First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | 05/15/2026 | 708.40 K | $84.55 M | 17.19% | 8.50% |
| MORGAN STANLEY | 05/15/2026 | 652.81 K | $77.92 M | -2.19% | 7.83% |
| LPL FINANCIAL LLC | 05/06/2026 | 612.05 K | $73.05 M | 4.94% | 7.34% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 544.36 K | $64.97 M | -0.80% | 6.53% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 413.85 K | $49.40 M | 52.77% | 4.96% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 371.54 K | $44.34 M | 0.01% | 4.46% |
| UBS GROUP AG | 05/05/2026 | 304.62 K | $36.36 M | 20.85% | 3.65% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 253.53 K | $30.26 M | 6.09% | 3.04% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 128.91 K | $15.39 M | -1.74% | 1.55% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 05/07/2026 | 116.88 K | $13.95 M | 13.14% | 1.40% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 04/21/2026 | 85.52 K | $10.21 M | 13.83% | 1.08% |
| 05/12/2026 | 73.88 K | $8.82 M | 0.62% | 0.89% | |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 05/04/2026 | 72.63 K | $9.57 M | 1.80% | 0.87% |
| GENESEE CAPITAL ADVISORS, LLC | 04/22/2026 | 67.68 K | $8.08 M | -0.79% | 0.81% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 67.28 K | $8.03 M | -21.14% | 0.81% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 65.76 K | $7.85 M | -1.32% | 0.79% |
| PER STIRLING CAPITAL MANAGEMENT, LLC. | 05/12/2026 | 65.53 K | $7.82 M | 97.05% | 0.79% |
| WEALTH ALLIANCE ADVISORY GROUP, LLC | 04/09/2026 | 59.65 K | $7.12 M | -4.26% | 0.75% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 58.41 K | $6.97 M | 4.43% | 0.70% |
| GENEOS WEALTH MANAGEMENT INC. | 05/05/2026 | 52.38 K | $6.25 M | -1.33% | 0.63% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 48.16 K | $5.75 M | 1.55% | 0.58% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 44.37 K | $5.30 M | 3.51% | 0.53% |
| HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC | 04/28/2026 | 42.48 K | $5.07 M | -8.11% | 0.51% |
| MAINSAIL FINANCIAL GROUP, LLC | 04/15/2026 | 40.23 K | $4.80 M | 0.16% | 0.51% |
| JPMORGAN CHASE & CO | 05/13/2026 | 39.44 K | $4.58 M | 5.15% | 0.47% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 39.03 K | $4.66 M | 20.82% | 0.47% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 37.73 K | $4.50 M | -1.20% | 0.45% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 36.86 K | $4.40 M | 1.28% | 0.44% |
| MTM INVESTMENT MANAGEMENT, LLC | 05/06/2026 | 36.26 K | $4.33 M | 1.74% | 0.44% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 04/08/2026 | 31.93 K | $3.86 M | 4.93% | 0.40% |
| CITY HOLDING CO | 04/15/2026 | 31.35 K | $3.74 M | 21.60% | 0.40% |
| RFG ADVISORY, LLC | 04/20/2026 | 30.87 K | $3.68 M | 100.00% | 0.39% |
| 05/11/2026 | 32.14 K | $3.84 M | -0.62% | 0.39% | |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 30.99 K | $3.70 M | -11.06% | 0.37% |
| REGAL INVESTMENT ADVISORS LLC | 05/14/2026 | 30.52 K | $3.64 M | 0.01% | 0.37% |
| CITADEL ADVISORS LLC | 05/15/2026 | 29.58 K | $3.53 M | 199.02% | 0.35% |
| WESTERN WEALTH MANAGEMENT, LLC | 06/18/2026 | 29.51 K | $3.52 M | 7.55% | 0.35% |
| MML INVESTORS SERVICES, LLC | 05/04/2026 | 27.44 K | $3.27 M | 60.94% | 0.33% |
| CWM, LLC | 05/14/2026 | 25.84 K | $3.08 M | -4.02% | 0.31% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 25.31 K | $2.97 M | 35.47% | 0.30% |
| PARK NATIONAL CORP /OH/ | 04/16/2026 | 23.11 K | $2.76 M | -1.14% | 0.29% |
| JANE STREET GROUP, LLC | 05/12/2026 | 22.47 K | $2.68 M | 100.00% | 0.27% |
| FIFTH THIRD BANCORP | 05/01/2026 | 22.00 K | $2.63 M | 100.00% | 0.26% |
| VIRTU FINANCIAL LLC | 05/14/2026 | 21.12 K | $2.52 M | 100.00% | 0.25% |
| MERCER GLOBAL ADVISORS INC /ADV | 05/15/2026 | 20.67 K | $2.47 M | 100.00% | 0.25% |
| LAKERIDGE WEALTH MANAGEMENT LLC | 04/08/2026 | 17.24 K | $2.06 M | 1.56% | 0.22% |
| SANCTUARY ADVISORS, LLC | 05/05/2026 | 17.92 K | $2.14 M | -1.07% | 0.22% |
| 05/04/2026 | 17.39 K | $2.08 M | 1.91% | 0.21% | |
| EQUITABLE HOLDINGS, INC. | 05/15/2026 | 16.02 K | $1.81 M | 5.07% | 0.19% |
| 04/23/2026 | 14.84 K | $1.95 M | 1.48% | 0.18% |
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First Trust Small Cap Core AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 252 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were:
ROYAL BANK OF CANADA: 708,400
MORGAN STANLEY: 652,809
LPL Financial LLC: 612,053
WELLS FARGO & COMPANY/MN: 544,360
RAYMOND JAMES FINANCIAL INC: 413,853
BANK OF AMERICA CORP /DE/: 371,540
73.53% of First Trust Small Cap Core AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 8.63 M shares in the last 24 months. This purchase volume represents approximately $1.03 B in transactions.