 10/16/2025 | 3.87 K | $38.82 K | 0.00% | 0.03% |
| ROYAL BANK OF CANADA | 11/14/2025 | 3.41 K | $35.00 K | 14.96% | 0.03% |
| ALLWORTH FINANCIAL LP | 12/02/2025 | 1.40 K | $14.03 K | 0.00% | 0.01% |
| UBS GROUP AG | 11/13/2025 | 1.18 K | $11.82 K | -78.69% | 0.01% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 760 | $8.22 K | 250.23% | 0.01% |
| TRIUMPH CAPITAL MANAGEMENT | 11/17/2025 | 500 | $5.01 K | 100.00% | 0.00% |
| NEWEDGE ADVISORS, LLC | 11/17/2025 | 471 | $4.72 K | -27.98% | 0.00% |
| SRS CAPITAL ADVISORS, INC. | 11/14/2025 | 1 | $11 | 0.00% | 0.00% |
| BANK OF AMERICA CORP /DE/ | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
| FARMERS & MERCHANTS INVESTMENTS INC | 10/17/2025 | 0 | $0 | -100.00% | 0.00% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
| CITADEL ADVISORS LLC | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
Great Elm Capital Corp. institutional Ownership - FAQ's
During the previous two years, 33 institutional investors and hedge funds held shares of Great Elm Capital Corp.. The most heavily invested institutionals were:
Northern Right Capital Management, L.P.: 798,471
Cruiser Capital Advisors, LLC: 142,259
MARSHALL WACE, LLP: 67,860
WELLS FARGO & COMPANY/MN: 34,026
Squarepoint Ops LLC: 30,491
Ethos Financial Group, LLC: 26,309
10.88% of Great Elm Capital Corp. stock is owned by institutional investors.
Institutional investors have bought a total of 1.26 M shares in the last 24 months. This purchase volume represents approximately $11.12 M in transactions.