First Trust Japan AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 724.63 K | $55.31 M | -1.51% | 21.37% |
| LPL FINANCIAL LLC | 08/07/2026 | 284.74 K | $21.73 M | 9.40% | 8.40% |
| MORGAN STANLEY | 08/13/2026 | 241.10 K | $18.40 M | -1.02% | 7.11% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 224.64 K | $17.15 M | 2.67% | 6.63% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 129.23 K | $9.86 M | 3.94% | 3.81% |
| RATHBONES GROUP PLC | 07/23/2026 | 97.28 K | $7.43 M | 1.10% | 2.87% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 94.79 K | $7.23 M | 7.74% | 2.80% |
| ASSETMARK, INC | 07/30/2026 | 93.08 K | $7.10 M | 8.04% | 2.75% |
| FARTHER FINANCE ADVISORS, LLC | 07/17/2026 | 84.74 K | $6.47 M | 637.67% | 2.50% |
| GUILD INVESTMENT MANAGEMENT, INC. | 07/28/2026 | 56.99 K | $4.35 M | 100.00% | 1.68% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 54.89 K | $4.19 M | -6.87% | 1.62% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 07/15/2026 | 52.88 K | $4.05 M | -2.10% | 1.56% |
| HOLISTIC FINANCIAL PARTNERS | 07/23/2026 | 41.74 K | $3.19 M | -39.73% | 1.23% |
| BENJAMIN EDWARDS INC | 07/24/2026 | 39.20 K | $2.99 M | 4.12% | 1.16% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 38.07 K | $2.91 M | 2.50% | 1.12% |
| COPPELL ADVISORY SOLUTIONS LLC | 08/14/2026 | 34.84 K | $3.99 K | 100.00% | 1.03% |
| FLOW TRADERS U.S. LLC | 08/14/2026 | 30.81 K | $2.35 M | 100.00% | 0.91% |
| CITADEL ADVISORS LLC | 09/02/2026 | 28.64 K | $2.19 M | 54.86% | 0.84% |
| PROSPERA FINANCIAL SERVICES INC | 07/15/2026 | 24.32 K | $1.86 M | -3.81% | 0.72% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 23.89 K | $1.82 M | 8.07% | 0.70% |
| IFP ADVISORS, INC | 07/20/2026 | 23.79 K | $1.82 M | -4.59% | 0.70% |
| GATEWAY WEALTH PARTNERS, LLC | 08/04/2026 | 23.22 K | $1.77 M | -38.49% | 0.68% |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 08/17/2026 | 22.40 K | $1.71 M | -16.48% | 0.66% |
| BANK OF NEW YORK MELLON CORP | 08/06/2026 | 20.56 K | $1.57 M | 1.95% | 0.61% |
| HIGHTOWER ADVISORS, LLC | 08/05/2026 | 18.68 K | $1.43 M | -48.35% | 0.55% |
| ATRIA INVESTMENTS, INC | 07/28/2026 | 16.32 K | $1.25 M | 1.13% | 0.48% |
| AE WEALTH MANAGEMENT LLC | 08/03/2026 | 15.90 K | $1.21 M | -8.86% | 0.47% |
| BRINKER CAPITAL INVESTMENTS, LLC | 08/14/2026 | 15.84 K | $1.21 M | 1.96% | 0.47% |
| SNOWDEN CAPITAL ADVISORS LLC | 08/13/2026 | 14.64 K | $1.12 M | 2.97% | 0.43% |
| CORECAP ADVISORS, LLC | 07/06/2026 | 14.64 K | $1.12 M | 0.58% | 0.43% |
| PARK AVENUE SECURITIES LLC | 07/20/2026 | 13.48 K | $1.03 M | 0.23% | 0.40% |
| ONEASCENT FINANCIAL SERVICES LLC | 08/11/2026 | 12.88 K | $983.37 K | 1.27% | 0.38% |
| AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP | 07/22/2026 | 11.41 K | $870.87 K | -3.39% | 0.34% |
| HBW ADVISORY SERVICES LLC | 07/16/2026 | 11.41 K | $870.72 K | 23.97% | 0.34% |
| NEWEDGE WEALTH, LLC | 08/10/2026 | 10.46 K | $798.54 K | -4.80% | 0.31% |
| IFG ADVISORY, LLC | 08/14/2026 | 10.14 K | $774.04 K | 100.00% | 0.30% |
| COTTONWOOD CAPITAL ADVISORS, LLC | 07/23/2026 | 8.21 K | $626.25 K | -1.14% | 0.24% |
| IAMS WEALTH MANAGEMENT, LLC | 07/16/2026 | 7.83 K | $597.71 K | 2.96% | 0.23% |
| SANCTUARY ADVISORS, LLC | 08/13/2026 | 7.51 K | $573.20 K | 0.00% | 0.22% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 7.34 K | $560.49 K | 24.65% | 0.22% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 6.70 K | $511.36 K | 32.41% | 0.20% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 6.68 K | $509.78 K | 31.40% | 0.20% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 5.62 K | $428.64 K | -18.19% | 0.17% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 5.12 K | $390.64 K | 8.09% | 0.15% |
| SIMPLICITY WEALTH,LLC | 08/06/2026 | 5.08 K | $387.99 K | 100.00% | 0.15% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 08/19/2026 | 4.74 K | $361.85 K | 100.00% | 0.14% |
| PINE VALLEY INVESTMENTS LTD LIABILITY CO | 07/24/2026 | 4.28 K | $326.50 K | 4.60% | 0.13% |
| LASALLE ST. INVESTMENT ADVISORS, LLC | 08/11/2026 | 4.23 K | $322.47 K | -0.49% | 0.12% |
| BLUECHIP WEALTH ADVISORS LLC | 07/30/2026 | 4.08 K | $311.02 K | 0.00% | 0.12% |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | 07/20/2026 | 3.99 K | $304.23 K | 10.08% | 0.12% |
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First Trust Japan AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 146 institutional investors and hedge funds held shares of First Trust Japan AlphaDEX Fund. The most heavily invested institutionals were:
ADVISOR GROUP HOLDINGS, INC.: 724,625
LPL Financial LLC: 284,735
MORGAN STANLEY: 241,098
ENVESTNET ASSET MANAGEMENT INC: 224,636
Cetera Investment Advisers: 129,232
Rathbones Group PLC: 97,284
82.62% of First Trust Japan AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 5.14 M shares in the last 24 months. This purchase volume represents approximately $374.74 M in transactions.