First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 02/11/2026 | 1.18 M | $113.77 M | 43.02% | 13.08% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 438.89 K | $42.19 M | 35.36% | 4.80% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 363.67 K | $34.96 M | 28.85% | 4.02% |
| MORGAN STANLEY | 02/13/2026 | 293.29 K | $28.19 M | 16.47% | 3.24% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 255.01 K | $24.51 M | 13.60% | 2.82% |
| FIRST TRUST ADVISORS LP | 02/13/2026 | 216.35 K | $20.80 M | -11.98% | 2.36% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 201.51 K | $19.37 M | 3.26% | 2.23% |
| ROYAL BANK OF CANADA | 02/17/2026 | 163.96 K | $15.76 M | 14.03% | 1.81% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 159.10 K | $15.29 M | 8.70% | 1.76% |
| ECLECTIC ASSOCIATES INC /ADV | 02/03/2026 | 153.92 K | $14.79 M | 2.61% | 1.70% |
| RICHMOND INVESTMENT SERVICES, LLC | 02/12/2026 | 143.09 K | $13.75 M | 2.57% | 1.56% |
| NEW WAVE WEALTH ADVISORS LLC | 01/21/2026 | 108.35 K | $10.41 M | 1.19% | 1.20% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 01/29/2026 | 99.28 K | $9.54 M | 0.65% | 1.10% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 93.14 K | $8.95 M | 25.95% | 1.03% |
| IFP ADVISORS, INC | 02/06/2026 | 88.82 K | $8.54 M | -0.62% | 0.98% |
| UBS GROUP AG | 01/29/2026 | 84.26 K | $8.10 M | 49.62% | 0.93% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 81.84 K | $7.87 M | 73.61% | 0.90% |
| PNC FINANCIAL SERVICES GROUP, INC. | 02/06/2026 | 76.77 K | $7.38 M | 21.08% | 0.85% |
| BEDEL FINANCIAL CONSULTING, INC. | 01/28/2026 | 74.44 K | $7.16 M | 1.10% | 0.82% |
| MML INVESTORS SERVICES, LLC | 02/13/2026 | 66.70 K | $6.41 M | 1.29% | 0.73% |
| EQUITABLE HOLDINGS, INC. | 02/17/2026 | 55.88 K | $5.37 M | -5.50% | 0.62% |
| REDHAWK WEALTH ADVISORS, INC. | 01/14/2026 | 48.57 K | $4.67 M | -23.60% | 0.54% |
| INTEGRATED WEALTH CONCEPTS LLC | 02/13/2026 | 47.74 K | $4.59 M | -0.01% | 0.52% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 45.04 K | $4.33 M | 53.16% | 0.50% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 02/09/2026 | 44.51 K | $4.28 M | -37.61% | 0.49% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 02/10/2026 | 43.33 K | $4.16 M | 123.52% | 0.48% |
| GREENUP STREET WEALTH MANAGEMENT LLC | 01/23/2026 | 40.51 K | $3.89 M | 100.00% | 0.45% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 38.97 K | $3.75 M | 18.35% | 0.43% |
| JANE STREET GROUP, LLC | 02/12/2026 | 35.15 K | $3.38 M | -26.04% | 0.39% |
| 01/15/2026 | 32.56 K | $3.13 M | 100.00% | 0.36% | |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 29.52 K | $2.84 M | 80.19% | 0.32% |
| VISTA INVESTMENT PARTNERS II, LLC | 01/22/2026 | 25.96 K | $2.50 M | 47.51% | 0.29% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 25.92 K | $2.49 M | 224.85% | 0.28% |
| 01/26/2026 | 24.01 K | $2.31 M | 100.00% | 0.27% | |
| HFG ADVISORS, INC. | 02/13/2026 | 22.83 K | $2.19 M | 2.39% | 0.25% |
| HARBOUR INVESTMENTS, INC. | 02/09/2026 | 20.99 K | $2.02 M | 7.35% | 0.23% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 02/12/2026 | 20.64 K | $1.98 M | 14.04% | 0.23% |
| US BANCORP \DE\ | 01/30/2026 | 20.32 K | $1.96 M | -26.17% | 0.22% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 20.52 K | $1.97 M | -0.40% | 0.22% |
| CERTIFIED ADVISORY CORP | 01/12/2026 | 19.19 K | $1.84 M | -1.43% | 0.21% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 18.16 K | $1.75 M | 334.60% | 0.20% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 17.71 K | $1.70 M | -0.83% | 0.20% |
| FOUNDERS FINANCIAL SECURITIES LLC | 02/10/2026 | 17.56 K | $1.69 M | 100.00% | 0.19% |
| EMPIRICAL ASSET MANAGEMENT, LLC | 02/06/2026 | 16.64 K | $1.60 M | 63.97% | 0.18% |
| MTM INVESTMENT MANAGEMENT, LLC | 02/09/2026 | 15.75 K | $1.51 M | 0.00% | 0.17% |
| GENEOS WEALTH MANAGEMENT INC. | 01/28/2026 | 14.50 K | $1.39 M | 4.03% | 0.16% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 14.22 K | $1.37 M | 100.00% | 0.16% |
| MONECO ADVISORS, LLC | 02/04/2026 | 13.70 K | $1.32 M | -1.06% | 0.15% |
| TRUIST FINANCIAL CORP | 02/02/2026 | 13.61 K | $1.31 M | 38.21% | 0.15% |
| CUSTOM INDEX SYSTEMS, LLC | 02/12/2026 | 13.29 K | $1.28 M | -18.69% | 0.15% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
First Trust Small Cap Growth AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 174 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were:
ENVESTNET ASSET MANAGEMENT INC: 185,425
UBS Group AG: 174,614
ECLECTIC ASSOCIATES INC /ADV: 159,243
Richmond Investment Services, LLC: 146,944
NEW WAVE WEALTH ADVISORS LLC: 101,463
Concurrent Investment Advisors, LLC: 100,379
60.61% of First Trust Small Cap Growth AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 6.34 M shares in the last 24 months. This purchase volume represents approximately $622.86 M in transactions.