First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 02/13/2026 | 667.40 K | $75.51 M | 6.80% | 8.18% |
| ROYAL BANK OF CANADA | 02/17/2026 | 604.48 K | $68.39 M | 13.51% | 7.41% |
| LPL FINANCIAL LLC | 02/11/2026 | 583.24 K | $65.99 M | -0.49% | 7.17% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 548.73 K | $62.08 M | -2.14% | 6.73% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 371.49 K | $42.03 M | -3.21% | 4.55% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 270.90 K | $30.65 M | -5.52% | 3.27% |
| UBS GROUP AG | 01/29/2026 | 252.08 K | $28.52 M | -13.43% | 3.09% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 238.96 K | $27.04 M | 68.04% | 2.94% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 131.20 K | $14.84 M | -7.97% | 1.61% |
| MAIN LINE RETIREMENT ADVISORS, LLC | 01/20/2026 | 101.00 K | $9.25 M | 100.00% | 1.32% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 02/10/2026 | 103.30 K | $11.69 M | 17.20% | 1.27% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 85.31 K | $9.65 M | -0.06% | 1.03% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 01/29/2026 | 75.13 K | $8.50 M | 1.90% | 0.99% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 01/28/2026 | 71.34 K | $8.63 M | -0.36% | 0.94% |
| 02/18/2026 | 73.42 K | $8.31 M | 100.00% | 0.90% | |
| GENESEE CAPITAL ADVISORS, LLC | 01/16/2026 | 68.22 K | $7.72 M | 13.27% | 0.89% |
| WEALTH ALLIANCE ADVISORY GROUP, LLC | 01/29/2026 | 62.30 K | $7.05 M | 0.68% | 0.82% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 66.64 K | $7.54 M | 0.06% | 0.82% |
| GENEOS WEALTH MANAGEMENT INC. | 01/28/2026 | 53.08 K | $6.01 M | -7.44% | 0.70% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 55.93 K | $6.33 M | -1.35% | 0.69% |
| D.A. DAVIDSON & CO. | 01/29/2026 | 47.42 K | $5.37 M | 0.73% | 0.62% |
| HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC | 02/11/2026 | 46.23 K | $5.23 M | -2.08% | 0.57% |
| MAINSAIL FINANCIAL GROUP, LLC | 01/23/2026 | 40.17 K | $4.54 M | 2.02% | 0.53% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 42.86 K | $4.86 M | -29.42% | 0.53% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 38.19 K | $4.32 M | -13.58% | 0.47% |
| JPMORGAN CHASE & CO | 02/11/2026 | 37.51 K | $4.24 M | -13.31% | 0.45% |
| HIGHTOWER ADVISORS, LLC | 02/06/2026 | 36.39 K | $4.12 M | -2.42% | 0.44% |
| MTM INVESTMENT MANAGEMENT, LLC | 02/09/2026 | 35.64 K | $4.03 M | 1.85% | 0.44% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 34.84 K | $3.94 M | 2.29% | 0.43% |
| PER STIRLING CAPITAL MANAGEMENT, LLC. | 02/17/2026 | 33.26 K | $3.76 M | 1.21% | 0.41% |
| SILVER OAK SECURITIES, INCORPORATED | 01/15/2026 | 31.01 K | $3.54 M | 0.17% | 0.41% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 01/08/2026 | 30.42 K | $3.59 M | -2.55% | 0.40% |
| 02/18/2026 | 32.34 K | $3.66 M | 100.00% | 0.40% | |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 32.30 K | $3.65 M | -3.66% | 0.40% |
| REGAL INVESTMENT ADVISORS LLC | 02/17/2026 | 30.52 K | $3.45 M | -0.26% | 0.37% |
| WESTERN WEALTH MANAGEMENT, LLC | 02/05/2026 | 27.44 K | $3.10 M | -3.18% | 0.36% |
| CITY HOLDING CO | 01/22/2026 | 25.78 K | $2.92 M | 11.15% | 0.34% |
| CWM, LLC | 01/26/2026 | 26.92 K | $3.05 M | -4.72% | 0.33% |
| PARK NATIONAL CORP /OH/ | 01/05/2026 | 23.38 K | $2.64 M | -2.42% | 0.31% |
| FORTRESS WEALTH GROUP, LLC | 02/02/2026 | 23.36 K | $2.80 M | 100.00% | 0.31% |
| COMERICA BANK | 01/29/2026 | 21.79 K | $2.47 M | -5.44% | 0.29% |
| IFG ADVISORY, LLC | 02/10/2026 | 20.21 K | $2.29 M | -1.10% | 0.25% |
| SANCTUARY ADVISORS, LLC | 01/29/2026 | 18.12 K | $2.05 M | -1.18% | 0.24% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 18.68 K | $2.11 M | 7.47% | 0.23% |
| 01/26/2026 | 17.07 K | $1.93 M | 15.91% | 0.22% | |
| LAKERIDGE WEALTH MANAGEMENT LLC | 01/07/2026 | 16.97 K | $1.92 M | -61.32% | 0.22% |
| MML INVESTORS SERVICES, LLC | 02/13/2026 | 17.05 K | $1.93 M | -5.14% | 0.21% |
| EQUITABLE HOLDINGS, INC. | 02/17/2026 | 15.24 K | $1.72 M | -6.35% | 0.19% |
| THREE SEASONS WEALTH, LLC | 01/15/2026 | 14.08 K | $1.59 M | -3.35% | 0.18% |
| B. RILEY WEALTH ADVISORS, INC. | 02/17/2026 | 14.96 K | $1.69 M | -3.68% | 0.18% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
First Trust Small Cap Core AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 250 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were:
UBS Group AG: 304,621
Janney Montgomery Scott LLC: 253,525
Concurrent Investment Advisors, LLC: 85,517
Chicago Partners Investment Group LLC: 72,627
Genesee Capital Advisors, LLC: 67,676
Cambridge Investment Research Advisors, Inc.: 67,275
70.77% of First Trust Small Cap Core AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 8.47 M shares in the last 24 months. This purchase volume represents approximately $1.01 B in transactions.