First Trust Multi Cap Value AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 05/14/2026 | 65.60 K | $6.20 M | 6.28% | 4.81% |
| MORGAN STANLEY | 05/15/2026 | 61.50 K | $5.81 M | -3.67% | 4.51% |
| LPL FINANCIAL LLC | 05/06/2026 | 55.51 K | $5.25 M | 21.55% | 4.07% |
| WELLS FARGO & COMPANY/MN | 05/11/2026 | 44.97 K | $4.25 M | 30.08% | 3.29% |
| ADVISOR GROUP HOLDINGS, INC. | 05/15/2026 | 43.62 K | $4.12 M | 1.59% | 3.20% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/15/2026 | 36.21 K | $3.42 M | 167.60% | 2.65% |
| 626 FINANCIAL, LLC | 04/23/2026 | 35.72 K | $3.38 M | -0.36% | 2.62% |
| CITADEL ADVISORS LLC | 05/15/2026 | 33.14 K | $3.13 M | 288.50% | 2.43% |
| ROYAL BANK OF CANADA | 05/15/2026 | 33.01 K | $3.12 M | -0.64% | 2.42% |
| GOLDMAN SACHS GROUP INC | 05/15/2026 | 21.82 K | $2.06 M | -1.03% | 1.60% |
| BAIRD FINANCIAL GROUP, INC. | 05/14/2026 | 21.43 K | $2.03 M | 0.41% | 1.57% |
| STIFEL FINANCIAL CORP | 05/12/2026 | 19.19 K | $1.81 M | -1.61% | 1.41% |
| COMMONWEALTH EQUITY SERVICES, LLC | 04/27/2026 | 17.53 K | $1.66 M | -7.95% | 1.28% |
| PROACTIVE WEALTH STRATEGIES LLC | 04/29/2026 | 16.39 K | $1.55 M | 100.75% | 1.20% |
| PFG ADVISORS | 05/05/2026 | 14.04 K | $1.33 M | 0.00% | 1.03% |
| PRIVATE ADVISOR GROUP, LLC | 04/27/2026 | 10.45 K | $988.36 K | 0.20% | 0.77% |
| HARBOUR INVESTMENTS, INC. | 05/15/2026 | 9.33 K | $882.48 K | 30.68% | 0.68% |
| QUAD-CITIES INVESTMENT GROUP, LLC | 04/21/2026 | 8.83 K | $834.70 K | -1.35% | 0.65% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 05/14/2026 | 7.79 K | $736.92 K | -10.87% | 0.57% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 04/30/2026 | 7.49 K | $708.00 K | -3.21% | 0.55% |
| PRINCIPAL SECURITIES, INC. | 05/13/2026 | 7.45 K | $704.23 K | -33.79% | 0.55% |
| JANNEY MONTGOMERY SCOTT LLC | 04/22/2026 | 7.32 K | $692.00 K | -0.01% | 0.54% |
| AVIDIAN WEALTH SOLUTIONS, LLC | 05/07/2026 | 7.30 K | $689.87 K | 0.29% | 0.53% |
| UBS GROUP AG | 05/05/2026 | 7.18 K | $679.05 K | 15.93% | 0.53% |
| CETERA INVESTMENT ADVISERS | 05/13/2026 | 6.87 K | $649.30 K | 3.45% | 0.50% |
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 05/05/2026 | 6.57 K | $621.35 K | -0.76% | 0.48% |
| D.A. DAVIDSON & CO. | 05/05/2026 | 5.80 K | $547.91 K | 0.00% | 0.42% |
| JONES FINANCIAL COMPANIES LLLP | 05/15/2026 | 5.24 K | $490.30 K | 32.53% | 0.38% |
| COTTONWOOD CAPITAL ADVISORS, LLC | 04/17/2026 | 4.85 K | $458.85 K | -0.02% | 0.36% |
| STRATOS WEALTH PARTNERS, LTD. | 04/28/2026 | 4.69 K | $443.21 K | 0.24% | 0.34% |
| PFG INVESTMENTS, LLC | 04/27/2026 | 4.36 K | $412.05 K | 0.35% | 0.32% |
| TRUIST FINANCIAL CORP | 04/27/2026 | 4.13 K | $390.14 K | -2.83% | 0.30% |
| HFG ADVISORS, INC. | 05/08/2026 | 4.10 K | $387.18 K | 0.00% | 0.30% |
| ENVESTNET ASSET MANAGEMENT INC | 05/04/2026 | 4.09 K | $386.60 K | -3.24% | 0.30% |
| TCFG WEALTH MANAGEMENT, LLC | 04/24/2026 | 3.60 K | $340.56 K | 0.00% | 0.26% |
| 05/06/2026 | 3.60 K | $340.56 K | 100.00% | 0.26% | |
| APEIRON RIA LLC | 04/27/2026 | 3.23 K | $305.14 K | -0.55% | 0.24% |
| CREATIVE PLANNING | 05/12/2026 | 3.19 K | $301.61 K | 0.25% | 0.23% |
| PACIFIC SUN FINANCIAL CORP | 05/08/2026 | 3.11 K | $294.05 K | 0.00% | 0.23% |
| KESTRA ADVISORY SERVICES, LLC | 04/30/2026 | 2.34 K | $221.33 K | 25.46% | 0.17% |
| CLEARSTEAD ADVISORS, LLC | 05/06/2026 | 2.32 K | $219.07 K | 0.00% | 0.17% |
| MOORS & CABOT, INC. | 05/08/2026 | 2.25 K | $213.11 K | 0.00% | 0.17% |
| CENTAURUS FINANCIAL, INC. | 05/18/2026 | 1.11 K | $105.00 K | 100.00% | 0.08% |
| GOLDEN STATE WEALTH MANAGEMENT, LLC | 04/28/2026 | 985 | $93.13 K | 0.00% | 0.07% |
| SOUND INCOME STRATEGIES, LLC | 04/27/2026 | 811 | $76.65 K | -8.98% | 0.06% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 05/07/2026 | 809 | $76.47 K | 0.37% | 0.06% |
| FMR LLC | 05/15/2026 | 789 | $74.62 K | 0.00% | 0.06% |
| JPMORGAN CHASE & CO | 05/13/2026 | 700 | $65.42 K | 0.00% | 0.05% |
| IFP ADVISORS, INC | 04/13/2026 | 697 | $65.90 K | 0.00% | 0.05% |
| PARKSIDE FINANCIAL BANK & TRUST | 05/13/2026 | 600 | $56.73 K | 0.00% | 0.04% |
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First Trust Multi Cap Value AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 93 institutional investors and hedge funds held shares of First Trust Multi Cap Value AlphaDEX Fund. The most heavily invested institutionals were:
RAYMOND JAMES FINANCIAL INC: 65,604
MORGAN STANLEY: 61,501
LPL Financial LLC: 55,510
WELLS FARGO & COMPANY/MN: 44,971
ADVISOR GROUP HOLDINGS, INC.: 43,622
SUSQUEHANNA INTERNATIONAL GROUP, LLP: 36,206
49.61% of First Trust Multi Cap Value AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.04 M shares in the last 24 months. This purchase volume represents approximately $98.92 M in transactions.