First Trust Mid Cap Value AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | 02/03/2026 | 1.33 M | $73.99 M | 1.48% | 39.25% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 236.37 K | $13.15 M | -2.18% | 6.79% |
| MORGAN STANLEY | 02/13/2026 | 236.01 K | $13.13 M | 2.44% | 6.78% |
| LPL FINANCIAL LLC | 02/11/2026 | 132.36 K | $7.37 M | 0.92% | 3.82% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 90.02 K | $5.01 M | 16.26% | 2.59% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 02/09/2026 | 65.94 K | $3.67 M | 100.00% | 1.89% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 53.50 K | $2.98 M | -7.62% | 1.55% |
| UBS GROUP AG | 01/29/2026 | 51.71 K | $2.88 M | -0.28% | 1.49% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 51.28 K | $2.85 M | 2.72% | 1.47% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 36.78 K | $2.05 M | 13.01% | 1.06% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 29.86 K | $1.66 M | 79.34% | 0.86% |
| ASHTON THOMAS PRIVATE WEALTH, LLC | 01/29/2026 | 26.47 K | $1.47 M | 100.00% | 0.78% |
| ROYAL BANK OF CANADA | 02/17/2026 | 23.00 K | $1.28 M | -21.23% | 0.66% |
| EQUITABLE HOLDINGS, INC. | 02/17/2026 | 19.54 K | $1.09 M | 5.82% | 0.56% |
| STRATOS WEALTH PARTNERS, LTD. | 01/20/2026 | 17.13 K | $953.23 K | -8.33% | 0.51% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 17.35 K | $965.00 K | -8.88% | 0.49% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 16.16 K | $898.99 K | -17.36% | 0.46% |
| BENJAMIN EDWARDS INC | 02/02/2026 | 14.73 K | $819.92 K | -52.18% | 0.43% |
| KEEL POINT, LLC | 02/12/2026 | 11.76 K | $654.27 K | 7.77% | 0.34% |
| ARS WEALTH ADVISORS GROUP, LLC | 01/12/2026 | 11.49 K | $639.14 K | -10.71% | 0.34% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 10.57 K | $587.97 K | -45.47% | 0.31% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 8.37 K | $465.70 K | 18.68% | 0.24% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 8.23 K | $457.72 K | -2.85% | 0.24% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 6.40 K | $356.27 K | -5.46% | 0.18% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 02/13/2026 | 5.61 K | $312.43 K | 0.00% | 0.16% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 5.19 K | $289.00 K | 0.00% | 0.15% |
| ARETE WEALTH ADVISORS, LLC | 02/13/2026 | 4.48 K | $249.00 K | 0.00% | 0.13% |
| SIGMA PLANNING CORP | 01/30/2026 | 4.24 K | $236.00 K | -0.26% | 0.13% |
| DAYMARK WEALTH PARTNERS, LLC | 01/12/2026 | 4.12 K | $229.40 K | 0.24% | 0.12% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 4.19 K | $232.88 K | -1.83% | 0.12% |
| GREAT VALLEY ADVISOR GROUP, INC. | 02/12/2026 | 3.99 K | $222.08 K | 0.00% | 0.12% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 01/09/2026 | 3.66 K | $203.88 K | 0.03% | 0.11% |
| TRIUMPH CAPITAL MANAGEMENT | 02/12/2026 | 3.68 K | $205.01 K | -7.51% | 0.11% |
| TWO SIGMA INVESTMENTS, LP | 02/17/2026 | 3.60 K | $200.34 K | 100.00% | 0.10% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 03/17/2026 | 2.88 K | $160.09 K | 69.88% | 0.08% |
| GENEOS WEALTH MANAGEMENT INC. | 01/28/2026 | 2.40 K | $133.56 K | 0.00% | 0.07% |
| GAMMA INVESTING LLC | 01/05/2026 | 1.82 K | $101.06 K | -10.32% | 0.05% |
| SOUND INCOME STRATEGIES, LLC | 01/21/2026 | 984 | $57.65 K | 100.00% | 0.03% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 02/17/2026 | 777 | $43.24 K | -84.16% | 0.02% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 02/10/2026 | 559 | $31.11 K | 0.00% | 0.02% |
| 02/12/2026 | 356 | $19.81 K | 100.00% | 0.01% | |
| PRIVATE TRUST CO NA | 01/26/2026 | 318 | $17.70 K | 0.00% | 0.01% |
| COMERICA BANK | 01/29/2026 | 272 | $15.14 K | 0.00% | 0.01% |
| US BANCORP \DE\ | 01/30/2026 | 256 | $14.25 K | 148.54% | 0.01% |
| GLEN EAGLE ADVISORS, LLC | 02/13/2026 | 200 | $11.13 K | 0.00% | 0.01% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 02/12/2026 | 165 | $9.18 K | 0.00% | 0.00% |
| PNC FINANCIAL SERVICES GROUP, INC. | 02/06/2026 | 158 | $8.79 K | 0.00% | 0.00% |
| HARBOUR INVESTMENTS, INC. | 02/09/2026 | 107 | $5.95 K | 0.00% | 0.00% |
| CAPITAL ANALYSTS, LLC | 02/11/2026 | 94 | $5.00 K | 0.00% | 0.00% |
| GLOBAL RETIREMENT PARTNERS, LLC | 02/06/2026 | 90 | $5.01 K | 0.00% | 0.00% |
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First Trust Mid Cap Value AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 79 institutional investors and hedge funds held shares of First Trust Mid Cap Value AlphaDEX Fund. The most heavily invested institutionals were:
TOTAL INVESTMENT MANAGEMENT INC: 1.34 M
UBS Group AG: 51,138
Cambridge Investment Research Advisors, Inc.: 17,228
COMMONWEALTH EQUITY SERVICES, LLC: 16,414
ARS Wealth Advisors Group, LLC: 11,488
Stratos Wealth Partners, LTD.: 10,455
75.54% of First Trust Mid Cap Value AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.93 M shares in the last 24 months. This purchase volume represents approximately $168.54 M in transactions.