First Trust Mid Cap Value AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | 04/13/2026 | 1.34 M | $76.58 M | 0.91% | 38.39% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 258.61 K | $14.76 M | 9.41% | 7.40% |
| MORGAN STANLEY | 05/15/2026 | 235.56 K | $13.44 M | -0.19% | 6.74% |
| LPL FINANCIAL LLC | 05/06/2026 | 137.59 K | $7.85 M | 3.95% | 3.94% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 105.57 K | $6.03 M | 17.27% | 3.02% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 05/12/2026 | 62.67 K | $3.58 M | -4.96% | 1.79% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 58.78 K | $3.35 M | 9.86% | 1.68% |
| UBS GROUP AG | 05/05/2026 | 51.14 K | $2.92 M | -1.11% | 1.46% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 50.44 K | $2.88 M | -1.63% | 1.44% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 37.13 K | $2.09 M | 0.95% | 1.06% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 27.84 K | $1.59 M | -6.78% | 0.80% |
| ROYAL BANK OF CANADA | 05/15/2026 | 22.95 K | $1.31 M | -0.23% | 0.66% |
| EQUITABLE HOLDINGS, INC. | 05/15/2026 | 20.79 K | $1.16 M | 6.40% | 0.59% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 17.23 K | $983.00 K | -0.69% | 0.49% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 16.41 K | $936.82 K | 1.60% | 0.47% |
| KEEL POINT, LLC | 06/01/2026 | 11.85 K | $676.18 K | 0.77% | 0.34% |
| ARS WEALTH ADVISORS GROUP, LLC | 04/15/2026 | 11.49 K | $655.70 K | 0.03% | 0.33% |
| STRATOS WEALTH PARTNERS, LTD. | 04/28/2026 | 10.46 K | $596.76 K | -38.96% | 0.30% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 10.34 K | $589.88 K | 23.49% | 0.30% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 8.25 K | $471.01 K | 0.33% | 0.24% |
| CITADEL ADVISORS LLC | 05/15/2026 | 6.60 K | $376.52 K | 100.00% | 0.19% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 05/15/2026 | 5.77 K | $329.11 K | -9.93% | 0.17% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 05/14/2026 | 5.61 K | $320.44 K | 0.00% | 0.16% |
| BENJAMIN EDWARDS INC | 05/12/2026 | 5.32 K | $304.13 K | -63.87% | 0.15% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 5.13 K | $292.64 K | 100.00% | 0.15% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 5.05 K | $288.00 K | -2.79% | 0.14% |
| ASHTON THOMAS PRIVATE WEALTH, LLC | 05/11/2026 | 4.76 K | $271.85 K | -82.01% | 0.14% |
| ADVISOR OS, LLC | 05/08/2026 | 4.48 K | $255.41 K | 100.00% | 0.13% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 4.42 K | $252.33 K | 5.64% | 0.13% |
| SIGMA PLANNING CORP | 05/04/2026 | 4.18 K | $238.62 K | -1.41% | 0.12% |
| DAYMARK WEALTH PARTNERS, LLC | 05/11/2026 | 4.13 K | $235.81 K | 0.24% | 0.12% |
| GREAT VALLEY ADVISOR GROUP, INC. | 05/11/2026 | 3.99 K | $227.37 K | 0.05% | 0.11% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 04/08/2026 | 3.67 K | $209.17 K | 0.03% | 0.10% |
| TRIUMPH CAPITAL MANAGEMENT | 05/13/2026 | 3.49 K | $199.08 K | -5.32% | 0.10% |
| FOUNDERS FINANCIAL ALLIANCE, LLC | 05/11/2026 | 2.92 K | $166.58 K | 100.00% | 0.08% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 05/14/2026 | 2.89 K | $164.93 K | 0.45% | 0.08% |
| GENEOS WEALTH MANAGEMENT INC. | 05/05/2026 | 2.40 K | $136.97 K | 0.00% | 0.07% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 05/15/2026 | 2.25 K | $128.48 K | 189.70% | 0.06% |
| PARALLEL ADVISORS, LLC | 06/03/2026 | 1.94 K | $110.44 K | 100.00% | 0.06% |
| GAMMA INVESTING LLC | 04/06/2026 | 1.82 K | $103.65 K | 0.00% | 0.05% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 05/07/2026 | 1.29 K | $73.46 K | 130.23% | 0.04% |
| SOUND INCOME STRATEGIES, LLC | 04/27/2026 | 984 | $56.20 K | 0.00% | 0.03% |
| UBS ASSET MANAGEMENT AMERICAS INC | 05/13/2026 | 807 | $46.06 K | 100.00% | 0.02% |
| BANK OF MONTREAL /CAN/ | 05/13/2026 | 568 | $32.42 K | 100.00% | 0.02% |
| BESSEMER GROUP INC | 05/06/2026 | 454 | $26.00 K | 100.00% | 0.01% |
| US BANCORP \DE\ | 05/15/2026 | 371 | $21.18 K | 44.92% | 0.01% |
| 05/12/2026 | 356 | $20.32 K | 0.00% | 0.01% | |
| PRIVATE TRUST CO NA | 04/30/2026 | 318 | $18.15 K | 0.00% | 0.01% |
| ADVISORY SERVICES NETWORK, LLC | 05/15/2026 | 279 | $15.92 K | 100.00% | 0.01% |
| FIFTH THIRD BANCORP | 05/01/2026 | 272 | $15.52 K | 100.00% | 0.01% |
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First Trust Mid Cap Value AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 84 institutional investors and hedge funds held shares of First Trust Mid Cap Value AlphaDEX Fund. The most heavily invested institutionals were:
TOTAL INVESTMENT MANAGEMENT INC: 1.34 M
WELLS FARGO & COMPANY/MN: 258,612
MORGAN STANLEY: 235,560
LPL Financial LLC: 137,586
Cetera Investment Advisers: 105,572
Kingsview Wealth Management, LLC: 62,667
73.94% of First Trust Mid Cap Value AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.94 M shares in the last 24 months. This purchase volume represents approximately $169.17 M in transactions.