First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 05/06/2026 | 219.60 K | $13.57 M | 0.67% | 9.16% |
| MORGAN STANLEY | 05/15/2026 | 204.28 K | $12.62 M | -8.23% | 8.52% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 194.46 K | $12.02 M | 1,038.61% | 8.11% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 171.78 K | $10.61 M | -6.13% | 7.16% |
| PROACTIVE WEALTH STRATEGIES LLC | 04/29/2026 | 122.61 K | $7.58 M | 95.61% | 5.11% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 05/12/2026 | 121.48 K | $7.51 M | -6.51% | 5.07% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 108.33 K | $6.69 M | 121.76% | 4.52% |
| ROYAL BANK OF CANADA | 05/15/2026 | 101.24 K | $6.26 M | -5.00% | 4.22% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 60.28 K | $3.72 M | 7.62% | 2.51% |
| TRUIST FINANCIAL CORP | 04/27/2026 | 47.75 K | $2.95 M | -0.77% | 1.99% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 43.42 K | $2.68 M | -0.16% | 1.81% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 35.38 K | $2.19 M | 13.15% | 1.48% |
| UBS GROUP AG | 05/05/2026 | 34.63 K | $2.14 M | -2.22% | 1.44% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 33.52 K | $2.07 M | 3.84% | 1.40% |
| GATEWAY WEALTH PARTNERS, LLC | 05/15/2026 | 24.63 K | $1.52 M | 102.85% | 1.03% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 20.16 K | $1.25 M | 318.54% | 0.84% |
| NWAM LLC | 05/04/2026 | 20.09 K | $1.24 M | 100.00% | 0.84% |
| TWO SIGMA INVESTMENTS, LP | 05/15/2026 | 15.48 K | $956.23 K | 100.00% | 0.65% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 13.29 K | $821.53 K | -4.37% | 0.55% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 12.24 K | $756.27 K | 17.16% | 0.51% |
| PINNACLE BANCORP, INC. | 04/22/2026 | 12.21 K | $754.66 K | -8.95% | 0.51% |
| GOLDMAN SACHS GROUP INC | 05/15/2026 | 9.07 K | $560.33 K | 0.52% | 0.38% |
| TCFG WEALTH MANAGEMENT, LLC | 04/24/2026 | 9.03 K | $557.67 K | 0.18% | 0.38% |
| 05/06/2026 | 9.03 K | $557.67 K | 100.00% | 0.38% | |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 05/04/2026 | 8.78 K | $584.45 K | 0.11% | 0.37% |
| MML INVESTORS SERVICES, LLC | 05/04/2026 | 7.63 K | $471.13 K | 33.40% | 0.32% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 6.66 K | $411.78 K | 100.00% | 0.28% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 6.59 K | $406.92 K | -2.43% | 0.27% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 6.33 K | $387.42 K | 3.90% | 0.26% |
| WAVERLY ADVISORS, LLC | 05/15/2026 | 6.24 K | $385.52 K | 0.56% | 0.26% |
| JPMORGAN CHASE & CO | 05/13/2026 | 5.99 K | $365.20 K | 92.02% | 0.25% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 04/08/2026 | 5.45 K | $338.54 K | -28.10% | 0.23% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 5.24 K | $323.67 K | -4.40% | 0.22% |
| ADVISORY ALPHA, LLC | 05/14/2026 | 4.99 K | $308.46 K | 0.32% | 0.21% |
| 05/05/2026 | 4.70 K | $290.62 K | 0.02% | 0.20% | |
| 04/24/2026 | 4.68 K | $289.43 K | -8.98% | 0.20% | |
| PRASAD WEALTH PARTNERS, LLC | 04/27/2026 | 4.37 K | $269.71 K | -3.45% | 0.18% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 3.73 K | $231.00 K | 5.54% | 0.16% |
| NORTHWEST WEALTH MANAGEMENT, LLC | 04/14/2026 | 3.66 K | $225.97 K | 0.00% | 0.15% |
| BUCKINGHAM STRATEGIC PARTNERS | 05/13/2026 | 3.66 K | $225.97 K | 0.00% | 0.15% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 05/14/2026 | 3.59 K | $221.91 K | 0.00% | 0.15% |
| CI PRIVATE WEALTH, LLC | 05/15/2026 | 3.57 K | $220.29 K | 0.00% | 0.15% |
| WAGNER WEALTH MANAGEMENT, LLC | 04/24/2026 | 3.38 K | $209.00 K | 0.33% | 0.14% |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 04/15/2026 | 3.28 K | $202.35 K | -49.18% | 0.14% |
| PRIVATE WEALTH ASSET MANAGEMENT, LLC | 05/06/2026 | 3.10 K | $191.56 K | 0.00% | 0.13% |
| FOUNDERS FINANCIAL ALLIANCE, LLC | 05/11/2026 | 2.87 K | $177.14 K | 100.00% | 0.12% |
| CAPITAL ANALYSTS, LLC | 05/14/2026 | 1.97 K | $122.00 K | 0.00% | 0.08% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 04/13/2026 | 1.48 K | $91.24 K | -2.06% | 0.06% |
| GAMMA INVESTING LLC | 04/06/2026 | 1.26 K | $77.80 K | 0.00% | 0.05% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 05/15/2026 | 1.19 K | $73.78 K | -96.45% | 0.05% |
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First Trust Small Cap Value AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 93 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were:
LPL Financial LLC: 219,604
MORGAN STANLEY: 204,279
Cambridge Investment Research Advisors, Inc.: 194,464
WELLS FARGO & COMPANY/MN: 171,783
Proactive Wealth Strategies LLC: 122,605
Kingsview Wealth Management, LLC: 121,478
73.60% of First Trust Small Cap Value AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.48 M shares in the last 24 months. This purchase volume represents approximately $152.56 M in transactions.