First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 499.83 K | $22.77 M | 1.72% | 9.37% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 391.87 K | $17.85 M | 14.81% | 7.34% |
| LPL FINANCIAL LLC | 05/06/2026 | 242.76 K | $11.06 M | -0.60% | 4.55% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 220.21 K | $10.03 M | 3.51% | 4.13% |
| BETA WEALTH GROUP, INC. | 05/07/2026 | 194.72 K | $8.87 M | -2.91% | 3.65% |
| 626 FINANCIAL, LLC | 04/23/2026 | 140.37 K | $6.39 M | -14.77% | 2.63% |
| SRS CAPITAL ADVISORS, INC. | 05/13/2026 | 135.12 K | $6.15 M | 3.15% | 2.53% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 121.08 K | $5.52 M | -0.74% | 2.27% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 95.32 K | $4.23 M | 1.49% | 1.79% |
| FLOW TRADERS U.S. LLC | 05/15/2026 | 90.79 K | $4.14 M | 13.72% | 1.70% |
| NEWEDGE ADVISORS, LLC | 06/03/2026 | 81.96 K | $3.73 M | 4.88% | 1.54% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 74.18 K | $3.38 M | 5.97% | 1.39% |
| VESTGEN ADVISORS, LLC | 05/14/2026 | 73.18 K | $3.50 M | 2.21% | 1.37% |
| INDEPENDENT ADVISOR ALLIANCE | 05/12/2026 | 72.43 K | $3.30 M | 100.00% | 1.36% |
| ARCHER INVESTMENT CORP | 05/04/2026 | 69.10 K | $3.15 M | 1.12% | 1.30% |
| 05/12/2026 | 54.28 K | $2.47 M | -7.91% | 1.02% | |
| ROYAL BANK OF CANADA | 05/15/2026 | 52.48 K | $2.39 M | 7.36% | 0.98% |
| HBW ADVISORY SERVICES LLC | 05/04/2026 | 51.24 K | $2.33 M | 22.47% | 0.96% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 50.30 K | $2.29 M | -1.38% | 0.94% |
| UBS GROUP AG | 05/05/2026 | 50.28 K | $2.29 M | -13.14% | 0.94% |
| CORNERSTONE PLANNING GROUP LLC | 05/06/2026 | 47.91 K | $2.31 M | -8.75% | 0.90% |
| QUAD-CITIES INVESTMENT GROUP, LLC | 04/21/2026 | 45.26 K | $2.06 M | 0.17% | 0.85% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 41.80 K | $1.90 M | 14.89% | 0.78% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 40.89 K | $1.86 M | 31.49% | 0.77% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 30.83 K | $1.40 M | 42.05% | 0.58% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 29.27 K | $1.33 M | 46.50% | 0.55% |
| INTEGRATED WEALTH CONCEPTS LLC | 05/15/2026 | 28.39 K | $1.29 M | 90.31% | 0.53% |
| CWM, LLC | 05/14/2026 | 24.71 K | $1.13 M | 23.14% | 0.46% |
| CITADEL ADVISORS LLC | 05/15/2026 | 23.96 K | $1.09 M | 41.73% | 0.45% |
| PARADIGM FINANCIAL PARTNERS, LLC | 04/21/2026 | 17.17 K | $782.26 K | -72.95% | 0.32% |
| OLD MISSION CAPITAL LLC | 05/15/2026 | 16.90 K | $770.01 K | -44.77% | 0.32% |
| SFI ADVISORS, LLC | 05/05/2026 | 16.08 K | $732.66 K | -18.99% | 0.30% |
| CAPTRUST FINANCIAL ADVISORS | 05/15/2026 | 15.71 K | $715.70 K | 0.41% | 0.29% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 14.46 K | $658.86 K | -22.08% | 0.27% |
| RVW WEALTH, LLC | 04/08/2026 | 13.60 K | $619.69 K | 0.06% | 0.26% |
| MML INVESTORS SERVICES, LLC | 05/04/2026 | 13.41 K | $610.71 K | -12.14% | 0.25% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 05/08/2026 | 12.56 K | $572.09 K | 225.45% | 0.24% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 11.75 K | $535.05 K | -7.60% | 0.22% |
| WESTERN WEALTH MANAGEMENT, LLC | 06/18/2026 | 11.04 K | $502.99 K | -1.27% | 0.21% |
| JANE STREET GROUP, LLC | 05/12/2026 | 10.72 K | $488.45 K | -83.31% | 0.20% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 10.63 K | $484.00 K | 7.16% | 0.20% |
| RICHMOND INVESTMENT SERVICES, LLC | 04/29/2026 | 9.21 K | $419.30 K | 0.09% | 0.17% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 04/15/2026 | 8.78 K | $399.90 K | 6.49% | 0.16% |
| FARTHER FINANCE ADVISORS, LLC | 04/07/2026 | 7.40 K | $338.51 K | 38.70% | 0.14% |
| EQUITABLE HOLDINGS, INC. | 05/15/2026 | 7.13 K | $299.93 K | 3.26% | 0.13% |
| MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. | 05/14/2026 | 6.50 K | $296.09 K | 100.00% | 0.12% |
| SUMMIT WEALTH GROUP LLC / CO | 04/23/2026 | 5.39 K | $245.39 K | 100.00% | 0.10% |
| PRINCIPAL SECURITIES, INC. | 05/13/2026 | 5.34 K | $243.21 K | -2.73% | 0.10% |
| PRIVATE TRUST CO NA | 04/30/2026 | 5.32 K | $242.25 K | 2.33% | 0.10% |
| 04/30/2026 | 5.26 K | $239.76 K | 0.67% | 0.10% |
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First Trust Emerging Markets Small Cap AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 100 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 499,825
WELLS FARGO & COMPANY/MN: 391,874
LPL Financial LLC: 242,763
RAYMOND JAMES FINANCIAL INC: 220,211
Beta Wealth Group, Inc.: 194,720
626 Financial, LLC: 140,372
62.39% of First Trust Emerging Markets Small Cap AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.32 M shares in the last 24 months. This purchase volume represents approximately $195.54 M in transactions.