First Trust Multi Cap Growth AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 05/15/2026 | 242.45 K | $38.53 M | -21.40% | 7.89% |
| LPL FINANCIAL LLC | 05/06/2026 | 197.93 K | $31.46 M | 58.21% | 6.44% |
| WELLS FARGO & COMPANY/MN | 07/08/2026 | 175.02 K | $27.81 M | 27.77% | 5.70% |
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 93.57 K | $14.87 M | -32.46% | 3.05% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 60.84 K | $9.67 M | 4.81% | 1.98% |
| GOLDMAN SACHS GROUP INC | 05/15/2026 | 50.00 K | $7.95 M | 0.00% | 1.63% |
| TRUIST FINANCIAL CORP | 04/27/2026 | 49.29 K | $7.83 M | 4.52% | 1.61% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 45.53 K | $7.24 M | -6.53% | 1.48% |
| PLOTKIN FINANCIAL ADVISORS, LLC | 05/11/2026 | 44.67 K | $7.10 M | -0.53% | 1.45% |
| BANK OF AMERICA CORP /DE/ | 05/18/2026 | 41.50 K | $6.60 M | 37.31% | 1.35% |
| ROYAL BANK OF CANADA | 05/15/2026 | 34.24 K | $5.44 M | 7.83% | 1.11% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 31.17 K | $4.95 M | 253.52% | 1.02% |
| RPG FAMILY WEALTH ADVISORY, LLC | 05/14/2026 | 30.35 K | $4.82 M | -4.49% | 0.99% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 29.64 K | $4.71 M | 315.77% | 0.97% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 29.51 K | $4.58 M | 71.07% | 0.96% |
| SYNERGY INVESTMENT MANAGEMENT, LLC | 05/15/2026 | 28.51 K | $4.53 M | 7.80% | 0.93% |
| WEDBUSH SECURITIES INC | 04/21/2026 | 25.03 K | $3.98 M | -4.48% | 0.82% |
| WEALTH MANAGEMENT PARTNERS, LLC | 04/17/2026 | 24.91 K | $3.96 M | -0.48% | 0.81% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 24.74 K | $3.93 M | 74.89% | 0.81% |
| CREATIVE PLANNING | 05/12/2026 | 24.35 K | $3.87 M | -4.04% | 0.79% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 23.55 K | $3.74 M | 88.06% | 0.77% |
| GENEOS WEALTH MANAGEMENT INC. | 05/05/2026 | 23.39 K | $3.72 M | 6.59% | 0.76% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 05/07/2026 | 21.00 K | $3.34 M | 43.67% | 0.68% |
| UBS GROUP AG | 05/05/2026 | 17.69 K | $2.81 M | -0.29% | 0.58% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 14.18 K | $2.25 M | 0.03% | 0.46% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 14.06 K | $2.23 M | 25.28% | 0.46% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 13.91 K | $2.21 M | 0.31% | 0.45% |
| WCG WEALTH ADVISORS LLC | 05/12/2026 | 13.71 K | $2.18 M | 2.20% | 0.45% |
| BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS | 05/05/2026 | 13.63 K | $2.17 M | 100.00% | 0.44% |
| MGO ONE SEVEN LLC | 05/14/2026 | 13.53 K | $2.15 M | 100.00% | 0.44% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 13.08 K | $2.08 M | 3.19% | 0.43% |
| PROACTIVE WEALTH STRATEGIES LLC | 04/29/2026 | 10.67 K | $1.70 M | 100.00% | 0.35% |
| STONEBRIDGE FINANCIAL PLANNING GROUP, LLC | 05/08/2026 | 10.53 K | $1.67 M | 1.09% | 0.34% |
| FIFTH THIRD SECURITIES, INC. | 04/15/2026 | 10.26 K | $1.63 M | -5.65% | 0.33% |
| 626 FINANCIAL, LLC | 04/23/2026 | 9.46 K | $1.50 M | 4.37% | 0.31% |
| 04/17/2026 | 9.40 K | $1.49 M | 23.79% | 0.31% | |
| J.W. COLE ADVISORS, INC. | 04/23/2026 | 8.66 K | $1.38 M | 100.00% | 0.28% |
| ADVYZON INVESTMENT MANAGEMENT, LLC | 05/12/2026 | 8.60 K | $1.37 M | 5.98% | 0.28% |
| NOVA WEALTH MANAGEMENT, INC. | 04/14/2026 | 6.54 K | $1.04 M | 10.06% | 0.21% |
| WILLNER & HELLER, LLC | 04/17/2026 | 6.52 K | $1.04 M | 8.23% | 0.21% |
| CERTIFIED ADVISORY CORP | 04/17/2026 | 6.48 K | $1.03 M | 5.69% | 0.21% |
| IFP ADVISORS, INC | 04/13/2026 | 6.40 K | $1.02 M | 2.06% | 0.21% |
| GOLDEN STATE WEALTH MANAGEMENT, LLC | 04/28/2026 | 5.05 K | $803.04 K | 0.00% | 0.16% |
| INDEPENDENT FINANCIAL GROUP, LLC | 05/15/2026 | 4.97 K | $790.01 K | -7.77% | 0.16% |
| APEIRON RIA LLC | 04/27/2026 | 4.85 K | $770.92 K | -5.49% | 0.16% |
| TRUEWEALTH ADVISORS, LLC | 04/09/2026 | 4.73 K | $750.91 K | 100.00% | 0.15% |
| SANCTUARY ADVISORS, LLC | 05/05/2026 | 4.16 K | $660.91 K | -0.81% | 0.14% |
| GATEWAY WEALTH PARTNERS, LLC | 05/15/2026 | 3.44 K | $546.06 K | 56.97% | 0.11% |
| MERIT FINANCIAL GROUP, LLC | 04/15/2026 | 3.35 K | $532.94 K | 100.00% | 0.11% |
| AVIANCE CAPITAL PARTNERS, LLC | 05/06/2026 | 2.98 K | $472.80 K | 0.00% | 0.10% |
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First Trust Multi Cap Growth AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 80 institutional investors and hedge funds held shares of First Trust Multi Cap Growth AlphaDEX Fund. The most heavily invested institutionals were:
CITIGROUP INC: 0
Sound Income Strategies, LLC: 0
Russell Investments Group, Ltd.: 0
MORGAN STANLEY: 242,445
LPL Financial LLC: 197,933
WELLS FARGO & COMPANY/MN: 175,021
53.50% of First Trust Multi Cap Growth AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.54 M shares in the last 24 months. This purchase volume represents approximately $252.56 M in transactions.