First Trust China AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 02/13/2026 | 1.34 M | $37.86 M | -0.84% | 69.61% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 102.63 K | $2.97 M | 100.00% | 5.33% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 88.05 K | $2.49 M | -23.82% | 4.58% |
| LPL FINANCIAL LLC | 02/11/2026 | 51.43 K | $1.45 M | -39.21% | 2.67% |
| STONEX GROUP INC. | 02/12/2026 | 50.47 K | $1.43 M | 495.76% | 2.62% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 30.50 K | $862.26 K | -3.48% | 1.59% |
| OLD MISSION CAPITAL LLC | 02/17/2026 | 22.75 K | $643.20 K | -5.12% | 1.18% |
| GENESEE CAPITAL ADVISORS, LLC | 01/16/2026 | 21.58 K | $610.10 K | 100.00% | 1.12% |
| AVESTAR CAPITAL, LLC | 02/10/2026 | 20.44 K | $577.84 K | 0.00% | 1.06% |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 02/13/2026 | 10.43 K | $294.97 K | -5.45% | 0.54% |
| CITADEL ADVISORS LLC | 02/17/2026 | 8.45 K | $238.91 K | -81.36% | 0.44% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 8.04 K | $227.29 K | 0.00% | 0.42% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 5.41 K | $152.91 K | 100.00% | 0.28% |
| ROTHSCHILD INVESTMENT LLC | 02/10/2026 | 255 | $7.21 K | 0.00% | 0.01% |
| ROYAL BANK OF CANADA | 02/17/2026 | 100 | $3.00 K | 0.00% | 0.01% |
| ASSETMARK, INC | 01/23/2026 | 88 | $2.49 K | 100.00% | 0.00% |
| UBS GROUP AG | 01/29/2026 | 78 | $2.21 K | 100.00% | 0.00% |
| DARWIN WEALTH MANAGEMENT, LLC | 01/22/2026 | 6 | $169 | 100.00% | 0.00% |
| MORGAN STANLEY | 02/13/2026 | 2 | $79 | 0.00% | 0.00% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 0 | $0 | -100.00% | 0.00% |
| SIGMA PLANNING CORP | 01/30/2026 | 0 | $0 | -100.00% | 0.00% |
| FLOW TRADERS U.S. LLC | 02/13/2026 | 0 | $0 | -100.00% | 0.00% |
| ADVISORY SERVICES NETWORK, LLC | 02/17/2026 | 0 | $0 | -100.00% | 0.00% |
| GEOWEALTH MANAGEMENT, LLC | 02/17/2026 | 0 | $0 | -100.00% | 0.00% |
| JANE STREET GROUP, LLC | 02/12/2026 | 0 | $0 | -100.00% | 0.00% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 0 | $0 | -100.00% | 0.00% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 03/17/2026 | 0 | $0 | -100.00% | 0.00% |
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First Trust China AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 25 institutional investors and hedge funds held shares of First Trust China AlphaDEX Fund. The most heavily invested institutionals were:
Darwin Wealth Management, LLC: 0
FIRST TRUST ADVISORS LP: 1.34 M
WILEY BROS.-AINTREE CAPITAL, LLC: 102,626
LPL Financial LLC: 51,434
StoneX Group Inc.: 50,473
RAYMOND JAMES FINANCIAL INC: 30,501
91.48% of First Trust China AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.66 M shares in the last 24 months. This purchase volume represents approximately $54.66 M in transactions.