First Trust Multi Cap Value AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 08/07/2026 | 77.53 K | $7.87 M | 39.67% | 5.96% |
| RAYMOND JAMES FINANCIAL INC | 08/14/2026 | 65.53 K | $6.65 M | -0.12% | 5.04% |
| MORGAN STANLEY | 08/13/2026 | 61.42 K | $6.23 M | -0.14% | 4.72% |
| WELLS FARGO & COMPANY/MN | 08/14/2026 | 45.54 K | $4.62 M | 1.27% | 3.50% |
| ADVISOR GROUP HOLDINGS, INC. | 08/14/2026 | 43.25 K | $4.39 M | -0.86% | 3.32% |
| ROYAL BANK OF CANADA | 08/14/2026 | 36.60 K | $3.72 M | 10.89% | 2.81% |
| 626 FINANCIAL, LLC | 07/27/2026 | 35.21 K | $3.57 M | -1.45% | 2.71% |
| CITADEL ADVISORS LLC | 09/02/2026 | 34.20 K | $3.47 M | 3.19% | 2.63% |
| STIFEL FINANCIAL CORP | 08/12/2026 | 18.09 K | $1.84 M | -5.73% | 1.39% |
| PROACTIVE WEALTH STRATEGIES LLC | 08/10/2026 | 15.54 K | $1.58 M | -5.15% | 1.19% |
| BAIRD FINANCIAL GROUP, INC. | 08/12/2026 | 15.52 K | $1.58 M | -27.55% | 1.19% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/29/2026 | 15.44 K | $1.57 M | -11.90% | 1.19% |
| GOLDMAN SACHS GROUP INC | 08/14/2026 | 10.92 K | $1.11 M | -49.96% | 0.84% |
| PRIVATE ADVISOR GROUP, LLC | 07/27/2026 | 10.46 K | $1.06 M | 0.10% | 0.80% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/14/2026 | 9.37 K | $951.04 K | -74.12% | 0.72% |
| HARBOUR INVESTMENTS, INC. | 08/12/2026 | 9.33 K | $947.40 K | 0.01% | 0.72% |
| QUAD-CITIES INVESTMENT GROUP, LLC | 07/07/2026 | 8.54 K | $866.44 K | -3.30% | 0.66% |
| UBS GROUP AG | 08/13/2026 | 7.56 K | $767.53 K | 5.29% | 0.58% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 07/30/2026 | 7.50 K | $761.00 K | 0.13% | 0.58% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 08/13/2026 | 7.48 K | $758.74 K | -4.09% | 0.57% |
| AVIDIAN WEALTH SOLUTIONS, LLC | 07/24/2026 | 7.32 K | $742.51 K | 0.26% | 0.56% |
| ENVESTNET ASSET MANAGEMENT INC | 08/03/2026 | 7.27 K | $737.98 K | 77.82% | 0.56% |
| JANNEY MONTGOMERY SCOTT LLC | 08/05/2026 | 7.22 K | $733.00 K | -1.37% | 0.55% |
| JONES FINANCIAL COMPANIES LLLP | 08/14/2026 | 7.17 K | $734.19 K | 37.04% | 0.55% |
| CETERA INVESTMENT ADVISERS | 08/12/2026 | 6.74 K | $684.45 K | -1.81% | 0.52% |
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 07/23/2026 | 6.32 K | $641.15 K | -3.88% | 0.49% |
| D.A. DAVIDSON & CO. | 07/24/2026 | 5.80 K | $588.18 K | 0.00% | 0.45% |
| PRINCIPAL SECURITIES, INC. | 08/04/2026 | 5.78 K | $586.39 K | -22.44% | 0.44% |
| COTTONWOOD CAPITAL ADVISORS, LLC | 07/23/2026 | 4.85 K | $492.47 K | -0.02% | 0.37% |
| STRATOS WEALTH PARTNERS, LTD. | 08/11/2026 | 4.70 K | $476.76 K | 0.21% | 0.36% |
| PFG INVESTMENTS, LLC | 07/23/2026 | 4.37 K | $443.17 K | 0.18% | 0.34% |
| VIRTU FINANCIAL LLC | 08/13/2026 | 4.27 K | $434.00 K | 100.00% | 0.33% |
| HFG ADVISORS, INC. | 08/07/2026 | 4.10 K | $415.64 K | 0.00% | 0.31% |
| TRUIST FINANCIAL CORP | 07/28/2026 | 4.00 K | $406.13 K | -3.03% | 0.31% |
| TCFG INVESTMENT ADVISORS, LLC | 07/17/2026 | 3.60 K | $365.60 K | 0.00% | 0.28% |
| APEIRON RIA LLC | 07/16/2026 | 3.23 K | $328.24 K | 0.22% | 0.25% |
| CREATIVE PLANNING | 08/13/2026 | 3.20 K | $324.52 K | 0.22% | 0.25% |
| KESTRA ADVISORY SERVICES, LLC | 07/28/2026 | 2.41 K | $244.32 K | 2.82% | 0.19% |
| CLEARSTEAD ADVISORS, LLC | 08/06/2026 | 2.32 K | $235.17 K | 0.00% | 0.18% |
| MOORS & CABOT, INC. | 08/10/2026 | 2.25 K | $228.78 K | 0.00% | 0.17% |
| PACIFIC SUN FINANCIAL CORP | 08/10/2026 | 2.11 K | $214.16 K | -32.15% | 0.16% |
| IFG ADVISORY, LLC | 08/14/2026 | 1.95 K | $197.83 K | 100.00% | 0.15% |
| CENTAURUS FINANCIAL, INC. | 08/17/2026 | 1.11 K | $113.00 K | 0.00% | 0.09% |
| GOLDEN STATE WEALTH MANAGEMENT, LLC | 07/22/2026 | 985 | $99.98 K | 0.00% | 0.08% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 08/12/2026 | 811 | $82.36 K | 0.25% | 0.06% |
| FMR LLC | 08/13/2026 | 789 | $80.10 K | 0.00% | 0.06% |
| JPMORGAN CHASE & CO | 08/12/2026 | 769 | $78.41 K | 9.86% | 0.06% |
| PRIVATE WEALTH ASSET MANAGEMENT, LLC | 08/11/2026 | 762 | $77.34 K | 100.00% | 0.06% |
| IFP ADVISORS, INC | 07/20/2026 | 697 | $70.74 K | 0.00% | 0.05% |
| PARKSIDE FINANCIAL BANK & TRUST | 09/04/2026 | 600 | $60.90 K | 0.00% | 0.05% |
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First Trust Multi Cap Value AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 99 institutional investors and hedge funds held shares of First Trust Multi Cap Value AlphaDEX Fund. The most heavily invested institutionals were:
LPL Financial LLC: 77,533
RAYMOND JAMES FINANCIAL INC: 65,528
MORGAN STANLEY: 61,416
WELLS FARGO & COMPANY/MN: 45,544
ADVISOR GROUP HOLDINGS, INC.: 43,249
ROYAL BANK OF CANADA: 36,600
49.53% of First Trust Multi Cap Value AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 1.02 M shares in the last 24 months. This purchase volume represents approximately $96.56 M in transactions.