First Trust Emerging Markets AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 2.70 M | $80.73 M | 12.75% | 13.92% |
| LPL FINANCIAL LLC | 05/06/2026 | 1.77 M | $53.10 M | 28.88% | 9.15% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 1.35 M | $40.34 M | 14.20% | 6.95% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 1.30 M | $39.05 M | 24.44% | 6.73% |
| JANE STREET GROUP, LLC | 05/12/2026 | 900.00 K | $26.96 M | 100.00% | 4.65% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 849.36 K | $25.44 M | 48.95% | 4.39% |
| ROYAL BANK OF CANADA | 05/15/2026 | 833.13 K | $24.96 M | -15.44% | 4.30% |
| FIRST TRUST ADVISORS LP | 05/13/2026 | 758.30 K | $22.71 M | 2,581.39% | 3.92% |
| UBS GROUP AG | 05/05/2026 | 677.56 K | $20.30 M | 12.46% | 3.50% |
| EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT | 05/04/2026 | 617.18 K | $18.49 M | 1.94% | 3.19% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 444.85 K | $13.32 M | 0.15% | 2.30% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 443.76 K | $13.29 M | 1.01% | 2.29% |
| TCP ASSET MANAGEMENT, LLC | 04/10/2026 | 440.49 K | $13.19 M | 100.00% | 2.27% |
| SANCTUARY ADVISORS, LLC | 05/05/2026 | 379.90 K | $11.38 M | -8.18% | 1.96% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 365.70 K | $10.95 M | 25.23% | 1.89% |
| ASSETMARK, INC | 05/06/2026 | 321.00 K | $9.62 M | 41.17% | 1.66% |
| STATE OF WISCONSIN INVESTMENT BOARD | 05/15/2026 | 313.81 K | $9.40 M | 0.00% | 1.62% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 280.51 K | $8.40 M | 1.20% | 1.45% |
| BANK OF NEW YORK MELLON CORP | 05/05/2026 | 228.04 K | $6.83 M | 4.13% | 1.18% |
| GATEWAY WEALTH PARTNERS, LLC | 05/15/2026 | 155.25 K | $4.65 M | 193.45% | 0.80% |
| HIGHTOWER ADVISORS, LLC | 05/05/2026 | 150.95 K | $4.52 M | 490.87% | 0.78% |
| BENJAMIN EDWARDS INC | 05/12/2026 | 141.16 K | $4.23 M | 65.01% | 0.73% |
| GREENUP STREET WEALTH MANAGEMENT LLC | 04/20/2026 | 136.84 K | $4.10 M | 100.00% | 0.71% |
| ATRIA INVESTMENTS, INC | 05/05/2026 | 118.47 K | $3.55 M | 18.89% | 0.61% |
| PROSPERA FINANCIAL SERVICES INC | 04/14/2026 | 109.09 K | $3.27 M | 45.69% | 0.56% |
| IFP ADVISORS, INC | 04/13/2026 | 108.17 K | $3.24 M | 172.35% | 0.56% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 05/12/2026 | 92.73 K | $2.78 M | -6.68% | 0.48% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 92.59 K | $2.77 M | 45.88% | 0.48% |
| 05/05/2026 | 92.32 K | $2.77 M | 100.00% | 0.48% | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 04/08/2026 | 82.44 K | $2.49 M | 100.00% | 0.43% |
| CWM, LLC | 05/14/2026 | 79.36 K | $2.38 M | 149.62% | 0.41% |
| CITADEL ADVISORS LLC | 05/15/2026 | 74.58 K | $2.23 M | 100.00% | 0.39% |
| PRINCIPAL SECURITIES, INC. | 05/13/2026 | 69.62 K | $2.09 M | 1.63% | 0.36% |
| AE WEALTH MANAGEMENT LLC | 05/13/2026 | 67.93 K | $2.03 M | 20.36% | 0.35% |
| MIDWEST FINANCIAL GROUP LLC | 04/22/2026 | 66.97 K | $2.01 M | -2.13% | 0.35% |
| BRINKER CAPITAL INVESTMENTS, LLC | 05/13/2026 | 62.12 K | $1.86 M | 64.21% | 0.32% |
| RATHBONES GROUP PLC | 06/09/2026 | 59.64 K | $1.79 M | 29.42% | 0.31% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 58.98 K | $1.77 M | 334.80% | 0.30% |
| PARK AVENUE SECURITIES LLC | 04/07/2026 | 57.68 K | $1.73 M | 46.12% | 0.30% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 53.93 K | $1.62 M | -22.32% | 0.28% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 50.90 K | $1.52 M | 16.07% | 0.26% |
| ONEASCENT FINANCIAL SERVICES LLC | 04/21/2026 | 47.88 K | $1.43 M | 23.84% | 0.25% |
| GREENWICH WEALTH MANAGEMENT LLC | 05/12/2026 | 46.55 K | $1.39 M | 100.00% | 0.24% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 43.27 K | $1.26 M | 62.92% | 0.22% |
| VESTGEN ADVISORS, LLC | 05/14/2026 | 43.21 K | $1.43 M | -1.21% | 0.22% |
| IMG WEALTH MANAGEMENT, INC. | 05/15/2026 | 42.65 K | $1.28 M | 100.00% | 0.22% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 05/08/2026 | 41.95 K | $1.26 M | 0.00% | 0.22% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 41.84 K | $1.25 M | 1.72% | 0.22% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 05/04/2026 | 40.27 K | $1.33 M | 3.08% | 0.21% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 38.18 K | $1.14 M | -6.44% | 0.20% |
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First Trust Emerging Markets AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 182 institutional investors and hedge funds held shares of First Trust Emerging Markets AlphaDEX Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 2.7 M
LPL Financial LLC: 1.77 M
WELLS FARGO & COMPANY/MN: 1.35 M
BANK OF AMERICA CORP /DE/: 1.3 M
JANE STREET GROUP, LLC: 900,000
ENVESTNET ASSET MANAGEMENT INC: 849,362
94.20% of First Trust Emerging Markets AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 26.30 M shares in the last 24 months. This purchase volume represents approximately $790.71 M in transactions.