First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 08/07/2026 | 260.10 K | $18.16 M | 18.44% | 10.32% |
| MORGAN STANLEY | 08/13/2026 | 185.12 K | $12.92 M | -9.38% | 7.35% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 178.00 K | $12.43 M | 3.62% | 7.07% |
| ROYAL BANK OF CANADA | 08/14/2026 | 126.96 K | $8.86 M | 25.41% | 5.04% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 08/19/2026 | 122.16 K | $8.53 M | 0.56% | 4.85% |
| PROACTIVE WEALTH STRATEGIES LLC | 08/10/2026 | 119.35 K | $8.33 M | -2.66% | 4.74% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 101.00 K | $7.05 M | -6.76% | 4.01% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 68.40 K | $4.78 M | 13.47% | 2.71% |
| ROMAN BUTLER FULLERTON & CO | 08/06/2026 | 47.85 K | $3.36 M | 100.00% | 1.90% |
| TRUIST FINANCIAL CORP | 07/28/2026 | 46.57 K | $3.25 M | -2.48% | 1.85% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 40.40 K | $2.82 M | 14.18% | 1.60% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 40.03 K | $2.79 M | -7.81% | 1.59% |
| UBS GROUP AG | 08/13/2026 | 34.12 K | $2.38 M | -1.48% | 1.35% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 29.61 K | $2.07 M | 226.54% | 1.18% |
| NWAM LLC | 07/23/2026 | 20.10 K | $1.40 M | 0.04% | 0.80% |
| IFG ADVISORY, LLC | 08/14/2026 | 19.85 K | $1.39 M | 100.00% | 0.79% |
| CITADEL ADVISORS LLC | 09/02/2026 | 16.68 K | $1.16 M | 100.00% | 0.66% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 15.71 K | $1.10 M | -53.12% | 0.62% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 14.51 K | $1.01 M | 9.16% | 0.58% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2026 | 14.50 K | $1.01 M | -6.30% | 0.58% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 14.29 K | $998.00 K | -92.65% | 0.57% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 12.56 K | $876.72 K | -37.70% | 0.50% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 12.41 K | $869.52 K | 95.99% | 0.49% |
| GATEWAY WEALTH PARTNERS, LLC | 08/04/2026 | 12.40 K | $865.49 K | -49.66% | 0.49% |
| PINNACLE BANCORP, INC. | 07/28/2026 | 12.21 K | $852.63 K | 0.00% | 0.48% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 9.61 K | $671.19 K | -21.45% | 0.38% |
| TCFG INVESTMENT ADVISORS, LLC | 07/17/2026 | 9.03 K | $630.07 K | 0.00% | 0.36% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 07/30/2026 | 8.68 K | $612.24 K | -1.12% | 0.34% |
| MML INVESTORS SERVICES, LLC | 08/07/2026 | 8.43 K | $588.20 K | 10.49% | 0.33% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 7.16 K | $500.14 K | 7.50% | 0.28% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 6.52 K | $455.35 K | -0.96% | 0.26% |
| WAVERLY ADVISORS, LLC | 08/14/2026 | 6.11 K | $426.77 K | -2.02% | 0.24% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 5.50 K | $383.66 K | 0.84% | 0.22% |
| JPMORGAN CHASE & CO | 08/12/2026 | 5.28 K | $368.16 K | -11.90% | 0.21% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 08/11/2026 | 5.26 K | $367.22 K | 340.54% | 0.21% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 5.09 K | $355.56 K | -2.77% | 0.20% |
| ADVISORY ALPHA, LLC | 08/11/2026 | 5.01 K | $349.99 K | 0.44% | 0.20% |
| C2P CAPITAL ADVISORY GROUP, LLC D.B.A. PROSPERITY CAPITAL ADVISORS | 07/20/2026 | 4.86 K | $339.02 K | 100.00% | 0.19% |
| ADVISORY ADVOCATES, LLC | 08/10/2026 | 4.70 K | $328.42 K | 0.02% | 0.19% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 08/14/2026 | 4.62 K | $310.91 K | 100.00% | 0.18% |
| MEDALLION WEALTH ADVISORS, LLC | 08/14/2026 | 4.39 K | $306.27 K | -6.34% | 0.17% |
| PRASAD WEALTH PARTNERS, LLC | 07/29/2026 | 4.38 K | $305.91 K | 0.39% | 0.17% |
| NORTHWEST WEALTH MANAGEMENT, LLC | 07/13/2026 | 3.66 K | $255.31 K | 0.00% | 0.15% |
| BUCKINGHAM STRATEGIC PARTNERS | 08/06/2026 | 3.66 K | $255.31 K | 0.00% | 0.15% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 08/10/2026 | 3.59 K | $250.72 K | 0.00% | 0.14% |
| CI PRIVATE WEALTH, LLC | 08/27/2026 | 3.57 K | $248.89 K | 0.00% | 0.14% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 3.54 K | $247.00 K | -5.28% | 0.14% |
| BELPOINTE ASSET MANAGEMENT LLC | 07/31/2026 | 3.39 K | $236.53 K | 100.00% | 0.13% |
| WARNER GROUP LLC | 07/27/2026 | 3.36 K | $234.57 K | 100.00% | 0.13% |
| FLOW TRADERS U.S. LLC | 08/14/2026 | 3.32 K | $232.00 K | 100.00% | 0.13% |
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First Trust Small Cap Value AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 109 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were:
LPL Financial LLC: 260,096
MORGAN STANLEY: 185,118
WELLS FARGO & COMPANY/MN: 178,000
ROYAL BANK OF CANADA: 126,963
Kingsview Wealth Management, LLC: 122,159
Proactive Wealth Strategies LLC: 119,349
68.48% of First Trust Small Cap Value AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.46 M shares in the last 24 months. This purchase volume represents approximately $151.81 M in transactions.