First Trust China AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 05/13/2026 | 2.04 M | $63.88 M | 52.22% | 105.95% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 05/15/2026 | 246.98 K | $7.74 M | 140.66% | 12.84% |
| ADVISORY SERVICES NETWORK, LLC | 05/15/2026 | 110.82 K | $3.47 M | 100.00% | 5.76% |
| JANE STREET GROUP, LLC | 05/12/2026 | 98.79 K | $3.10 M | 100.00% | 5.13% |
| LPL FINANCIAL LLC | 05/06/2026 | 61.02 K | $1.91 M | 18.64% | 3.17% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 57.55 K | $1.80 M | 100.00% | 2.99% |
| BANK OF MONTREAL /CAN/ | 05/13/2026 | 50.31 K | $1.58 M | 100.00% | 2.61% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 39.64 K | $1.24 M | -54.98% | 2.06% |
| OLD MISSION CAPITAL LLC | 05/15/2026 | 36.65 K | $1.15 M | 61.10% | 1.91% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 36.50 K | $1.14 M | 19.66% | 1.90% |
| AVESTAR CAPITAL, LLC | 05/13/2026 | 22.04 K | $690.70 K | 7.82% | 1.15% |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 05/15/2026 | 21.70 K | $680.08 K | 107.97% | 1.13% |
| CIBC WORLD MARKET INC. | 05/14/2026 | 18.94 K | $593.67 K | 100.00% | 0.98% |
| GENESEE CAPITAL ADVISORS, LLC | 04/22/2026 | 18.06 K | $566.09 K | -16.30% | 0.94% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 8.04 K | $251.97 K | 0.00% | 0.42% |
| CITADEL ADVISORS LLC | 05/15/2026 | 6.89 K | $216.06 K | -18.42% | 0.36% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 6.81 K | $213.39 K | 25.88% | 0.35% |
| UBS GROUP AG | 05/05/2026 | 1.18 K | $36.89 K | 1,408.97% | 0.06% |
| ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC | 05/06/2026 | 594 | $18.62 K | 100.00% | 0.03% |
| ROTHSCHILD INVESTMENT LLC | 05/07/2026 | 255 | $7.99 K | 0.00% | 0.01% |
| TWIN PEAKS WEALTH ADVISORS, LLC | 05/08/2026 | 224 | $7.02 K | 100.00% | 0.01% |
| WESTERN WEALTH MANAGEMENT, LLC | 05/19/2026 | 171 | $5.35 K | 100.00% | 0.01% |
| ROYAL BANK OF CANADA | 05/15/2026 | 100 | $3.00 K | 0.00% | 0.01% |
| ASSETMARK, INC | 05/06/2026 | 88 | $2.76 K | 0.00% | 0.00% |
| MORGAN STANLEY | 05/15/2026 | 1 | $47 | -50.00% | 0.00% |
| STONEX GROUP INC. | 05/14/2026 | 0 | $0 | -100.00% | 0.00% |
| DARWIN WEALTH MANAGEMENT, LLC | 05/01/2026 | 0 | $0 | -100.00% | 0.00% |
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First Trust China AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 29 institutional investors and hedge funds held shares of First Trust China AlphaDEX Fund. The most heavily invested institutionals were:
FIRST TRUST ADVISORS LP: 2.04 M
WILEY BROS.-AINTREE CAPITAL, LLC: 246,980
Advisory Services Network, LLC: 110,818
JANE STREET GROUP, LLC: 98,787
LPL Financial LLC: 61,021
SUSQUEHANNA INTERNATIONAL GROUP, LLP: 57,550
149.79% of First Trust China AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.90 M shares in the last 24 months. This purchase volume represents approximately $95.43 M in transactions.