First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 08/13/2026 | 466.10 K | $21.28 M | -6.75% | 8.06% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 443.09 K | $20.23 M | 13.07% | 7.66% |
| LPL FINANCIAL LLC | 08/07/2026 | 272.51 K | $12.44 M | 12.25% | 4.71% |
| BETA WEALTH GROUP, INC. | 07/24/2026 | 210.21 K | $9.60 M | 7.96% | 3.63% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 201.77 K | $9.21 M | -8.37% | 3.49% |
| SRS CAPITAL ADVISORS, INC. | 08/10/2026 | 146.41 K | $6.69 M | 8.36% | 2.53% |
| 626 FINANCIAL, LLC | 07/27/2026 | 146.38 K | $6.68 M | 4.28% | 2.53% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 119.80 K | $5.47 M | -1.06% | 2.07% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 98.95 K | $4.45 M | 3.81% | 1.71% |
| VESTGEN ADVISORS, LLC | 08/11/2026 | 76.38 K | $3.49 M | 4.37% | 1.32% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 74.94 K | $3.42 M | 1.02% | 1.30% |
| ARCHER INVESTMENT CORP | 08/19/2026 | 71.60 K | $3.27 M | 3.62% | 1.24% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 68.86 K | $3.14 M | 68.42% | 1.19% |
| FLOW TRADERS U.S. LLC | 08/14/2026 | 64.81 K | $2.96 M | -28.62% | 1.12% |
| PARADIGM FINANCIAL PARTNERS, LLC | 08/06/2026 | 61.69 K | $2.82 M | 259.20% | 1.07% |
| ROYAL BANK OF CANADA | 08/14/2026 | 60.50 K | $2.76 M | 15.27% | 1.05% |
| HBW ADVISORY SERVICES LLC | 07/16/2026 | 56.03 K | $2.56 M | 9.35% | 0.97% |
| CRUSONIA WEALTH ADVISORS LLC | 07/30/2026 | 54.29 K | $2.48 M | 0.02% | 0.94% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 51.87 K | $2.37 M | 3.12% | 0.90% |
| OLD MISSION CAPITAL LLC | 08/14/2026 | 49.67 K | $2.27 M | 193.84% | 0.86% |
| UBS GROUP AG | 08/13/2026 | 44.94 K | $2.05 M | -10.62% | 0.78% |
| CORNERSTONE PLANNING GROUP LLC | 07/29/2026 | 44.43 K | $2.02 M | -7.25% | 0.77% |
| QUAD-CITIES INVESTMENT GROUP, LLC | 07/07/2026 | 44.10 K | $2.01 M | -2.57% | 0.76% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 40.65 K | $1.86 M | -2.76% | 0.70% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 35.89 K | $1.64 M | 16.40% | 0.62% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 29.71 K | $1.36 M | 1.50% | 0.51% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/13/2026 | 29.37 K | $1.34 M | 133.83% | 0.51% |
| FARTHER FINANCE ADVISORS, LLC | 07/17/2026 | 25.62 K | $1.17 M | 246.30% | 0.44% |
| LECLAIR WEALTH PARTNERS LLC | 08/04/2026 | 18.30 K | $835.39 K | 100.00% | 0.32% |
| SFI ADVISORS, LLC | 07/27/2026 | 16.08 K | $734.44 K | 0.00% | 0.28% |
| CAPTRUST FINANCIAL ADVISORS | 08/13/2026 | 15.80 K | $721.63 K | 0.59% | 0.27% |
| CITADEL ADVISORS LLC | 09/02/2026 | 14.48 K | $661.10 K | -39.57% | 0.25% |
| MML INVESTORS SERVICES, LLC | 08/07/2026 | 14.34 K | $654.80 K | 6.96% | 0.25% |
| RVW WEALTH, LLC | 07/08/2026 | 13.62 K | $621.84 K | 0.10% | 0.24% |
| MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. | 08/10/2026 | 13.00 K | $591.64 K | 100.00% | 0.22% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 11.89 K | $543.00 K | -17.78% | 0.21% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 11.63 K | $531.07 K | -0.99% | 0.20% |
| WESTERN WEALTH MANAGEMENT, LLC | 08/14/2026 | 10.89 K | $497.19 K | -1.39% | 0.19% |
| NATIXIS ADVISORS, L.P. | 08/14/2026 | 10.81 K | $493.00 K | 100.00% | 0.19% |
| INTEGRATED WEALTH CONCEPTS LLC | 09/09/2026 | 10.24 K | $467.67 K | -63.93% | 0.18% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 8.74 K | $399.00 K | -17.80% | 0.15% |
| SUMMIT WEALTH GROUP LLC / CO | 07/28/2026 | 8.32 K | $379.82 K | 54.41% | 0.14% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 07/23/2026 | 7.85 K | $358.33 K | -10.61% | 0.14% |
| EQUITABLE HOLDINGS, INC. | 08/17/2026 | 7.81 K | $356.75 K | 9.66% | 0.14% |
| JANE STREET GROUP, LLC | 08/14/2026 | 5.92 K | $270.23 K | -44.81% | 0.10% |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | 08/06/2026 | 5.52 K | $251.97 K | 9.22% | 0.10% |
| MERIT FINANCIAL GROUP, LLC | 07/20/2026 | 4.97 K | $226.78 K | 2.94% | 0.09% |
| PINNACLE BANCORP, INC. | 07/28/2026 | 4.88 K | $222.83 K | 0.00% | 0.08% |
| RICHMOND INVESTMENT SERVICES, LLC | 07/27/2026 | 4.61 K | $210.43 K | -49.95% | 0.08% |
| KEYSTONE FINANCIAL GROUP | 07/29/2026 | 4.48 K | $204.37 K | 100.00% | 0.08% |
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First Trust Emerging Markets Small Cap AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 105 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 466,103
WELLS FARGO & COMPANY/MN: 443,087
LPL Financial LLC: 272,507
Beta Wealth Group, Inc.: 210,210
RAYMOND JAMES FINANCIAL INC: 201,773
SRS Capital Advisors, Inc.: 146,406
57.53% of First Trust Emerging Markets Small Cap AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.41 M shares in the last 24 months. This purchase volume represents approximately $199.31 M in transactions.