First Trust China AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| OLD MISSION CAPITAL LLC | 08/14/2026 | 315.19 K | $8.59 M | 759.92% | 16.38% |
| CITADEL ADVISORS LLC | 09/02/2026 | 89.36 K | $2.44 M | 1,196.23% | 4.64% |
| JANE STREET GROUP, LLC | 08/14/2026 | 62.49 K | $1.70 M | -36.75% | 3.25% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 38.92 K | $1.06 M | -1.81% | 2.02% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 34.70 K | $945.95 K | -39.70% | 1.80% |
| MILLENNIUM MANAGEMENT LLC | 08/14/2026 | 33.97 K | $926.10 K | 100.00% | 1.77% |
| LPL FINANCIAL LLC | 08/07/2026 | 29.14 K | $794.44 K | -52.24% | 1.51% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 24.46 K | $666.67 K | 100.00% | 1.27% |
| AVESTAR CAPITAL, LLC | 07/29/2026 | 22.66 K | $617.77 K | 2.83% | 1.18% |
| GENESEE CAPITAL ADVISORS, LLC | 08/06/2026 | 17.83 K | $485.96 K | -1.31% | 0.93% |
| FLOW TRADERS U.S. LLC | 08/14/2026 | 12.58 K | $343.00 K | 100.00% | 0.65% |
| JPMORGAN CHASE & CO | 08/12/2026 | 10.50 K | $286.86 K | 100.00% | 0.55% |
| HRT FINANCIAL LP | 08/14/2026 | 9.16 K | $249.00 K | 100.00% | 0.48% |
| UNIQUE WEALTH STRATEGIES, LLC | 07/15/2026 | 7.37 K | $200.88 K | -73.19% | 0.38% |
| INTEGRATED WEALTH CONCEPTS LLC | 08/12/2026 | 7.12 K | $193.98 K | 100.00% | 0.37% |
| COMPASS FINANCIAL MANAGEMENT LLC | 08/12/2026 | 1.45 K | $39.64 K | 100.00% | 0.08% |
| UBS GROUP AG | 08/13/2026 | 1.12 K | $30.50 K | -4.93% | 0.06% |
| ROYAL BANK OF CANADA | 08/14/2026 | 600 | $17.00 K | 500.00% | 0.03% |
| SITTNER & NELSON, LLC | 08/07/2026 | 540 | $14.72 K | 100.00% | 0.03% |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 08/17/2026 | 297 | $8.12 K | -98.63% | 0.02% |
| ROTHSCHILD INVESTMENT LLC | 08/06/2026 | 255 | $6.95 K | 0.00% | 0.01% |
| ASSETMARK, INC | 07/30/2026 | 88 | $2.40 K | 0.00% | 0.00% |
| OSAIC HOLDINGS, INC. | 08/14/2026 | 75 | $2.04 K | -99.07% | 0.00% |
| GLOBAL RETIREMENT PARTNERS, LLC | 08/06/2026 | 65 | $1.77 K | 100.00% | 0.00% |
| MORGAN STANLEY | 08/13/2026 | 4 | $111 | 300.00% | 0.00% |
| &PARTNERS | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| BANK OF MONTREAL /CAN/ | 08/12/2026 | 0 | $0 | -100.00% | 0.00% |
| FIRST TRUST ADVISORS LP | 08/11/2026 | 0 | $0 | -100.00% | 0.00% |
| CIBC WORLD MARKET INC. | 08/13/2026 | 0 | $0 | -100.00% | 0.00% |
| ADVISORY SERVICES NETWORK, LLC | 08/12/2026 | 0 | $0 | -100.00% | 0.00% |
| WESTERN WEALTH MANAGEMENT, LLC | 08/14/2026 | 0 | $0 | -100.00% | 0.00% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 0 | $0 | -100.00% | 0.00% |
| ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC | 08/10/2026 | 0 | $0 | -100.00% | 0.00% |
| TWIN PEAKS WEALTH ADVISORS, LLC | 08/13/2026 | 0 | $0 | -100.00% | 0.00% |
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First Trust China AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 33 institutional investors and hedge funds held shares of First Trust China AlphaDEX Fund. The most heavily invested institutionals were:
Avestar Capital, LLC: 45,662
Cambridge Investment Research Advisors, Inc.: 39,061
COMPASS FINANCIAL MANAGEMENT LLC: 0
OLD MISSION CAPITAL LLC: 315,188
CITADEL ADVISORS LLC: 89,362
JANE STREET GROUP, LLC: 62,486
37.42% of First Trust China AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 729.74 K shares in the last 24 months. This purchase volume represents approximately $24.05 M in transactions.