First Trust Japan AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 735.73 K | $53.41 M | 0.04% | 23.86% |
| LPL FINANCIAL LLC | 05/06/2026 | 260.26 K | $18.89 M | 8.39% | 8.44% |
| MORGAN STANLEY | 05/15/2026 | 243.58 K | $17.68 M | -10.42% | 7.90% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 218.79 K | $15.88 M | 1.44% | 7.09% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 124.33 K | $9.03 M | 4.11% | 4.03% |
| RATHBONES GROUP PLC | 06/09/2026 | 96.23 K | $6.99 M | -8.63% | 3.12% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 87.98 K | $6.39 M | 110.53% | 2.85% |
| ASSETMARK, INC | 05/06/2026 | 86.15 K | $6.25 M | -0.86% | 2.79% |
| HOLISTIC FINANCIAL PARTNERS | 05/05/2026 | 69.25 K | $5.03 M | 2.63% | 2.25% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 58.94 K | $4.28 M | 11.46% | 1.91% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 04/08/2026 | 54.01 K | $3.96 M | -41.38% | 1.75% |
| GATEWAY WEALTH PARTNERS, LLC | 05/15/2026 | 37.75 K | $2.74 M | 99.11% | 1.22% |
| BENJAMIN EDWARDS INC | 05/12/2026 | 37.64 K | $2.74 M | 7.70% | 1.22% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 37.14 K | $2.70 M | 64.47% | 1.20% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 36.16 K | $2.63 M | 17.92% | 1.17% |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 05/15/2026 | 26.82 K | $1.95 M | -11.14% | 0.87% |
| CONCORDE ASSET MANAGEMENT, LLC | 06/01/2026 | 26.41 K | $1.92 M | 4.29% | 0.86% |
| PROSPERA FINANCIAL SERVICES INC | 04/14/2026 | 25.28 K | $1.84 M | 3.52% | 0.82% |
| IFP ADVISORS, INC | 04/13/2026 | 24.94 K | $1.81 M | 4.41% | 0.81% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 22.11 K | $1.61 M | 14.44% | 0.72% |
| BANK OF NEW YORK MELLON CORP | 05/05/2026 | 20.17 K | $1.46 M | -4.67% | 0.65% |
| CITADEL ADVISORS LLC | 05/15/2026 | 18.49 K | $1.34 M | 130.45% | 0.60% |
| AE WEALTH MANAGEMENT LLC | 05/13/2026 | 17.44 K | $1.27 M | -10.69% | 0.57% |
| ATRIA INVESTMENTS, INC | 05/05/2026 | 16.14 K | $1.17 M | -8.16% | 0.52% |
| BRINKER CAPITAL INVESTMENTS, LLC | 05/13/2026 | 15.54 K | $1.13 M | -4.32% | 0.50% |
| US BANCORP \DE\ | 05/15/2026 | 15.49 K | $1.12 M | -7.70% | 0.50% |
| CORECAP ADVISORS, LLC | 04/07/2026 | 14.55 K | $1.06 M | 100.00% | 0.47% |
| SNOWDEN CAPITAL ADVISORS LLC | 05/15/2026 | 14.22 K | $1.03 M | -0.66% | 0.46% |
| PARK AVENUE SECURITIES LLC | 04/07/2026 | 13.45 K | $976.00 K | 3.15% | 0.44% |
| ONEASCENT FINANCIAL SERVICES LLC | 04/21/2026 | 12.72 K | $923.69 K | -7.04% | 0.41% |
| AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP | 04/24/2026 | 11.81 K | $857.41 K | 0.00% | 0.38% |
| FARTHER FINANCE ADVISORS, LLC | 04/07/2026 | 11.49 K | $859.02 K | -2.36% | 0.37% |
| NEWEDGE WEALTH, LLC | 05/13/2026 | 10.99 K | $797.77 K | 0.04% | 0.36% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 10.53 K | $764.15 K | -11.33% | 0.34% |
| JANE STREET GROUP, LLC | 05/12/2026 | 9.91 K | $719.54 K | 100.00% | 0.32% |
| 05/13/2026 | 9.34 K | $678.23 K | 62.67% | 0.30% | |
| HBW ADVISORY SERVICES LLC | 05/04/2026 | 9.20 K | $668.07 K | 7.34% | 0.30% |
| COTTONWOOD CAPITAL ADVISORS, LLC | 04/17/2026 | 8.30 K | $602.58 K | -1.14% | 0.27% |
| IAMS WEALTH MANAGEMENT, LLC | 04/15/2026 | 7.61 K | $552.22 K | -11.68% | 0.25% |
| SANCTUARY ADVISORS, LLC | 05/05/2026 | 7.51 K | $545.21 K | 2.18% | 0.24% |
| TRIAD WEALTH PARTNERS, LLC | 04/16/2026 | 7.17 K | $520.47 K | -1.82% | 0.23% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 6.87 K | $498.40 K | -2.19% | 0.22% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 5.89 K | $427.72 K | 50.67% | 0.19% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 5.08 K | $369.03 K | 100.00% | 0.16% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 5.06 K | $367.39 K | 13.53% | 0.16% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 4.74 K | $343.76 K | 100.00% | 0.15% |
| LASALLE ST. INVESTMENT ADVISORS, LLC | 05/08/2026 | 4.25 K | $308.30 K | -0.63% | 0.14% |
| PINE VALLEY INVESTMENTS LTD LIABILITY CO | 06/08/2026 | 4.09 K | $296.90 K | 3.02% | 0.13% |
| BLUECHIP WEALTH ADVISORS LLC | 05/05/2026 | 4.08 K | $295.85 K | 9.63% | 0.13% |
| PINNACLE FAMILY ADVISORS, LLC | 05/15/2026 | 3.74 K | $271.68 K | -2.81% | 0.12% |
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First Trust Japan AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 126 institutional investors and hedge funds held shares of First Trust Japan AlphaDEX Fund. The most heavily invested institutionals were:
ADVISOR GROUP HOLDINGS, INC.: 735,733
LPL Financial LLC: 260,261
MORGAN STANLEY: 243,580
ENVESTNET ASSET MANAGEMENT INC: 218,787
Cetera Investment Advisers: 124,329
Rathbones Group PLC: 96,225
86.38% of First Trust Japan AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 5.00 M shares in the last 24 months. This purchase volume represents approximately $364.44 M in transactions.