First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 715.28 K | $103.21 M | 31.40% | 7.41% |
| ROYAL BANK OF CANADA | 08/14/2026 | 704.08 K | $101.60 M | -0.61% | 7.29% |
| LPL FINANCIAL LLC | 08/07/2026 | 683.90 K | $98.68 M | 11.74% | 7.08% |
| MORGAN STANLEY | 08/13/2026 | 678.08 K | $97.84 M | 3.87% | 7.02% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 435.61 K | $62.86 M | 5.26% | 4.51% |
| UBS GROUP AG | 08/13/2026 | 421.88 K | $60.88 M | 38.49% | 4.37% |
| BANK OF AMERICA CORP /DE/ | 08/14/2026 | 357.41 K | $51.57 M | -3.80% | 3.70% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 263.07 K | $37.96 M | 3.76% | 2.72% |
| GENESEE CAPITAL ADVISORS, LLC | 08/06/2026 | 163.89 K | $23.65 M | 142.17% | 1.70% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 151.91 K | $21.92 M | 17.85% | 1.57% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 08/12/2026 | 120.33 K | $17.36 M | 2.95% | 1.25% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 07/27/2026 | 107.60 K | $15.53 M | 25.82% | 1.11% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 101.27 K | $14.61 M | 159.48% | 1.05% |
| CRUSONIA WEALTH ADVISORS LLC | 07/30/2026 | 73.45 K | $10.60 M | -0.58% | 0.76% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 07/30/2026 | 71.64 K | $10.07 M | -1.36% | 0.74% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 67.76 K | $9.78 M | 0.72% | 0.70% |
| PER STIRLING CAPITAL MANAGEMENT, LLC. | 08/14/2026 | 66.71 K | $9.63 M | 1.81% | 0.69% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 64.96 K | $9.37 M | -1.21% | 0.67% |
| WEALTH ALLIANCE ADVISORY GROUP, LLC | 07/23/2026 | 59.31 K | $8.56 M | -0.56% | 0.61% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 54.43 K | $7.85 M | 44.26% | 0.56% |
| GENEOS WEALTH MANAGEMENT INC. | 08/06/2026 | 53.61 K | $7.74 M | 2.36% | 0.56% |
| FORTRESS WEALTH GROUP, LLC | 08/14/2026 | 50.93 K | $7.20 M | 2,099.05% | 0.53% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 50.49 K | $7.28 M | -13.56% | 0.52% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 48.58 K | $7.01 M | 0.87% | 0.50% |
| MAINSAIL FINANCIAL GROUP, LLC | 07/15/2026 | 44.67 K | $6.45 M | 11.04% | 0.46% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 44.40 K | $6.42 M | 0.09% | 0.46% |
| HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC | 07/29/2026 | 41.59 K | $6.00 M | -2.10% | 0.43% |
| JPMORGAN CHASE & CO | 08/12/2026 | 37.18 K | $5.33 M | -5.74% | 0.38% |
| MTM INVESTMENT MANAGEMENT, LLC | 08/03/2026 | 36.77 K | $5.31 M | 1.39% | 0.38% |
| HIGHTOWER ADVISORS, LLC | 08/05/2026 | 36.50 K | $5.27 M | -0.96% | 0.38% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 36.34 K | $5.19 M | 43.58% | 0.38% |
| CITY HOLDING CO | 07/10/2026 | 35.86 K | $5.17 M | 14.38% | 0.37% |
| ARROW INVESTMENT ADVISORS, LLC | 08/04/2026 | 32.45 K | $4.68 M | 100.00% | 0.34% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 32.31 K | $4.56 M | 1.21% | 0.33% |
| TROUTMAN WEALTH MANAGEMENT, LLC | 08/13/2026 | 31.95 K | $4.61 M | -0.59% | 0.33% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 30.59 K | $4.41 M | -1.27% | 0.32% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 30.03 K | $4.33 M | 149.22% | 0.31% |
| REGAL INVESTMENT ADVISORS LLC | 08/14/2026 | 29.98 K | $4.33 M | -1.75% | 0.31% |
| MML INVESTORS SERVICES, LLC | 08/07/2026 | 29.81 K | $4.30 M | 8.65% | 0.31% |
| WESTERN WEALTH MANAGEMENT, LLC | 08/14/2026 | 29.60 K | $4.27 M | 0.28% | 0.31% |
| DORSEY WRIGHT & ASSOCIATES | 08/06/2026 | 27.42 K | $3.96 M | 100.00% | 0.28% |
| ROMAN BUTLER FULLERTON & CO | 08/06/2026 | 24.13 K | $3.40 M | 100.00% | 0.25% |
| PARK NATIONAL CORP /OH/ | 07/15/2026 | 22.57 K | $3.26 M | -2.32% | 0.23% |
| EQUITABLE HOLDINGS, INC. | 08/17/2026 | 22.11 K | $3.19 M | 38.03% | 0.23% |
| ARKADIOS WEALTH ADVISORS | 08/10/2026 | 21.71 K | $3.13 M | 520.58% | 0.22% |
| FIFTH THIRD BANCORP | 08/05/2026 | 21.62 K | $3.12 M | -1.74% | 0.22% |
| IFG ADVISORY, LLC | 08/14/2026 | 21.52 K | $3.10 M | 15,604.38% | 0.22% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 08/14/2026 | 20.07 K | $2.90 M | 42.23% | 0.21% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 18.90 K | $2.73 M | 237.50% | 0.20% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 17.82 K | $2.57 M | -0.56% | 0.18% |
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First Trust Small Cap Core AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 291 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were:
WELLS FARGO & COMPANY/MN: 715,280
ROYAL BANK OF CANADA: 704,083
LPL Financial LLC: 683,900
MORGAN STANLEY: 678,078
RAYMOND JAMES FINANCIAL INC: 435,608
UBS Group AG: 421,883
71.29% of First Trust Small Cap Core AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 9.59 M shares in the last 24 months. This purchase volume represents approximately $1.15 B in transactions.